0001144204-16-122942.txt : 20160906
0001144204-16-122942.hdr.sgml : 20160906
20160906193738
ACCESSION NUMBER: 0001144204-16-122942
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160901
FILED AS OF DATE: 20160906
DATE AS OF CHANGE: 20160906
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Medley Capital Corp
CENTRAL INDEX KEY: 0001490349
IRS NUMBER: 274576073
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 280 PARK AVENUE
STREET 2: 6TH FLOOR EAST
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-759-0777
MAIL ADDRESS:
STREET 1: 280 PARK AVENUE
STREET 2: 6TH FLOOR EAST
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: Medley Capital BDC LLC
DATE OF NAME CHANGE: 20100426
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Taube Seth
CENTRAL INDEX KEY: 0001510195
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00818
FILM NUMBER: 161871951
MAIL ADDRESS:
STREET 1: C/O MEDLEY CAPITAL
STREET 2: 375 PARK AVENUE, SUITE 3304
CITY: NEW YORK
STATE: NY
ZIP: 10152
4
1
v448411_4.xml
OWNERSHIP DOCUMENT
X0306
4
2016-09-01
0
0001490349
Medley Capital Corp
MCC
0001510195
Taube Seth
C/O MEDLEY CAPITAL CORPORATION
280 PARK AVENUE, 6TH FLOOR EAST
NEW YORK
NY
10017
1
0
0
0
Common Stock, par value $0.001 per share
2016-09-01
4
P
0
20000
7.49
A
530947
I
By Medley Seed Funding I LLC
Common Stock, par value $0.001 per share
35000
I
See Footnote
On 09/01/2016, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 20,000 shares of Medley Capital Corporation common stock. The reporting person, together with Brook Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein.
These securities are held by The Seth and Angie Taube Foundation, Inc., which is a 501(c)(3) charitable organization
/s/ Seth Taube
2016-09-06