0001490281-21-000009.txt : 20210105 0001490281-21-000009.hdr.sgml : 20210105 20210105211601 ACCESSION NUMBER: 0001490281-21-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210102 FILED AS OF DATE: 20210105 DATE AS OF CHANGE: 20210105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thomas Melissa CENTRAL INDEX KEY: 0001760333 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35335 FILM NUMBER: 21508727 MAIL ADDRESS: STREET 1: 600 WEST CHICAGO AVE STREET 2: STE 400 CITY: CHICAGO STATE: IL ZIP: 60654 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Groupon, Inc. CENTRAL INDEX KEY: 0001490281 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING AGENCIES [7311] IRS NUMBER: 270903295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 WEST CHICAGO AVENUE, SUITE 400 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: (312) 334-1579 MAIL ADDRESS: STREET 1: 600 WEST CHICAGO AVENUE, SUITE 400 CITY: CHICAGO STATE: IL ZIP: 60654 4 1 wf-form4_160989934542945.xml FORM 4 X0306 4 2021-01-02 0 0001490281 Groupon, Inc. GRPN 0001760333 Thomas Melissa C/O GROUPON, INC. 600 W. CHICAGO AVE., STE 400 CHICAGO IL 60654 0 1 0 0 Chief Financial Officer Common Stock 2021-01-02 4 M 0 14750 0 A 29756 D Common Stock 2021-01-02 4 F 0 6720 0 D 23036 D Common Stock 2021-01-02 4 M 0 63 0 A 23099 D Common Stock 2021-01-02 4 F 0 28 0 D 23071 D Common Stock 2021-01-02 4 M 0 606 0 A 23677 D Common Stock 2021-01-02 4 F 0 269 0 D 23408 D Restricted Stock Units 2021-01-02 4 M 0 14750 0 D 2021-01-02 Common Stock 14750.0 44250 D Performance Share Units 2021-01-02 4 M 0 63 0 D 2020-01-02 Common Stock 63.0 0 D Performance Share Units 2021-01-02 4 M 0 606 0 D 2021-01-02 Common Stock 606.0 1214 D Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units or performance share units, as applicable. This is not an open market sale of securities. Settlement of non-derivative performance share units for the one-year performance period ending December 31, 2018, granted under the Groupon, Inc. 2011 Incentive Plan and exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to Rule 16b-3(d). Settlement of non-derivative performance share units for the one-year performance period ending December 31, 2019, granted under the Groupon, Inc. 2011 Incentive Plan and exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to Rule 16b-3(d). Each restricted stock unit represents a contingent right to receive one share of Common Stock. Restricted stock units reported on this line vest in equal installments on January 2, 2021, July 2, 2021, January 2, 2022, and July 2, 2022. Each performance share unit represents a contingent right to receive one share of Common Stock. The performance share units reported on this line were credited effective February 12, 2019 following certification of performance metrics applicable to the one-year performance period ending December 31, 2018. 63 shares vested on January 2, 2021. The performance share units reported on this line were credited effective February 18, 2020 following certification of performance metrics applicable to the one-year performance period ending December 31, 2019. These performance share units vest in three equal, annual installments beginning on January 2, 2021, in each case subject to Ms. Thomas' continuous employment as of the vesting date. Erin G. Stone, by Power of Attorney 2021-01-05