0001490281-21-000008.txt : 20210105
0001490281-21-000008.hdr.sgml : 20210105
20210105211442
ACCESSION NUMBER: 0001490281-21-000008
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210102
FILED AS OF DATE: 20210105
DATE AS OF CHANGE: 20210105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cooper Aaron Z.
CENTRAL INDEX KEY: 0001808437
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35335
FILM NUMBER: 21508725
MAIL ADDRESS:
STREET 1: 600 WEST CHICAGO AVE.
STREET 2: STE 400
CITY: CHICAGO
STATE: IL
ZIP: 60654
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Groupon, Inc.
CENTRAL INDEX KEY: 0001490281
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING AGENCIES [7311]
IRS NUMBER: 270903295
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 600 WEST CHICAGO AVENUE, SUITE 400
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: (312) 334-1579
MAIL ADDRESS:
STREET 1: 600 WEST CHICAGO AVENUE, SUITE 400
CITY: CHICAGO
STATE: IL
ZIP: 60654
4
1
wf-form4_160989926795126.xml
FORM 4
X0306
4
2021-01-02
0
0001490281
Groupon, Inc.
GRPN
0001808437
Cooper Aaron Z.
600 WEST CHICAGO AVE
CHICAGOO
IL
60654
0
1
0
0
Interim CEO
Common Stock
2021-01-02
4
M
0
2721
0
A
17198
D
Common Stock
2021-01-02
4
F
0
1343
0
D
15855
D
Common Stock
2021-01-02
4
M
0
1150
0
A
17005
D
Common Stock
2021-01-02
4
F
0
571
0
D
16434
D
Performance Share Units
2021-01-02
4
M
0
2721
0
D
2021-01-02
Common Stock
2721.0
5442
D
Performance Share Units
2021-01-02
4
M
0
1150
0
D
2021-01-02
Common Stock
1150.0
575
D
Settlement of non-derivative performance share units for the one-year performance period ending December 31, 2019, granted under the Groupon, Inc. 2011 Incentive Plan and exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to Rule 16b-3(d).
Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of performance share units, as applicable. This is not an open market sale of securities.
Settlement of non-derivative performance share units for the one-year performance period ending December 31, 2018, granted under the Groupon, Inc. 2011 Incentive Plan and exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to Rule 16b-3(d).
Each performance share unit represents a contingent right to receive one share of Common Stock.
8,163 of the performance share units reported on this line were credited following certification of performance metrics applicable to the performance period ended December 31, 2019. These PSUs will vest in three equal annual installments beginning on January 2, 2021, in each case subject to Mr. Cooper's continuous employment as of the vesting date.
1,725 of the performance share units reported on this line were credited following certification of performance metrics applicable to the performance period ended December 31, 2018. 1,150 of these PSUs vested on January 2, 2021 and 575 PSUs will vest on January 2, 2022, subject to Mr. Cooper's continuous employment as of the vesting date.
/s/ Erin G. Stone, by Power of Attorney
2021-01-05