0001490906-12-000001.txt : 20120105 0001490906-12-000001.hdr.sgml : 20120105 20120105111921 ACCESSION NUMBER: 0001490906-12-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120105 FILED AS OF DATE: 20120105 DATE AS OF CHANGE: 20120105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Van Houweling Tara CENTRAL INDEX KEY: 0001338346 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34814 FILM NUMBER: 12509742 MAIL ADDRESS: STREET 1: C/O CAPITOL FEDERAL FINANCIAL STREET 2: 700 S. KANSAS AVENUE CITY: TOPEKA STATE: KS ZIP: 66603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Capitol Federal Financial Inc CENTRAL INDEX KEY: 0001490906 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 700 KANSAS AVENUE CITY: TOPEKA STATE: KS ZIP: 66603 BUSINESS PHONE: 785-235-1341 MAIL ADDRESS: STREET 1: 700 KANSAS AVENUE CITY: TOPEKA STATE: KS ZIP: 66603 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2012-01-05 0 0001490906 Capitol Federal Financial Inc CFFN 0001338346 Van Houweling Tara C/O CAPITOL FEDERAL FINANCIAL 700 S. KANSAS AVENUE TOPEKA KS 66603 0 1 0 0 Principal Accounting Officer CFFN common stock 8155 D CFFN 19166 I ESOP CFFN Incentive Stock Option 12-18-2003 15.99 2013-12-18 CFFN common stock 22637 22637 D CFFN phantom stock 2010 13.9 2012-12-31 CFFN common stock 330 330 D CFFN phantom stock 2011 11.91 2013-12-31 CFFN common stock 1182 1182 D CFFN phantom stock 2012 11.54 2012-01-05 4 A 0 1213 11.54 A 2014-12-31 CFFN common stock 1213 1213 D All options are currently exercisable. Phantom stock units were acquired under the Company's Deferred Incentive Bonus Plan. The units are deemed sold and settled in cash approximately three years from date of acquisition. James D. Wempe, Power of Attorney 2012-01-05