0001490906-13-000001.txt : 20130103 0001490906-13-000001.hdr.sgml : 20130103 20130103160715 ACCESSION NUMBER: 0001490906-13-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130103 DATE AS OF CHANGE: 20130103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Van Houweling Tara CENTRAL INDEX KEY: 0001338346 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34814 FILM NUMBER: 13506705 MAIL ADDRESS: STREET 1: C/O CAPITOL FEDERAL FINANCIAL STREET 2: 700 S. KANSAS AVENUE CITY: TOPEKA STATE: KS ZIP: 66603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Capitol Federal Financial Inc CENTRAL INDEX KEY: 0001490906 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 700 S KANSAS AVENUE CITY: TOPEKA STATE: KS ZIP: 66603 BUSINESS PHONE: 785-235-1341 MAIL ADDRESS: STREET 1: 700 S KANSAS AVENUE CITY: TOPEKA STATE: KS ZIP: 66603 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2012-12-31 0 0001490906 Capitol Federal Financial Inc CFFN 0001338346 Van Houweling Tara C/O CAPITOL FEDERAL FINANCIAL 700 S. KANSAS AVENUE TOPEKA KS 66603 0 1 0 0 Principal Accounting Officer CFFN common stock 2012-12-31 4 M 0 330 13.9 A 21435 D CFFN common stock 2012-12-31 4 D 0 330 11.69 D 21105 D CFFN common stock 22466 I ESOP CFFN Phantom Stock 2010 13.9 2012-12-31 4 M 0 330 13.9 D 2012-12-31 CFFN common stock 330 0 D CFFN phantom stock 2011 11.91 2013-12-31 CFFN common stock 1182 1182 D CFFN phantom stock 2012 11.54 2014-12-31 CFFN common stock 1213 1213 D CFFN phanton stock 2013 11.69 2012-12-31 4 A 0 1359 11.69 A 2015-12-31 CFFN common stock 1359 1359 D CFFN Incentive Stock Option 15.99 2013-12-18 CFFN common stock 22637 22637 D CFFN Incentive Stock Option 11.91 2022-05-14 CFFN common stock 33584 33584 D CFFN Non-qualified Stock Option 11.91 2027-05-14 CFFN common stock 6416 6416 D Phantom stock units were acquired under the Company's Deferred Income Bonus Plan. The units are deemed sold and settled in cash approximately three years from date of acquisition. All options are exercisable. 8,396 shares vest on January 10, 2013, January 10, 2014, January 10, 2015 and January 10, 2016. 1,604 options vest on January 10, 2013, January 10, 2014, January 10, 2015 and January 10, 2016. James D. Wempe, Power of Attorney 2013-01-03