X0303 4 2010-12-21 0 0001490906 Capitol Federal Financial Inc CFFN 0001482480 Jackson Rick C CAPITOL FEDERAL FINANCIAL 700 SOUTH KANSAS AVENUE, SUITE 517 TOPEKA KS 66603 0 1 0 0 Executive Vice President Common Stock 2010-12-21 4 P 0 5000 10 A 5000 D Common Stock 2010-12-21 4 J 0 60753 0 A 65753 D Common Stock 2010-12-21 4 J 0 25237 0 A 25237 I ESOP Incentive Stock Option 14.43 2010-12-21 4 J 0 34634 0 A 2020-01-26 Common Stock 34634 34634 D Non-Qualified Stock Option 14.43 2010-12-21 4 J 0 55913 0 A 2025-01-26 Common Stock 55913 55913 D Phantom Stock 2010 13.9 2010-12-21 4 J 0 249 0 A 2012-12-31 Common Stock 249 249 D In accordance with the Plan of Conversion and Reorganization of Capitol Federal Savings Bank MHC, effective December 21, 2010, each outstanding share of common stock of Capitol Federal Financial was exchanged for 2.2637 shares of Capitol Federal Financial, Inc.'s common stock. In accordance with the Plan of Conversation and Reorganization of Capitol Federal Savings Bank MHC, effective December 21, 2010, each outstanding stock option or phantom stock unit for a share of common stock of Capitol Federal Financial was exchanged for a stock option or phantom stock unit for 2.2637 shares of Capitol Federal Financial, Inc.'s common stock, rounded down to the nearest share. The exercise price was determined by dividing the original exercise price of the exchanged stock option by the 2.2637 exchange ratio, rounded down to the nearest whole number. A total of 6,927 (adjusted to give effect to the 2.2637 exchange ratio as a result of the Plan of Conversion and Reorganization of Capitol Federal Savings Bank MHC) options vested or will vest on each of the following dates: January 26, 2010, January 26, 2011, January 26, 2012, January 26, 2013 and January 26, 2014. 11,200 options (adjusted to give effect to the 2.2637 exchange ratio as a result of the Plan of Conversion and Reorganization of Capitol Federal Savings Bank MHC) vested or will vest on January 26, 2010, January 26, 2011, January 26, 2012, January 26, 2013 and January 26, 2014. Phantom stock units were acquired under the Company's Deferred Incentive Bonus Plan. The units are deemed sold and settled in cash approximately three years from date of acquisition. /s/ James D. Wempe, POA 2010-12-23