X0508 4 2024-11-20 0001490349 PhenixFIN Corp PFX 0000904853 Amster Howard C/O PHENIXFIN CORPORATION 445 PARK AVENUE, 10TH FLOOR NEW YORK NY 10022 true true false Common Stock, $0.001 par value 2024-11-20 4 G 0 6934 0 D 233969 D Common Stock, $0.001 par value 409 I By Howard Amster 2021 Charitable Remainder Unitrust 1 Common Stock, $0.001 par value 10971 I By Howard Amster 2021 Charitable Remainder Unitrust 2 Common Stock, $0.001 par value 109 I By Howard Amster and Tamra Gould Charitable Remainder Unitrust U/A DTD 03/18/1993 Common Stock, $0.001 par value 676 I By Howard Amster Charitable Remainder Unitrust U/A DTD 04/22/1998 Common Stock, $0.001 par value 41 I By Howard Amster Charitable Remainder Unitrust U/A DTD 01/11/2005 Common Stock, $0.001 par value 200 I By Samuel J. Heller Trust U/A 08/07/2002 Common Stock, $0.001 par value 557 I By Pleasant Lake Corp Common Stock, $0.001 par value 16604 I By Howard Amster 2019 Charitable Remainder Unitrust 1 These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2021 Charitable Remainder Unitrust 1. These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2021 Charitable Remainder Unitrust 2. These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster and Tamra Gould Charitable Remainder Unitrust U/A DTD 03/18/1993. These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster Charitable Remainder Unitrust U/A DTD 04/22/1998. These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster Charitable Remainder Unitrust U/A DTD 01/11/2005. These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as a trustee of the Samuel J. Heller Trust U/A 08/07/2002. These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as President of Pleasant Lake Corp. These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2019 Charitable Remainder Unitrust 1. /s/ Howard Amster 2024-11-22