0001490660-16-000198.txt : 20160309 0001490660-16-000198.hdr.sgml : 20160309 20160309195306 ACCESSION NUMBER: 0001490660-16-000198 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160307 FILED AS OF DATE: 20160309 DATE AS OF CHANGE: 20160309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Marketo, Inc. CENTRAL INDEX KEY: 0001490660 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 562558241 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 901 MARINERS ISLAND BLVD., SUITE 500 CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650 376-2300 MAIL ADDRESS: STREET 1: 901 MARINERS ISLAND BLVD., SUITE 500 CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Holmes Jason L CENTRAL INDEX KEY: 0001576480 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35909 FILM NUMBER: 161495859 MAIL ADDRESS: STREET 1: C/O MARKETO INC STREET 2: 901 MARINERS ISLAND BLVD SUITE 500 CITY: SAN MATEO STATE: CA ZIP: 94404 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-03-07 0 0001490660 Marketo, Inc. MKTO 0001576480 Holmes Jason L 901 MARINERS ISLAND BLVD SAN MATEO CA 94404 0 1 0 0 EVP & Chief Operating Officer Common Stock 2016-03-07 4 A 0 7000.0 0.0 A 65682 D Performance Shares 0.0 2016-03-07 4 A 0 7000.0 0.0 A Common Stock 7000 7000 D Represents shares of common stock that are issuable pursuant to Restricted Stock Unit ("RSU") awards. The RSUs shall become vested as follows: twenty-five percent (25%) of the RSUs will vest on February 15, 2017 (the "Initial Vest Date"), and twenty-five (25%) of the RSUs will vest each year thereafter on the Company Vest Date (as defined below) that occurs in the same month as the Initial Vest Date, subject to the reporting person continuing to be a service provider through each such date. "Company Vest Dates" are February 15, May 15, August 15, and November 15 of each year, provided however that if a Company Vest Date would otherwise fall on a weekend or holiday, that Company Vest Date will be the first business day following the relevant Company Vest Date. Market stock units ("MSUs") are performance share awards that are subject to achievement over three performance periods ending December 31, 2016, 2017 and 2018 based on the performance of the Company's stock price compared to the performance of the NASDAQ Composite Index over the same periods. The awards vest on the first Company Vest Date following certification of achievement for the applicable period (or, if the MSUs are vesting on a time-based schedule in accordance with the Company's standard performance share agreement ("PSA"), on the last day of the applicable period), provided that the achievement and other requirements set forth in the PSA are met and subject to the reporting person continuing to be a service provider through the applicable vesting date. The reporting person has the ability to earn up to 150% of the baseline award based on certain levels of achievement in excess of target performance. 12/31/2018 By: Erika Payne For: Jason L. Holmes 2016-03-09