0001490281-21-000008.txt : 20210105 0001490281-21-000008.hdr.sgml : 20210105 20210105211442 ACCESSION NUMBER: 0001490281-21-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210102 FILED AS OF DATE: 20210105 DATE AS OF CHANGE: 20210105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cooper Aaron Z. CENTRAL INDEX KEY: 0001808437 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35335 FILM NUMBER: 21508725 MAIL ADDRESS: STREET 1: 600 WEST CHICAGO AVE. STREET 2: STE 400 CITY: CHICAGO STATE: IL ZIP: 60654 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Groupon, Inc. CENTRAL INDEX KEY: 0001490281 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING AGENCIES [7311] IRS NUMBER: 270903295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 WEST CHICAGO AVENUE, SUITE 400 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: (312) 334-1579 MAIL ADDRESS: STREET 1: 600 WEST CHICAGO AVENUE, SUITE 400 CITY: CHICAGO STATE: IL ZIP: 60654 4 1 wf-form4_160989926795126.xml FORM 4 X0306 4 2021-01-02 0 0001490281 Groupon, Inc. GRPN 0001808437 Cooper Aaron Z. 600 WEST CHICAGO AVE CHICAGOO IL 60654 0 1 0 0 Interim CEO Common Stock 2021-01-02 4 M 0 2721 0 A 17198 D Common Stock 2021-01-02 4 F 0 1343 0 D 15855 D Common Stock 2021-01-02 4 M 0 1150 0 A 17005 D Common Stock 2021-01-02 4 F 0 571 0 D 16434 D Performance Share Units 2021-01-02 4 M 0 2721 0 D 2021-01-02 Common Stock 2721.0 5442 D Performance Share Units 2021-01-02 4 M 0 1150 0 D 2021-01-02 Common Stock 1150.0 575 D Settlement of non-derivative performance share units for the one-year performance period ending December 31, 2019, granted under the Groupon, Inc. 2011 Incentive Plan and exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to Rule 16b-3(d). Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of performance share units, as applicable. This is not an open market sale of securities. Settlement of non-derivative performance share units for the one-year performance period ending December 31, 2018, granted under the Groupon, Inc. 2011 Incentive Plan and exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to Rule 16b-3(d). Each performance share unit represents a contingent right to receive one share of Common Stock. 8,163 of the performance share units reported on this line were credited following certification of performance metrics applicable to the performance period ended December 31, 2019. These PSUs will vest in three equal annual installments beginning on January 2, 2021, in each case subject to Mr. Cooper's continuous employment as of the vesting date. 1,725 of the performance share units reported on this line were credited following certification of performance metrics applicable to the performance period ended December 31, 2018. 1,150 of these PSUs vested on January 2, 2021 and 575 PSUs will vest on January 2, 2022, subject to Mr. Cooper's continuous employment as of the vesting date. /s/ Erin G. Stone, by Power of Attorney 2021-01-05