0001144204-17-033900.txt : 20170623 0001144204-17-033900.hdr.sgml : 20170623 20170623183743 ACCESSION NUMBER: 0001144204-17-033900 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170621 FILED AS OF DATE: 20170623 DATE AS OF CHANGE: 20170623 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Medley Capital Corp CENTRAL INDEX KEY: 0001490349 IRS NUMBER: 274576073 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 280 PARK AVENUE STREET 2: 6TH FLOOR EAST CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-759-0777 MAIL ADDRESS: STREET 1: 280 PARK AVENUE STREET 2: 6TH FLOOR EAST CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: Medley Capital BDC LLC DATE OF NAME CHANGE: 20100426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Taube Seth CENTRAL INDEX KEY: 0001510195 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00818 FILM NUMBER: 17928643 MAIL ADDRESS: STREET 1: C/O MEDLEY CAPITAL STREET 2: 375 PARK AVENUE, SUITE 3304 CITY: NEW YORK STATE: NY ZIP: 10152 4 1 v469585_form4.xml FORM 4 X0306 4 2017-06-21 0 0001490349 Medley Capital Corp MCC 0001510195 Taube Seth C/O MEDLEY LLC 280 PARK AVENUE, 6TH FLOOR EAST NEW YORK NY 10017 1 0 1 0 Common Stock, par value $0.001 per share 2017-06-21 4 P 0 153711 6.2362 A 6897443 I By Medley Seed Funding I LLC Common Stock, par value $0.001 per share 2017-06-22 4 P 0 153711 6.2599 A 7051154 I By Medley Seed Funding I LLC Common Stock, par value $0.001 per share 2017-06-23 4 P 0 117833 6.3255 A 7168987 I By Medley Seed Funding I LLC Common Stock, par value $0.001 per share 142510 I See Footnote Common Stock, par value $0.001 per share 35000 I See Footnote On 06/21/2017, 06/22/2017 and 06/23/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 153,711, 153,711, and 117,833 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.20 to $6.30, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.23 to $6.28, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.27 to $6.38 inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. These securities are held by a trust for the benefit of the Reporting Person's family, for which the Reporting Person serves as a trustee. These securities are held by The Seth and Angie Taube Foundation, Inc., which is a 501(c)(3) charitable organization. /s/ Seth Taube 2017-06-23