0001144204-17-005452.txt : 20170201
0001144204-17-005452.hdr.sgml : 20170201
20170201195022
ACCESSION NUMBER: 0001144204-17-005452
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170130
FILED AS OF DATE: 20170201
DATE AS OF CHANGE: 20170201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Medley Capital Corp
CENTRAL INDEX KEY: 0001490349
IRS NUMBER: 274576073
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 280 PARK AVENUE
STREET 2: 6TH FLOOR EAST
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-759-0777
MAIL ADDRESS:
STREET 1: 280 PARK AVENUE
STREET 2: 6TH FLOOR EAST
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: Medley Capital BDC LLC
DATE OF NAME CHANGE: 20100426
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Taube Seth
CENTRAL INDEX KEY: 0001510195
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-23228
FILM NUMBER: 17566417
MAIL ADDRESS:
STREET 1: C/O MEDLEY CAPITAL
STREET 2: 375 PARK AVENUE, SUITE 3304
CITY: NEW YORK
STATE: NY
ZIP: 10152
4
1
v458202_4.xml
OWNERSHIP DOCUMENT
X0306
4
2017-01-30
0
0001490349
Medley Capital Corp
MCC
0001510195
Taube Seth
C/O MEDLEY CAPITAL CORPORATION
280 PARK AVENUE, 6TH FLOOR EAST
NEW YORK
NY
10017
1
0
0
0
Common Stock, par value $0.001 per share
2017-01-30
4
P
0
27909
7.4999
A
2457913
I
By Medley Seed Funding I LLC
Common Stock, par value $0.001 per share
2017-01-31
4
P
0
63937
7.4789
A
2521850
I
By Medley Seed Funding I LLC
Common Stock, par value $0.001 per share
2017-02-01
4
P
0
14835
7.4867
A
2536685
I
By Medley Seed Funding I LLC
Common Stock, par value $0.001 per share
142510
I
See Footnote
Common Stock, par value $0.001 per share
35000
I
See Footnote
On 01/30/2017, 01/31/2017, and 02/01/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 27,909, 63,937, and 14,835 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.49 to $7.50, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.45 to $7.50, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.47 to $7.50, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
These securities are held by a trust for the benefit of the Reporting Person's family, for which the Reporting Person serves as a trustee.
These securities are held by The Seth and Angie Taube Foundation, Inc., which is a 501(c)(3) charitable organization.
/s/ Seth Taube
2017-02-01