X0306 4/A 2013-07-31 2013-10-24 0 0001490286 TORTOISE MLP FUND, INC. NTG 0001097362 SUN LIFE FINANCIAL INC SUN LIFE ASSURANCE CO OF CANADA 150 KING STREET WEST SUITE 1400 TORONTO A6 M5H 1J9 ONTARIO, CANADA 0 0 1 0 0001381352 Sun Life Assurance CO of Canada 150 KING STREET WEST TORONTO A6 M5H 1J9 ONTARIO, CANADA 0 0 1 0 4.29% Senior Notes Series D due Dec. 15, 2020 2013-07-31 4 J 0 1000000 1079960 A 14000000 I See footnote. 2.48% Senior Notes Series A due Dec. 15, 2013 2013-08-02 4 J 0 10000000 0 D 0 I See footnote Incorrectly reported as $13,000,000 on amendment dated 11/21/2013. Incorrectly reported in shares rather than US dollars on amendment dated 11/21/2013 $13,000,000 directly owned by Sun Life Assurance Company of Canada, a wholly-owned subsidiary of Sun Life Financial Inc. and $1,000,000 directly owned by Sun Life and Health Insurance Company (U.S.), an indirectly wholly-owned subsidiary of Sun Life Financial Inc. Securities were owned by Sun Life Assurance Company of Canada, a wholly-owned subsidiary of Sun Life Financial Inc., prior to prepayment. Paid by the direct owner, Sun Life and Health Insurance Company (U.S.) and not by the indirect owner, Sun Life Financial Inc. $10,000,000 of 2.48% Senior Notes Series A due Dec. 15, 2013 were incorrectly reported as due Dec. 15, 2020 and as owned indirectly by Sun Life Financial Inc., and directly by Sun Life Assurance Company of Canada, on August 2, 2013 in Form 4 filing made on October 24, 2013, when such Series A Notes had previously been prepaid in full by the issuer and were no longer outstanding. As noted in November 21, 2013 amendment, Sun Life and Health Insurance Company (U.S.) does not have a CIK or CCC number. Its address is One Sun Life Executive Park, Wellesley Hills, MA 02481. /s/Stephen C. Peacher, Authorized Signer for Sun Life Financial Inc., Sun Life Assurance Company of Canada and Sun Life and Health Insurance Company (U.S.) 2013-11-27 /s/John T. Donnelly, Authorized Signer for Sun Life Financial Inc., Sun Life Assurance Company of Canada and Sun Life and Health Insurance Company (U.S.) 2013-11-27