0001490660-16-000183.txt : 20160218
0001490660-16-000183.hdr.sgml : 20160218
20160218170956
ACCESSION NUMBER: 0001490660-16-000183
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160216
FILED AS OF DATE: 20160218
DATE AS OF CHANGE: 20160218
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Marketo, Inc.
CENTRAL INDEX KEY: 0001490660
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 562558241
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 901 MARINERS ISLAND BLVD., SUITE 500
CITY: SAN MATEO
STATE: CA
ZIP: 94404
BUSINESS PHONE: 650 376-2300
MAIL ADDRESS:
STREET 1: 901 MARINERS ISLAND BLVD., SUITE 500
CITY: SAN MATEO
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Holmes Jason L
CENTRAL INDEX KEY: 0001576480
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35909
FILM NUMBER: 161438856
MAIL ADDRESS:
STREET 1: C/O MARKETO INC
STREET 2: 901 MARINERS ISLAND BLVD SUITE 500
CITY: SAN MATEO
STATE: CA
ZIP: 94404
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2016-02-16
0
0001490660
Marketo, Inc.
MKTO
0001576480
Holmes Jason L
901 MARINERS ISLAND BLVD
SAN MATEO
CA
94404
0
1
0
0
SVP & Chief Customer Officer
Common Stock
2016-02-16
4
M
0
5646.0
0.0
A
59303
D
Common Stock
2016-02-16
4
S
0
14175.0
14.8968
D
45128
D
Common Stock
2016-02-17
4
S
0
5646.0
15.4369
D
39482
D
Common Stock
2016-02-17
4
A
0
19200.0
0.0
A
58682
D
Performance Shares
0.0
2016-02-16
4
M
0
5646.0
0.0
D
2017-12-31
Common Stock
5646
24354
D
Performance Shares
0.0
2016-02-17
4
A
0
19200.0
0.0
A
2018-12-31
Common Stock
19200
19200
D
Represents the settlement, for common stock, of previously granted market stock units (performance shares).
Includes 854 shares of common stock acquired under Marketo's Employee Stock Purchase Plan on 2/16/2016.
These shares were sold pursuant to Mr. Holmes' 10b5-1 plan entered into on May 20, 2015.
This transaction was executed in multiple trades at prices ranging from $14.61 to $15.215. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $15.07 to $15.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Represents shares of common stock that are issuable pursuant to Restricted Stock Unit ("RSU") awards. The RSUs shall become vested as follows: twenty-five percent (25%) of the RSUs will vest on the first Company Vest Date (as defined below) on or after the first anniversary of February 15, 2016 (the "Initial Vest Date"), and twenty-five (25%) of the RSUs will vest each year thereafter on the Company Vest Date that occurs in the same month as the Initial Vest Date, subject to participant continuing to be a service provider through each such date. "Company Vest Dates" are February 15, May 15, August 15, and November 15 of each year, provided however that if a Company Vest Date would otherwise fall on a weekend or holiday, that Company Vest Date will be the first business day following the relevant Company Vest Date.
Market stock units are performance share awards that are subject to vesting over three performance periods ending December 31, 2015, December 31, 2016 and December 31, 2017, in each case subject to the reporting person continuing to be a service provider through the applicable vesting date. The awards become eligible to vest based on the performance of the Company's stock price compared the total return of a share of the NASDAQ Composite Index over the same comparison periods and the reporting person has the ability to earn up to 150% of the baseline award (as previously reported) based on certain levels of achievement in excess of target performance.
Market stock units are performance share awards that are subject to vesting over three performance periods ending December 31, 2016, December 31, 2017 and December 31, 2018, in each case subject to the reporting person continuing to be a service provider through the applicable vesting date. The awards become eligible to vest based on the performance of the Company's stock price compared the total return of a share of the NASDAQ Composite Index over the same comparison periods and the reporting person has the ability to earn up to 150% of the baseline award based on certain levels of achievement in excess of target performance.
By: Erika Payne For: Jason L. Holmes
2016-02-18