ABS-15G 1 d27234dabs15g.htm FORM ABS-15G FORM ABS-15G

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM ABS-15G

 

 

ASSET-BACKED SECURITIZER

REPORT PURSUANT TO SECTION 15G OF

THE SECURITIES EXCHANGE ACT OF 1934

Check the appropriate box to indicate the filing obligation to which this form is intended to satisfy:

¨ Rule 15Ga-1(c)(1) under the Exchange Act (17 CFR 240.15Ga-1(c)(1)) for the reporting period                      to                     

 

¨ Rule 15Ga-1(c)(2)(i) under the Exchange Act (17 CFR 240.15Ga-1(c)(2)(i)) for the quarterly reporting period                      to                     

 

¨ Rule 15Ga-1(c)(2)(ii) under the Exchange Act (17 CFR 240.15Ga-1(c)(2)(ii)) for the annual reporting period                      to                     

 

x Rule 15Ga-2 under the Exchange Act (17 CFR 240.15Ga-2)

Date of Report (Date of earliest event reported)

August 12, 2015

 

 

Alterna Tax Certificate Fund II LP 1

(Exact name of Issuer as specified in its charter)

 

 

 

None   0001490101
(Commission File Number of securitizer)   (Central Index Key Number of issuer)

Central Index Key Number of issuing entity (if applicable):

Central Index Key Number of underwriter (if applicable):

Robert Konrad, (954) 703-2020

Name and telephone number, including area code,

of the person to contact in connection with this filing

 

 

Indicate by check mark whether the securitizer has no activity to report for the initial period pursuant to Rule 15Ga-1(c)(1)  ¨

Indicate by check mark whether the securitizer has no activity to report for the quarterly period pursuant to Rule 15Ga-1(c)(2)(i)  ¨

Indicate by check mark whether the securitizer has no activity to report for the annual period pursuant to Rule 15Ga-1(c)(2)(ii)  ¨

 

1  Alterna Tax Certificate Fund II LP is filing this Form ABS-15G on its own behalf and on behalf of its affiliate, Alterna Funding II, LLC.

 

 

 


INFORMATION TO BE INCLUDED IN THE REPORT

PART I: REPRESENTATION AND WARRANTY INFORMATION

N/A

PART II: FINDINGS AND CONCLUSIONS OF THIRD-PARTY DUE DILIGENCE REPORTS:

Item 2.01 Findings and Conclusions of a Third Party Due Diligence Report Obtained by the Issuer

Attached as Exhibit 1 hereto is an agreed-upon procedures report, dated August 12, 2015, of KPMG LLP, obtained by the issuer, which report sets forth the findings and conclusions, as applicable, of KPMG LLP with respect to certain agreed-upon procedures performed by KPMG LLP.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the reporting entity has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Alterna Tax Certificate Fund II LP
By:   Alterna Tax Certificate Fund II LP
By:  

/s/ Robert Konrad

 

Name: Robert Konrad

Title: Manager of Alterna Tax Asset Group, LLC, General Partner of Alterna Tax Certificate Fund II LP

Date: August 12, 2015


Exhibit 1:    Agreed-upon procedures report, dated August 12, 2015 of KPMG LLP.