0000904853-19-000004.txt : 20191227 0000904853-19-000004.hdr.sgml : 20191227 20191227132205 ACCESSION NUMBER: 0000904853-19-000004 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20191227 DATE AS OF CHANGE: 20191227 GROUP MEMBERS: AMSTER LIMITED PARTNERSHIP GROUP MEMBERS: AMSTER TRADING CO CHARITABLE REMAINDER UNITRUST UA MARCH 3 2003 GROUP MEMBERS: AMSTER TRADING CO CHARITABLE REMAINDER UNITRUST UA SEPTEMBER 07 2000 GROUP MEMBERS: HOWARD AMSTER GROUP MEMBERS: HOWARD AMSTER 2019 CHARITABLE REMAINDER UNITRUST #1 GROUP MEMBERS: HOWARD AMSTER 2019 CHARITABLE REMAINDER UNITRUST #2 GROUP MEMBERS: HOWARD AMSTER 2019 CHARITABLE REMAINDER UNITRUST #3 GROUP MEMBERS: HOWARD AMSTER 2019 CHARITABLE REMAINDER UNITRUST #5 GROUP MEMBERS: LAUGHLIN HOLDINGS GROUP MEMBERS: PLEASANT LAKE APARTMENTS CORP GROUP MEMBERS: PLEASANT LAKE APTS LP GROUP MEMBERS: PLEASANT LAKE SKOIEN INVESTMENTS LLC GROUP MEMBERS: RAMAT SECURITIES LTD GROUP MEMBERS: SAMUEL J HELLER TRUST UA DTD AUGUST 7 2002 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Medley Capital Corp CENTRAL INDEX KEY: 0001490349 IRS NUMBER: 274576073 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-86732 FILM NUMBER: 191313064 BUSINESS ADDRESS: STREET 1: 280 PARK AVENUE STREET 2: 6TH FLOOR EAST CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-759-0777 MAIL ADDRESS: STREET 1: 280 PARK AVENUE STREET 2: 6TH FLOOR EAST CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: Medley Capital BDC LLC DATE OF NAME CHANGE: 20100426 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Amster Howard CENTRAL INDEX KEY: 0000904853 FILING VALUES: FORM TYPE: SC 13D MAIL ADDRESS: STREET 1: 23811 CHAGRIN BLVD # 200 CITY: BEACHWOOD STATE: OH ZIP: 44122-5525 FORMER COMPANY: FORMER CONFORMED NAME: AMSTER HOWARD DATE OF NAME CHANGE: 19970311 SC 13D 1 13D.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ________)* MEDLEY CAPITAL CORP (Name of Issuer) COMMON STOCK PAR VALUE $0.001 PER SHARE (Title of Class of Securities) 58503F-10-6 (CUSIP Number) HOWARD AMSTER 44 COCOANUT ROW SUITE #B323 PALM BEACH, FL 33480-4069 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 16, 2019 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. Note: Schedules filed in paper format shall include a signed original and five copiesof the schedule, including all exhibits. See 240.13d-7 for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initialfiling on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be"filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) HOWARD AMSTER 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) x (b) 3. SEC USE ONLY 4. SOURCE OF FUNDS (see instructions) PF 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) 6. CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7. SOLE VOTING POWER 868,530 8. SHARED VOTING POWER 2,623,461* 9. SOLE DISPOSITIVE POWER 868,530 10. SHARED DISPOSITIVE POWER 2,623,461* 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,491,991 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.41%** 14. TYPE OF REPORTING PERSON (see instructions) IN *These shares are deemed to be beneficially owned by Howard Amster, as a result his personal ownership and in his capacity as the President of Pleasant Lakes Apts. Corp, which is the General Partner of Pleasant Lakes Apts. Limited Partnership, and in his capacity as the trustee of various trusts as listed **Denominator is based on the 54,474,211 shares of stock outstanding as of 12/16/19 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) PLEASANT LAKE - SKOIEN INVESTMENTS LLC 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) x (b) 3. SEC USE ONLY 4. SOURCE OF FUNDS (see instructions) WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) 6. CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7. SOLE VOTING POWER 6,300 8. SHARED VOTING POWER 3,485,691* 9. SOLE DISPOSITIVE POWER 6,300 10. SHARED DISPOSITIVE POWER 3,485,691* 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,491,991 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.41%** 14. TYPE OF REPORTING PERSON (see instructions) PN *These shares are deemed to be beneficially owned by Pleasant Lake Skoien InvestmentsLLC, as the Manager for the entity is Pleasant Lakes Apts Limited Partnerships, of which the General Partner is Pleasant Lakes Apts Corp, whose President is Howard Amster **Denominator is based on the 54,474,211 shares of stock outstanding as of December 16, 2019 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) PLEASANT LAKE APARTMENTS LP 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) x (b) 3. SEC USE ONLY 4. SOURCE OF FUNDS (see instructions) WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) 6. CITIZENSHIP OR PLACE OF ORGANIZATION OHIO NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7. SOLE VOTING POWER 1,468,427 8. SHARED VOTING POWER 2,023,564* 9. SOLE DISPOSITIVE POWER 1,468,427 10. SHARED DISPOSITIVE POWER 2,023,564* 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,491,991 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.41%** 14. TYPE OF REPORTING PERSON (see instructions) PN *These shares are deemed to be beneficially owned by Pleasant Lake Apts LP, as the General Partner for the entity is Pleasant Lakes Apts Corp, whose President is Howard Amster **Denominator is based on the 54,474,211 shares of stock outstanding as of December 16, 2019 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) HOWARD AMSTER 2019 CHARITABLE REMAINDER UNTIRUST #1 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) x (b) 3. SEC USE ONLY 4. SOURCE OF FUNDS (see instructions) WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) 6. CITIZENSHIP OR PLACE OF ORGANIZATION OHIO NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7. SOLE VOTING POWER 157,734 8. SHARED VOTING POWER 3,334,257* 9. SOLE DISPOSITIVE POWER 157,734 10. SHARED DISPOSITIVE POWER 3,334,257* 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,491,991 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.41%** 14. TYPE OF REPORTING PERSON (see instructions) OO *These shares are deemed to be beneficially owned by the Howard Amster 2019 Charitable Remainder Trust #1, due to the trustee being Howard Amster **Denominator is based on the 54,474,211 of stock outstanding as of December 16, 2019 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) HOWARD AMSTER 2019 CHARITABLE REMAINDER UNITRUST #2 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) x (b) 3. SEC USE ONLY 4. SOURCE OF FUNDS (see instructions) WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) 6. CITIZENSHIP OR PLACE OF ORGANIZATION OHIO NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7. SOLE VOTING POWER 5,100 8. SHARED VOTING POWER 3,486,891* 9. SOLE DISPOSITIVE POWER 5,100 10. SHARED DISPOSITIVE POWER 3,486,891* 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,491,991 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.41% 14. TYPE OF REPORTING PERSON (see instructions) OO *These shares are deemed to be beneficially owned by the Howard Amster 2019 Charitable Remainder Trust #2, due to the trustee being Howard Amster **Denominator is based on the 54,474,211 shares of stock outstanding as of December 16, 2019 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) HOWARD AMSTER 2019 CHARITABLE REMAINDER UNITRUST #3 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) x (b) 3. SEC USE ONLY 4. SOURCE OF FUNDS (see instructions) WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) 6. CITIZENSHIP OR PLACE OF ORGANIZATION OHIO NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7. SOLE VOTING POWER 2,800 8. SHARED VOTING POWER 3,489,191* 9. SOLE DISPOSITIVE POWER 2,800 10. SHARED DISPOSITIVE POWER 3,489,191* 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,491,991 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.41%** 14. TYPE OF REPORTING PERSON (see instructions) OO *These shares are deemed to be beneficially owned by the Howard Amster 2019 Charitable Remainder Trust #3, due to the trustee being Howard Amster **Denominator is based on the 54,474,211 shares of stock outstanding as of December 16, 2019 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) HOWARD AMSTER 2019 CHARITABLE REMAINDER UNITRUST #5 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) x (b) 3. SEC USE ONLY 4. SOURCE OF FUNDS (see instructions) WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) 6. CITIZENSHIP OR PLACE OF ORGANIZATION OHIO NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7. SOLE VOTING POWER 9,000 8. SHARED VOTING POWER 3,482,991* 9. SOLE DISPOSITIVE POWER 9,000 10. SHARED DISPOSITIVE POWER 3,482,991* 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,491,991 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.41%** 14. TYPE OF REPORTING PERSON (see instructions) OO .. *These shares are deemed to be beneficially owned by the Howard Amster 2019 Charitable Remainder Trust #5, due to the trustee being Howard Amster **Denominator is based on the 54,474,211 shares of stock outstanding as of December 16, 2019 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) AMSTER LIMITED PARTNERSHIP 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) x (b) 3. SEC USE ONLY 4. SOURCE OF FUNDS (see instructions) WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) 6. CITIZENSHIP OR PLACE OF ORGANIZATION OHIO NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7. SOLE VOTING POWER 34,638 8. SHARED VOTING POWER 3,457,353* 9. SOLE DISPOSITIVE POWER 34.638 10. SHARED DISPOSITIVE POWER 3,457,353* 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,491,991 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.41%** 14. TYPE OF REPORTING PERSON (see instructions) PN *These shares are deemed to be beneficially owned by the Amster Limited partnership due to the general partner being Howard Amster **Denominator is based on the 54,474,211 shares of stock outstanding as of December 16, 2019 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) AMSTER TRADING COMPANY CHARTIABLE REMAINDER UNITRUST UA 09/07/2000 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) x (b) 3. SEC USE ONLY 4. SOURCE OF FUNDS (see instructions) WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) 6. CITIZENSHIP OR PLACE OF ORGANIZATION OHIO NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7. SOLE VOTING POWER 25,400 8. SHARED VOTING POWER 3,466,591* 9. SOLE DISPOSITIVE POWER 25,400 10. SHARED DISPOSITIVE POWER 3,466,591* 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,491,991 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.41%** 14. TYPE OF REPORTING PERSON (see instructions) OO *These shares are deemed to be beneficially owned by the Amster Trading Company Charitable Remainder Unitrust U/A 09/07/2000, due to the trustee being Amster Trading Company whose President is Howard Amster **Denominator is based on the 54,474,211 shares of stock outstanding as of December 16, 2019 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) AMSTER TRADING COMPANY CHARITABLE REMAINDER UNITRUST U/A DTD 03/10/2003 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) x (b) 3. SEC USE ONLY 4. SOURCE OF FUNDS (see instructions) WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) 6. CITIZENSHIP OR PLACE OF ORGANIZATION OHIO NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7. SOLE VOTING POWER 129,799 8. SHARED VOTING POWER 3,362,192* 9. SOLE DISPOSITIVE POWER 129,799 10. SHARED DISPOSITIVE POWER 3,362,192* 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,491,991 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.41%** 14. TYPE OF REPORTING PERSON (see instructions) OO *These shares are deemed to be beneficially owned by the Amster Trading Company Charitable Remainder Unitrust U/A DTD 03/10/2003, due to the trustee being Amster Trading Company, whose President is Howard Amster **Denominator is based on the 54,474,211 shares of stock outstanding as of December 16, 2019 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) LAUGHLIN HOLDINGS 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) x (b) 3. SEC USE ONLY 4. SOURCE OF FUNDS (see instructions) WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) 6. CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7. SOLE VOTING POWER 118,400 8. SHARED VOTING POWER 3,373,591* 9. SOLE DISPOSITIVE POWER 118,400 10. SHARED DISPOSITIVE POWER 3,373,591* 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,491,991 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.41%** 14. TYPE OF REPORTING PERSON (see instructions) PN *These shares are deemed to be beneficially owned by the Laughlin Holdings, as the general partner is Pleasant Lake Apts Partnership LP, whose general partner is Pleasant Lake Apts Corp, whose President is Howard Amster **Denominator is based on the 54,474,211 shares of stock outstanding as of December 16, 2019 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS . (ENTITIES ONLY) RAMAT SECURITIES LTD 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) x (b) 3. SEC USE ONLY 4. SOURCE OF FUNDS (see instructions) WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) 6. CITIZENSHIP OR PLACE OF ORGANIZATION OHIO NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7. SOLE VOTING POWER 661,863 8. SHARED VOTING POWER 2,830,128* 9. SOLE DISPOSITIVE POWER 661,863 10. SHARED DISPOSITIVE POWER 2,830,128* 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,491,991 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.41% 14. TYPE OF REPORTING PERSON (see instructions) PN *These shares are deemed to be beneficially owned by Ramat Securities LTD as the majority owner is Howard Amster **Denominator is based on the 54,474,211 shares of stock outstanding as of December 16, 2019 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) SAMUEL J. HELLER TRUST U/A DTD 08/07/2002 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) x (b) 3. SEC USE ONLY 4. SOURCE OF FUNDS (see instructions) WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) 6. CITIZENSHIP OR PLACE OF ORGANIZATION OHIO NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7. SOLE VOTING POWER 4,000 8. SHARED VOTING POWER 3,487,991* 9. SOLE DISPOSITIVE POWER 4,000 10. SHARED DISPOSITIVE POWER 3,487,991 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,491,991 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.41%** 14. TYPE OF REPORTING PERSON (see instructions) OO *These shares are deemed to be beneficially owned by the Samuel J. Heller Trust U/A 08/07/2002, due to the trustee being Howard Amster **Denominator is based on the 54,474,211 shares of stock outstanding as of December 16, 2019 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) PLEASANT LAKE APARTMENTS CORP 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) x (b) 3. SEC USE ONLY 4. SOURCE OF FUNDS (see instructions) WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) 6. CITIZENSHIP OR PLACE OF ORGANIZATION OHIO NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7. SOLE VOTING POWER 0 8. SHARED VOTING POWER 3,491,991* 9. SOLE DISPOSITIVE POWER 0 10. SHARED DISPOSITIVE POWER 3,491,991* 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,491,991 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.41% 14. TYPE OF REPORTING PERSON (see instructions) CO *These shares are deemed to be beneficially owned by Pleasant Lake Apts Corp as the President is Howard Amster **Denominator is based on the 54,474,211 shares of stock outstanding as of December 16, 2019 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) BETTY KIMBREW 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) (b) 3. SEC USE ONLY 4. SOURCE OF FUNDS (see instructions) PF 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) 6. CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7. SOLE VOTING POWER 7,400 8. SHARED VOTING POWER 0 9. SOLE DISPOSITIVE POWER 7,400 10. SHARED DISPOSITIVE POWER 0 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,400 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.014%* 14. TYPE OF REPORTING PERSON (see instructions) IN * Denominator is based on the 54,474,211 shares of stock outstanding as of December 16, 2019 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) WILLIAM COSTARAS 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) (b) 3. SEC USE ONLY 4. SOURCE OF FUNDS (see instructions) PF 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) 6. CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7. SOLE VOTING POWER 3,727 8. SHARED VOTING POWER 0 9. SOLE DISPOSITIVE POWER 3,727 10. SHARED DISPOSITIVE POWER 0 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,727 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.07%* 14. TYPE OF REPORTING PERSON (see instructions) IN * Denominator is based on the 54,474,211 shares of stock outstanding as of December 16, 2019 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) MIRIAM RIVKIN 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) (b) 3. SEC USE ONLY 4. SOURCE OF FUNDS (see instructions) PF 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) 6. CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7. SOLE VOTING POWER 2,000 8. SHARED VOTING POWER 0 9. SOLE DISPOSITIVE POWER 2,000 10. SHARED DISPOSITIVE POWER 0 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,000 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.004%* 14. TYPE OF REPORTING PERSON (see instructions) IN *Denominator is based on the 54,474,211 shares of stock outstanding as of December 16, 2019 Item 1. Security and Issuer. This Schedule 13D relates to the common stock of Medley Capital Corporation (the Issuer). The principal executive office of the issuer is 280 Park Avenue, 6th Floor East, New York, NY 10017 Item 2. Identity and Background. This joint statement on Schedule 13D is being filed by Howard Amster, Howard Amster 2019 Charitable Remainder Unitrust #1, Howard Amster 2019 Charitable Remainder Unitrust #2, Howard Amster 2019 Charitable Remainder Unitrust #3, Howard Amster 2019 Charitable Remainder Unitrust #5, Amster Trading Company Charitable Remainder Unitrust U/A DTD 09/07/2000, Amster Trading Company Charitable Remainder Unitrust U/A DTD 03/10/2003, Amster Limited Partnership, Laughlin Holdings, Pleasant Lake Apartments LP, Ramat Securites LTD, Pleasant Lake Apartments Corp,, PLA-Skoien Investments LLC, Samuel J. Heller Trust U/A DTD 08/07/2002, Betty Kimbrew, William Costaras, and Miriam Rivkin (together, the (Reporting Persons)). Further information regarding the Reporting Persons is set forth below; 1) (a)Howard Amster,(b)44 Cocoanut Row Suite B323 Palm Beach, FL 33480 (c) Real estate Investor. President of PleasantLake Apts Corp, which is the General Partner of Pleasant Lake Apartments LP, which is the General Partner of Laughlin Holdings, as well the manager Pleasant Lake Skoien Investments LLC. He is the trustee of the Howard Amster 2019 Charitable Remainder Unitrust #1, the Howard Amster 2019 Charitable Remainder Unitrust #2, the Howard Amster Charitable Remainder Unitrust #3, the Howard Amster Charitable Remainder Unitrust #5, and the Samual J. Heller Trust U/A 08/07/2002. Howard Amster is the general partner for Amster Limited Partnership. Howard Amster is the President of Amster Trading Company, which is the trustee of the Amster Trading Company Charitable Remainder Unitrust U/A DTD 09/07/2000, and the trustee of the Amster Trading Company Charitable Remainder Unitrust U/A DTD 03/10/2003. He is the majority owner of Ramat Securities Ltd. All reporting entities are engaged in investments. He is a registered financial representative with McDonald Partners LLC, a licensed broker-dealer firm. (d) He has not been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors in the last five years (e) During the last five years, he was not a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which proceeding such Reporting Person is or was subject to a judgement, decree, or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws (f) United States Citizen 2)(a) Betty Kimbrew, (b)221 Allyn Blvd Chardon, OH 44024 (c)a registered financial representative with McDonald Partners LLC, a licensed broker dealer firm (d) She has not been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors during the last five years (e) During the last five years, she was not a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which proceeding such Reporting Person is or was subject to a judgement, decree, or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws (f) United States Citizen 3) (a)William Costaras(b) 115 Murwood Dr Mooreland Hills, OH 44022 (c) is a licensed financial representative with McDonald Partners LLC, a licensed broker dealer firm (d) He has not been convicted in a . criminal proceeding (excluding traffic violations or similar misdemeanors during the last five years (e) During the last five years, he was not a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which proceeding such Reporting Person is or was subject to a judgement, decree, or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws (f) United States Citizen 4) (a)Miriam Rivkin, a United States Citizen, (b) 3736 Shannon Road, Cleveland Heights, OH 44118 (c)Teacher. Her husband, Steven Rivkin, is a registered financial representative with McDonald Partners LLC, a licensed broker dealer firm(d) She has not been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors during the last five years (e) During the last five years, she was not a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which proceeding such Reporting Person is or was subject to a judgement, decree, or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws orfinding any violation with respect to such laws (f) United States Citizen Item 3. Source or Amount of Funds or Other Consideration. Source of Funds for all Reporting Persons for purchases is personal funds and working capital. Item 4. Purpose of Transaction. The Reporting Persons acquired shares of the Common Stock for investment purposes. The Reporting Persons, in their ordinary course of business, regularly review their equity interest in the issuer. While the reporting persons have no present intention to dispose of all or any portion of the Common Stock beneficially owned by them, any such sales of the Common Stock may be made in the open market, privately negotiated transactions,or otherwise. Depending on their assessment of the of the forgoing factors, the reporting persons may, from time to time, modify their present intention as stated in this item 4. In addition, they may at their discretion purchase additional shares of common stock Except as set forth above, the Reporting Persons do not have at this time any specific plans which would result in (a) the acquisition by the Reporting Persons of additional securities of the Issuer or the disposition by the Reporting Persons of securities of the Issuer, other than described above (b) any extraordinary corporate transactions such as a merger, reorganization, or liquidation involving the Issuer or any of its subsidiaries, (c) any sale or transfer of a material amount of the assets of the Issuer or any of its subsidiaries; (d) any change in the present management of board of directors of the Issuer, including any plans or proposals to change the number or term of directors, or to fill any existing vacancies on the Issuer's board of directors; (e) any other material change in the present capitalization or dividend policy of the Issuer; (f) any other material change in the Issuer?s business or corporate structure; (g)any change in the Issuer's charter, bylaws, or instruments corresponding thereto or other actions which may impede the acquisition of controlof the Issuer by any person; (h) the Common Stock being delisted from a national securities exchange or ceasing to be authorized to be quoted in an inter-dealer quotation system or a registered national securities association;(i) causing a class of equity securities of the Issuer to be eligible for termination of registration pursuant to Section 129(g)(4) of the Act; or (j) any action similar to those enumerated above Item 5. Interest in Securities of the Issuer. (a) See Items 11 and 13 of the cover pages of this Schedule 13D, which Items are incorporated herein by reference, for the aggregate number of shares and percentage of the Common Stock identified pursuant to Item 1 beneficially owned by each of the reporting persons (b) See items 7, 8, 9, and 10 of the cover pages to this Schedule 13D, which Items are incorporated herein by reference, for the aggregate number of shares of the Common Stock beneficially owned by each of the Reporting Persons as to which there is sole or shared power to vote or direct the vote and sole or shared power to dispose or to direct the disposition of such shares of the Common Stock Equity and trustee interests of Reporting Persons are listed in Item 2. Aggregate totals for all of the Reporting Persons are 3,505,118 shares with a cost of $8,689,177.32, with a total ownership percentage of 6.43% (c) During the 60 day period ended December 27, 2019, the following transactions were conducted. All transactions were conducted on the open market for cash. If the shares were purchased in multiple transactions in a single trading day, the price per share reported is the weighted average price Date Shares Purchased Purchasor Sale Price Price Per Share 10/28/2019 120,700 PLEASANT LAKE APTS LAKE APTS LP $258,847.90 2.1445559 10/29/2019 145,101 PLEASANT LAKE APTS LAKE APTS LP $314,527.43 2.1676448 10/30/2019 68,880 PLEASANT LAKE APTS LAKE APTS LP $49,470.01 2.1700059 10/30/2019 5,900 PLEASANT LAKE APTS LAKE APTS LP $12,822.14 2.1732440 10/31/2019 3,727 WILLIAM COSTARAS $8,235.78 2.2097612 10/31/2019 378,061 PLEASANT LAKE APTS LAKE APTS LP $833,180.96 2.2038267 10/31/2019 2,000 MIRIAM RIVKIN $4,424.12 2.2120600 11/1/2019 164,130 PLEASANT LAKE APTS LAKE APTS LP $358,876.74 2.1865395 11/4/2019 48,600 PLEASANT LAKE APTS LAKE APTS LP $105,798.98 2.1769337 11/5/2019 35,180 PLEASANT LAKE APTS LAKE APTS LP $75,576.71 2.1482862 11/6/2019 68,500 PLEASANT LAKE APTS LAKE APTS LP $146,473.20 2.1382948 11/7/2019 51,515 PLEASANT LAKE APTS LAKE APTS LP $106,890.03 2.0749302 11/8/2019 38,500 PLEASANT LAKE APTS LAKE APTS LP $78,781.35 2.0462688 11/11/2019 40,000 PLEASANT LAKE APTS LAKE APTS LP $80,382.50 2.0095625 11/12/2019 4,728 PLEASANT LAKE APTS LAKE APTS LP $9,502.16 2.0097631 11/12/2019 50,000 RAMAT SECURITIES LTD $100,935.16 2.0187032 11/13/2019 13,734 HOWARD AMSTER 2019 CRUT #1 $27,945.24 2.0347487 11/14/2019 20,000 HOWARD AMSTER 2019 CRUT #1 $40,788.50 2.0394250 11/15/2019 20,000 HOWARD AMSTER $39,647.80 1.9823900 11/18/2019 9,560 HOWARD AMSTER $18,412.51 1.9259947 11/19/2019 8,743 HOWARD AMSTER $16,698.28 1.9063000 11/20/2019 15,000 HOWARD AMSTER $29,921.00 1.9918000 11/21/2019 5,100 HOWARD AMSTER $10,114.71 1.9771000 11/22/2019 5,000 HOWARD AMSTER $10,279.50 2.0496000 11/25/2019 2,200 BETTY KIMBREW $4,582.86 2.0688000 11/25/2019 2,500 BETTY KIMBREW $5,205.84 2.0697360 11/25/2019 10,000 HOWARD AMSTER $21,017.50 2.0986000 11/27/2019 10,000 RAMAT SECURITIES LTD $21,279.50 2.1248000 12/3/2019 14,000 RAMAT SECURITIES LTD $30,702.90 2.1901000 12/4/2019 6,300 RAMAT SECURITIES LTD $13,793.85 2.1845000 12/5/2019 5,000 RAMAT SECURITIES LTD $11,104.50 2.2146000 12/6/2019 6,000 RAMAT SECURITIES LTD $13,247.70 2.2027000 12/9/2019 10,000 RAMAT SECURITIES LTD $22,298.50 2.2267000 12/10/2019 7,000 RAMAT SECURITIES LTD $15,478.40 2.2067000 12/11/2019 10,000 RAMAT SECURITIES LTD $22,086.50 2.2055000 12/12/2019 13,100 RAMAT SECURITIES LTD $28,344.00 2.1631700 12/13/2019 76,000 RAMAT SECURITIES LTD $160,153.70 2.1047000 12/16/2019 68,120 RAMAT SECURITIES LTD $144,850.06 2.1238000 12/16/2019 102,180 HOWARD AMSTER $217,271.83 2.1238000 12/17/2019 47,400 HOWARD AMSTER $101,589.94 2.1406000 12/17/2019 16,600 HOWARD AMSTER 2019 CRUT #1 $35,582.46 2.1406000 12/17/2019 49,346 RAMAT SECURITIES LTD $320,969.02 2.1406000 12/18/2019 49,100 HOWARD AMSTER 2019 CRUT #1 $103,647.03 2.1083000 12/18/2019 73,633 RAMAT SECURITIES LTD $155,430.95 2.1083000 12/19/2019 39,926 RAMAT SECURITIES LTD $84,945.26 2.1249000 12/20/2019 46,200 RAMAT SECURITIES LTD $99,794.38 2.1574000 12/20/2019 12,810 HOWARD AMSTER $27,674.79 2.1574000 12/23/2019 99,500 HOWARD AMSTER $214,548.65 2.1537000 12/24/2019 46,737 HOWARD AMSTER $97,658.95 2.0869000 12/26/2019 30,000 HOWARD AMSTE $62,637.50 2.0852000 (d) Other than the Reporting Persons, no other person has the right to receive or direct the receipt of dividends from, or the proceeds from the sale of, the shares of the Common Stock (e) Not Applicable Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. There are no contracts, arrangements, understanding, or relationships have been for with respect to securities of the Issuer with any person except as set forth in items 2, and 4 Item 7. Material to Be Filed as Exhibits. No exhibits are attached to this Schedule 13D SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. HOWARD AMSTER /s/ Howard Amster Date: December 27,2019 HOWARD AMSTER 2019 CRUT #1 By; /s/ Howard Amster Name: Howard Amster Title: Trustee Date: December 27, 2019 HOWARD AMSTER 2019 CRUT #2 By; /s/ Howard Amster Name: Howard Amster Title: Trustee Date: December 27, 2019 HOWARD AMSTER 2019 CRUT #3 By; /s/ Howard Amster Name: Howard Amster Title: Trustee Date: December 27, 2019 HOWARD AMSTER 2019 CRUT #5 By; /s/ Howard Amster Name: Howard Amster Title: Trustee Date: December 27, 2019 AMSTER LIMITED PARTNERSHIP LP By; /s/ Howard Amster Name: Howard Amster Title: General Partner Date: December 27, 2019 AMSTER TRADING COMPANY CRUT U/A DTD 09/07/2000 By; /s/ Howard Amster Name: Howard Amster Title: President Amster Trading Company, Trustee Date: December 27, 2019 AMSTER TRADING COMPANY CRUT U/A DTD 03/10/2003 By; /s/ Howard Amster Name: Howard Amster Title: President Amster Trading Company, Trustee Date: December 27, 2019 LAUGHLIN HOLDINGS By; /s/ Howard Amster Name: Howard Amster Title: President Pleasant Lake Apts Corp, General Partner of Pleasant Lakes Apts LP General Partner of Laughlin Holdings LP Date: December 27, 2019 PLEASANT LAKE APTS LP By; /s/ Howard Amster Name: Howard Amster Title: President of Pleasant Lakes Apts Corp, General Partner Date: December 27, 2019 RAMAT SECURITIES LTD By; /s/ Howard Amster Name: Howard Amster Title: Majority Owner Date: December 27, 2019 PLEASANT LAKE SKOIEN INVESTMENTS LLC By; /s/ Howard Amster Name: Howard Amster Title: President of Pleasant Lakes Apts Corp, General Partner of Pleasants Lake Apts LP, Manager of Pleasant Lake Skoien Investments LLC Date: December 27, 2019 // SAMUEL J. HELLER TRUST U/A DTD 08/07/2002 By; /s/ Howard Amster Name: Howard Amster Title: Trustee Date: December 27, 2019 PLEASANT LAKE APTS CORP By; /s/ Howard Amster Name: Howard Amster Title: President Date: December 27, 2019 WILLIAM COSTARAS /s/ William Costaras Date: December 27, 2019 BETTY KIMBREW /s/ Betty Kimbrew Date: December 27, 2019 MIRIAM RIVKIN /s/ Miriam Rivkin Date: December 27, 2019 CUSIP NO. 58503F-10-6 SCHEDULE 13D Page 25