0001751788-24-000083.txt : 20240226 0001751788-24-000083.hdr.sgml : 20240226 20240226161214 ACCESSION NUMBER: 0001751788-24-000083 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240222 FILED AS OF DATE: 20240226 DATE AS OF CHANGE: 20240226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fitterling James R CENTRAL INDEX KEY: 0001490029 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38646 FILM NUMBER: 24678847 MAIL ADDRESS: STREET 1: 2211 H.H. DOW WAY CITY: MIDLAND STATE: MI ZIP: 48674 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOW INC. CENTRAL INDEX KEY: 0001751788 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 301128146 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2211 H.H. DOW WAY CITY: MIDLAND STATE: MI ZIP: 48674 BUSINESS PHONE: 9896361000 MAIL ADDRESS: STREET 1: 2211 H.H. DOW WAY CITY: MIDLAND STATE: MI ZIP: 48674 FORMER COMPANY: FORMER CONFORMED NAME: Dow Inc. DATE OF NAME CHANGE: 20190305 FORMER COMPANY: FORMER CONFORMED NAME: Dow Holdings Inc. DATE OF NAME CHANGE: 20180831 4 1 wk-form4_1708981902.xml FORM 4 X0508 4 2024-02-22 0 0001751788 DOW INC. DOW 0001490029 Fitterling James R 2211 H.H. DOW WAY MIDLAND MI 48674 1 1 0 0 Chairman and CEO 0 Common Stock 2024-02-22 4 M 0 50000 46.60 A 183261 D Common Stock 2024-02-22 4 D 0 45269 56 D 137992 D Common Stock 2024-02-22 4 M 0 53487 46.60 A 191479 D Common Stock 2024-02-22 4 D 0 48445 55.95 D 143034 D Common Stock 247791 I By Trust Common Stock 2322.112 I By 401(k) Plan ESOP Common Stock 1768.335 I By 401(k) Plan Non-Qualified Stock Option (Right to Buy) 46.60 2024-02-22 4 M 0 50000 0 D 2026-02-12 Common Stock 50000 53487 D Non-Qualified Stock Option (Right to Buy) 46.60 2024-02-22 4 M 0 53487 0 D 2026-02-12 Common Stock 53487 0 D Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. The price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.94 to $56.025. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.89 to $55.95. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Total includes previously reported restricted stock units. This option is fully vested and exercisable. /s/ James R Fitterling 2024-02-26