0001144204-17-015700.txt : 20170320
0001144204-17-015700.hdr.sgml : 20170320
20170320215016
ACCESSION NUMBER: 0001144204-17-015700
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170316
FILED AS OF DATE: 20170320
DATE AS OF CHANGE: 20170320
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Medley Capital Corp
CENTRAL INDEX KEY: 0001490349
IRS NUMBER: 274576073
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 280 PARK AVENUE
STREET 2: 6TH FLOOR EAST
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-759-0777
MAIL ADDRESS:
STREET 1: 280 PARK AVENUE
STREET 2: 6TH FLOOR EAST
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: Medley Capital BDC LLC
DATE OF NAME CHANGE: 20100426
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Taube Seth
CENTRAL INDEX KEY: 0001510195
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-23228
FILM NUMBER: 17702854
MAIL ADDRESS:
STREET 1: C/O MEDLEY CAPITAL
STREET 2: 375 PARK AVENUE, SUITE 3304
CITY: NEW YORK
STATE: NY
ZIP: 10152
4
1
v462282_form4.xml
FORM 4
X0306
4
2017-03-16
0
0001490349
Medley Capital Corp
MCC
0001510195
Taube Seth
C/O MEDLEY CAPITAL CORPORATION
280 PARK AVENUE, 6TH FLOOR EAST
NEW YORK
NY
10017
1
0
0
0
Common Stock, par value $0.001 per share
2017-03-16
4
P
0
400
7.5
A
2748088
I
By Medley Seed Funding I LLC
Common Stock, par value $0.001 per share
2017-03-17
4
P
0
11660
7.5
A
2759748
I
By Medley Seed Funding I LLC
Common Stock, par value $0.001 per share
142510
I
See Footnote
Common Stock, par value $0.001 per share
35000
I
See Footnote
On 03/16/2017 and 03/17/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 400 and 11,660 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein.
These securities are held by a trust for the benefit of the Reporting Person's family, for which the Reporting Person serves as a trustee.
These securities are held by The Seth and Angie Taube Foundation, Inc., which is a 501(c)(3) charitable organization.
/s/ Seth Taube
2017-03-20