X0306 4 2016-09-09 0 0001490349 Medley Capital Corp MCC 0001510195 Taube Seth C/O MEDLEY CAPITAL CORPORATION 280 PARK AVENUE, 6TH FLOOR EAST NEW YORK NY 10017 1 0 0 0 Common Stock, par value $0.001 per share 2016-09-09 4 P 0 138100 7.4238 A 669047 I By Medley Seed Funding I LLC Common Stock, par value $0.001 per share 2016-09-12 4 P 0 122100 7.2472 A 791147 I By Medley Seed Funding I LLC Common Stock, par value $0.001 per share 2016-09-13 4 P 0 122100 7.0700 A 913247 I By Medley Seed Funding I LLC Common Stock, par value $0.001 per share 35000 I See Footnote The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.35 to $7.46, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. On 09/09/2016, 09/12/16, and 09/13/16, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 138,100, 122,100 and 122,100 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.20 to $7.32, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.93 to $7.21, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. These securities are held by The Seth and Angie Taube Foundation, Inc., which is a 501(c)(3) charitable organization. /s/ Seth Taube 2016-09-13