0001490906-21-000012.txt : 20210104 0001490906-21-000012.hdr.sgml : 20210104 20210104155452 ACCESSION NUMBER: 0001490906-21-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210104 DATE AS OF CHANGE: 20210104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lehman Daniel L. CENTRAL INDEX KEY: 0001688883 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34814 FILM NUMBER: 21501713 MAIL ADDRESS: STREET 1: C/O CAPITOL FEDERAL FINANCIAL, INC. STREET 2: 700 S. KANSAS AVENUE CITY: TOPEKA STATE: KS ZIP: 66603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Capitol Federal Financial, Inc. CENTRAL INDEX KEY: 0001490906 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 700 S KANSAS AVENUE CITY: TOPEKA STATE: KS ZIP: 66603 BUSINESS PHONE: 785-235-1341 MAIL ADDRESS: STREET 1: 700 S KANSAS AVENUE CITY: TOPEKA STATE: KS ZIP: 66603 FORMER COMPANY: FORMER CONFORMED NAME: Capitol Federal Financial Inc DATE OF NAME CHANGE: 20100503 4 1 wf-form4_160979367942339.xml FORM 4 X0306 4 2020-12-31 0 0001490906 Capitol Federal Financial, Inc. CFFN 0001688883 Lehman Daniel L. 700 SOUTH KANSAS AVENUE TOPEKA KS 66603 0 1 0 0 Executive Vice President CFFN common stock 2020-12-31 4 M 0 3154 13.41 A 13397 D CFFN common stock 2020-12-31 4 D 0 3154 12.50 D 10243 D CFFN common stock 5738 I ESOP CFFN commnon stock 51387 I IRA CFFN Phantom Stock 2017 13.41 2020-12-31 4 M 0 3154 13.41 D 2020-12-31 2020-12-31 CFFN common stock 3154.0 0 D CFFN Phantom Stock 2018 12.77 2021-12-31 2021-12-31 CFFN common stock 3798.0 3798 D CFFN Phantom Stock 2019 13.73 2022-12-31 2022-12-31 CFFN commnon stock 2546.0 2546 D CFFN Phantom Stock 2020 12.5 2020-12-31 4 A 0 1687 12.50 A 2023-12-31 2023-12-31 CFFN common stock 1687.0 1687 D Transaction reflects the deemed conversion of phantom stock units previously acquired under the Issuer's Deferred Incentive Bonus Plan into the underlying shares of common stock and the deemed simultaneous disposition of such shares in connection with the cash settlement of such phantom stock units. The phantom stock units were acquired under the Issuer's Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition. /s/ Cara J Puglisi, under Power of Attorney 2021-01-04