0001770707-23-000006.txt : 20231031 0001770707-23-000006.hdr.sgml : 20231031 20231031142348 ACCESSION NUMBER: 0001770707-23-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231030 FILED AS OF DATE: 20231031 DATE AS OF CHANGE: 20231031 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barry Anthony S. CENTRAL INDEX KEY: 0001770707 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34814 FILM NUMBER: 231363959 MAIL ADDRESS: STREET 1: C/O CAPITOL FEDERAL FINANCIAL, INC. STREET 2: 700 S. KANSAS AVENUE CITY: TOPEKA STATE: KS ZIP: 66603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Capitol Federal Financial, Inc. CENTRAL INDEX KEY: 0001490906 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 700 S KANSAS AVENUE CITY: TOPEKA STATE: KS ZIP: 66603 BUSINESS PHONE: 785-235-1341 MAIL ADDRESS: STREET 1: 700 S KANSAS AVENUE CITY: TOPEKA STATE: KS ZIP: 66603 FORMER COMPANY: FORMER CONFORMED NAME: Capitol Federal Financial Inc DATE OF NAME CHANGE: 20100503 4 1 wk-form4_1698776620.xml FORM 4 X0508 4 2023-10-30 0 0001490906 Capitol Federal Financial, Inc. CFFN 0001770707 Barry Anthony S. C/O CAPITOL FEDERAL FINANCIAL, INC. 700 SOUTH KANSAS AVENUE TOPEKA KS 66603 0 1 0 0 Executive Vice President 0 CFFN common stock 2023-10-30 4 P 0 12000 5.0297 A 54477 D CFFN common stock 4585 I ESOP CFFN Phantom Stock 2020 12.50 2023-12-31 2023-12-31 CFFN common stock 1687 1687 D CFFN Phantom Stock 2021 11.33 2024-12-31 2024-12-31 CFFN common stock 4810 4810 D CFFN Phantom Stock 2022 8.65 2025-12-31 2025-12-31 CFFN common stock 8080 8080 D The phantom stock units were acquired under the Issuers Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition. /s/ Kent G. Townsend, under Power of Attorney 2023-10-31