X0303 4 2010-12-21 0 0001490906 Capitol Federal Financial Inc CFFN 0001338346 Van Houweling Tara C/O CAPITOL FEDERAL FINANCIAL 700 S. KANSAS AVENUE TOPEKA KS 66603 0 1 0 0 Principal Accounting Officer Common Stock 2010-12-21 4 P 0 1500 10 A 1500 D Common Stock 2010-12-21 4 J 0 6655 0 A 8155 D Common Stock 2010-12-21 4 J 0 16031 0 A 16031 I ESOP Incentive Stock Option 15.99 2010-12-21 4 J 0 22637 0 A 2013-12-18 Common Stock 22637 22637 D Phantom Stock 2010 13.9 2010-12-21 4 J 0 330 0 A 2012-12-31 Common Stock 330 330 D In accordance with the Plan of Conversion and Reorganization of Capitol Federal Savings Bank MHC, effective December 21, 2010, each outstanding share of common stock of Capitol Federal Financial was exchanged for 2.2637 shares of Capitol Federal Financial, Inc.'s common stock. In accordance with the Plan of Conversation and Reorganization of Capitol Federal Savings Bank MHC, effective December 21, 2010, each outstanding stock option or phantom stock unit for a share of common stock of Capitol Federal Financial was exchanged for a stock option or phantom stock unit for 2.2637 shares of Capitol Federal Financial, Inc.'s common stock, rounded down to the nearest share. The exercise price was determined by dividing the original exercise price of the exchanged stock option by the 2.2637 exchange ratio, rounded down to the nearest whole number. All of the options are currently exercisable. Phantom stock units were acquired under the Company's Deferred Incentive Bonus Plan. The units are deemed sold and settled in cash approximately three years from date of acquisition. /s/ James D. Wempe, POA 2010-12-23