0001490906-20-000039.txt : 20200501 0001490906-20-000039.hdr.sgml : 20200501 20200501101029 ACCESSION NUMBER: 0001490906-20-000039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200429 FILED AS OF DATE: 20200501 DATE AS OF CHANGE: 20200501 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lehman Daniel L. CENTRAL INDEX KEY: 0001688883 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34814 FILM NUMBER: 20838971 MAIL ADDRESS: STREET 1: C/O CAPITOL FEDERAL FINANCIAL, INC. STREET 2: 700 S. KANSAS AVENUE CITY: TOPEKA STATE: KS ZIP: 66603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Capitol Federal Financial, Inc. CENTRAL INDEX KEY: 0001490906 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 700 S KANSAS AVENUE CITY: TOPEKA STATE: KS ZIP: 66603 BUSINESS PHONE: 785-235-1341 MAIL ADDRESS: STREET 1: 700 S KANSAS AVENUE CITY: TOPEKA STATE: KS ZIP: 66603 FORMER COMPANY: FORMER CONFORMED NAME: Capitol Federal Financial Inc DATE OF NAME CHANGE: 20100503 4 1 wf-form4_158834221091197.xml FORM 4 X0306 4 2020-04-29 0 0001490906 Capitol Federal Financial, Inc. CFFN 0001688883 Lehman Daniel L. 700 SOUTH KANSAS AVENUE TOPEKA KS 66603 0 1 0 0 Executive Vice President CFFN common stock 2020-04-29 4 F 0 346 12.22 D 10243 D CFFN common stock 4276 I ESOP CFFN commnon stock 51387 I IRA CFFN Phantom Stock 2017 13.41 2020-12-31 2020-12-31 CFFN common stock 3154.0 3154 D CFFN Phantom Stock 2018 12.77 2021-12-31 2021-12-31 CFFN common stock 3798.0 3798 D CFFN Phantom Stock 2019 13.73 2022-12-31 2022-12-31 CFFN commnon stock 2546.0 2546 D The phantom stock units were acquired under the Issuer's Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition. /s/ Cara J Puglisi, under Power of Attorney 2020-05-01