0001213900-19-021383.txt : 20191029
0001213900-19-021383.hdr.sgml : 20191029
20191029161306
ACCESSION NUMBER: 0001213900-19-021383
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191025
FILED AS OF DATE: 20191029
DATE AS OF CHANGE: 20191029
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Taube Seth
CENTRAL INDEX KEY: 0001510195
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00818
FILM NUMBER: 191176373
MAIL ADDRESS:
STREET 1: C/O MEDLEY CAPITAL
STREET 2: 375 PARK AVENUE, SUITE 3304
CITY: NEW YORK
STATE: NY
ZIP: 10152
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Medley Capital Corp
CENTRAL INDEX KEY: 0001490349
IRS NUMBER: 274576073
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 280 PARK AVENUE
STREET 2: 6TH FLOOR EAST
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-759-0777
MAIL ADDRESS:
STREET 1: 280 PARK AVENUE
STREET 2: 6TH FLOOR EAST
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: Medley Capital BDC LLC
DATE OF NAME CHANGE: 20100426
4
1
ownership.xml
X0306
4
2019-10-25
0
0001490349
Medley Capital Corp
MCC
0001510195
Taube Seth
C/O MEDLEY LLC
280 PARK AVENUE, 6TH FLOOR EAST
NEW YORK
NY
10017
1
0
1
0
Common Stock, par value $0.001 per share
2019-10-25
4
S
0
1778588
D
5978350
I
By Medley Seed Funding I LLC
Common Stock, par value $0.001 per share
2019-10-28
4
S
0
5978350
D
0
I
By Medley Seed Funding I LLC
Common Stock, par value $0.001 per share
142510
I
See Footnote
Common Stock, par value $0.001 per share
35000
I
See Footnote
Prior to October 28, 2019, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, held 7,756,938 shares of common stock acquired pursuant to a Master Investment Agreement, dated as of June 3, 2016 (the "Master Investment Agreement"), among Medley LLC, Medley Seed Funding I LLC, Medley Seed Funding II LLC, Medley Seed Funding III LLC, DB MED Investor I LLC and DB MED Investor II LLC. The Reporting Person, together with Brook Taube, controls Medley LLC and previously disclaimed beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. On October 25, 2019 and October 28, 2019, in accordance with its obligations under the Master Investment Agreement, Medley Seed Funding I LLC distributed 1,778,588 and 5,978,350 shares of common stock, respectively, held by it to DB MED Investor I LLC. As a result of the foregoing, Medley Seed Funding I LLC does not beneficially own any shares of common Stock.
The disposition of shares of common stock was in connection with the Master Investment Agreement as described in footnote (1) and there was no consideration paid in connection with the disposition reported herein.
These securities are held by a trust for the benefit of the Reporting Person's family, for which the Reporting Person serves as a trustee.
These securities are held by The Seth and Angie Taube Foundation, Inc., which is a 501(c)(3) charitable organization.
/s/ Seth Taube
2019-10-29