0001179110-12-011058.txt : 20120703 0001179110-12-011058.hdr.sgml : 20120703 20120703131038 ACCESSION NUMBER: 0001179110-12-011058 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120703 DATE AS OF CHANGE: 20120703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Totty Brian CENTRAL INDEX KEY: 0001533911 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35335 FILM NUMBER: 12943399 MAIL ADDRESS: STREET 1: C/O GROUPON, INC. STREET 2: 600 WEST CHICAGO AVENUE, SUITE 620 CITY: CHICAGO STATE: IL ZIP: 60654 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Groupon, Inc. CENTRAL INDEX KEY: 0001490281 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING AGENCIES [7311] IRS NUMBER: 270903295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 WEST CHICAGO AVENUE, SUITE 830 CITY: CHICAGO STATE: IL ZIP: 60610 BUSINESS PHONE: (312) 604-5515 MAIL ADDRESS: STREET 1: 600 WEST CHICAGO AVENUE, SUITE 830 CITY: CHICAGO STATE: IL ZIP: 60610 4 1 edgar.xml FORM 4 - X0306 4 2012-06-30 0 0001490281 Groupon, Inc. GRPN 0001533911 Totty Brian C/O GROUPON, INC. 600 WEST CHICAGO AVENUE, SUITE 620 CHICAGO IL 60654 0 1 0 0 SVP- Engineering & Operations Class A Common Stock 2012-06-30 4 M 0 10960 A 671584 D Class A Common Stock 2012-06-30 4 F 0 4021 10.63 D 667563 D Class A Common Stock 2012-07-02 4 S 0 18000 10.43 A 649563 D Restricted Stock Units 2012-06-30 4 M 0 10960 0 D Class A Common Stock 10960 186320 D Restricted Stock Units Class A Common Stock 320000 320000 D Each restricted stock unit on this line represents a contingent right to receive one share of Class A Common Stock. Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Sale of Class A Common Stock made pursuant to a 10b5-1 plan entered into on May 29, 2012. In November 2010, Mr. Totty received an award of 394,560 restricted stock units, which vest in equal increments over thirty-six months beginning on December 31, 2010, subject to his continued employment with the Company through each vesting date. In March 2012, Mr. Totty received an award of 320,000 restricted stock units, which vest in equal increments over sixteen quarters beginning on March 14, 2014, subject to his continued employment with the Company through each vesting date. /s/ David Schellhase, by Power of Attorney 2012-07-03