0001688883-23-000002.txt : 20230103
0001688883-23-000002.hdr.sgml : 20230103
20230103105148
ACCESSION NUMBER: 0001688883-23-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221231
FILED AS OF DATE: 20230103
DATE AS OF CHANGE: 20230103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lehman Daniel L.
CENTRAL INDEX KEY: 0001688883
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34814
FILM NUMBER: 23500813
MAIL ADDRESS:
STREET 1: C/O CAPITOL FEDERAL FINANCIAL, INC.
STREET 2: 700 S. KANSAS AVENUE
CITY: TOPEKA
STATE: KS
ZIP: 66603
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Capitol Federal Financial, Inc.
CENTRAL INDEX KEY: 0001490906
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 700 S KANSAS AVENUE
CITY: TOPEKA
STATE: KS
ZIP: 66603
BUSINESS PHONE: 785-235-1341
MAIL ADDRESS:
STREET 1: 700 S KANSAS AVENUE
CITY: TOPEKA
STATE: KS
ZIP: 66603
FORMER COMPANY:
FORMER CONFORMED NAME: Capitol Federal Financial Inc
DATE OF NAME CHANGE: 20100503
4
1
wf-form4_167276109214632.xml
FORM 4
X0306
4
2022-12-31
0
0001490906
Capitol Federal Financial, Inc.
CFFN
0001688883
Lehman Daniel L.
C/O CAPITOL FEDERAL FINANCIAL, INC.
700 SOUTH KANSAS AVENUE
TOPEKA
KS
66603
0
1
0
0
Executive Vice President
CFFN common stock
2022-12-31
4
M
0
2546
13.73
A
12789
D
CFFN common stock
2022-12-31
4
D
0
2546
8.65
D
10243
D
CFFN common stock
51387
I
IRA
CFFN common stock
9772
I
ESOP
CFFN Phantom Stock 2019
13.73
2022-12-31
4
M
0
2546
13.73
D
2022-12-31
2022-12-31
CFFN common stock
2546.0
0
D
CFFN Phantom Stock 2020
12.5
2023-12-31
2023-12-31
CFFN common stock
1687.0
1687
D
CFFN Phantom Stock 2021
11.33
2024-12-31
2024-12-31
CFFN common stock
4747.0
4747
D
CFFN Phantom Stock 2022
8.65
2022-12-31
4
A
0
8020
8.65
A
2025-12-31
2025-12-31
CFFN common stock
8020.0
8020
D
Transaction reflects the deemed conversion of phantom stock units previously acquired under the Issuer's Deferred Incentive Bonus Plan into the underlying shares of common stock and the deemed simultaneous disposition of such shares in connection with the cash settlement of such phantom stock units.
The phantom stock units were acquired under the Issuers Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition.
/s/ Kent G. Townsend, under Power of Attorney
2023-01-03