-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L+M9G77m+JMZUx+1qgEOn2wrqvCpaDOK/IHjrbg4AqRewNYnrVPw0YoHl9GfvV7K eXEJISuMBeLCSpAGSVxrpA== 0000014899-01-000001.txt : 20031219 0000014899-01-000001.hdr.sgml : 20031219 20010309114200 ACCESSION NUMBER: 0000014899-01-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001229 FILED AS OF DATE: 20010309 DATE AS OF CHANGE: 20010310 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BRUNDAGE STORY & ROSE LLC CENTRAL INDEX KEY: 0000014899 IRS NUMBER: 135614047 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00640 FILM NUMBER: 01564585 BUSINESS ADDRESS: STREET 1: ONE BROADWAY CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 2125030724 MAIL ADDRESS: STREET 1: ONE BROADWAY CITY: NEW YORK STATE: NY ZIP: 10004 13F-HR 1 0001.txt FORM 13-F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13 F FORM 13F COVER PAGE Report for Calendar Year or Quarter ended: 12/29/00 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement [ ] adds new holding entries Institutional Investment Manager Filing this Report: Name: Brundage, Story and Rose, LLC Address: 1 Broadway 5th Floor New York, NY 10004 13F File Number: 28-640 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that is is understood that all required items, statements schedules, lists, and tables, are considered integral parts of this form. Person Signing this report on Behalf of Reporting Manager: Name: Eric Spiegel Title: Vice President Phone: (212) 530-723 Signature, Place, and Date of Signing: Eric Spiegel New York, NY 12/29/00: Report Type (Check Only One): [X] 13F Holdings Report [ ] 13F Notice [ ] 13F Combination Report List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of other Included Managers: 0 Form 13F Information Table Entry Total: 242 Form 13F Information Table Value Total: $1905769 List of Other Included Managers:
FORM 13F INFORMATION TABLE DECEMBER 29, 2000 VALUE SHARES/ SH/ PUT/ INVSTMNT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP# (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- -------- -------- -------- -------- ------- AIM Equity Funds, Inc COM 001413103 182 12235 SH SOLE 12235 AT&T Corp COM 001957109 9676 560921 SH SOLE 146124 414797 AT&T Corp - Liberty Media COM 001957208 1467 108173 SH SOLE 59325 48848 Abbott Laboratories COM 002824100 28595 590338 SH SOLE 142776 447561 Adobe Systems, Inc COM 00724F101 23043 396004 SH SOLE 24249 371755 Aegon N.V. ORD COM 007924103 618 14926 SH SOLE 2758 12168 Agilent Technologies, Inc COM 00846U101 9640 176078 SH SOLE 27302 148776 Alcoa, Inc COM 013817101 2400 71654 SH SOLE 2274 69380 ALZA Corp COM 022615108 672 15800 SH SOLE 15800 America Online, Inc COM 02364J104 9451 271578 SH SOLE 100578 171000 American Express Co COM 025816109 41262 751077 SH SOLE 130827 620250 Amer Home Products Corp COM 026609107 41038 645760 SH SOLE 67322 578438 American Int'l Group, Inc COM 026874107 49429 501494 SH SOLE 92782 408712 American Superconductor Corp COM 030111108 428 15000 SH SOLE 15000 Amgen, Inc COM 031162100 1628 25458 SH SOLE 5000 20458 AmSouth Bancorporation COM 032165102 159 10423 SH SOLE 10423 Anadarko Petroleum Corp COM 032511107 878 12357 SH SOLE 4000 8357 Analog Devices, Inc COM 032654105 1264 24700 SH SOLE 24700 Anchor Bancorp Wisconsin, Inc COM 032839102 240 15000 SH SOLE 15000 Anheuser-Busch COM 035229103 787 17300 SH SOLE 4100 13200 Apache Corp COM 037411105 22064 314916 SH SOLE 65850 249066 Applera Corp-Applied COM 038020103 2400 25517 SH SOLE 25517 Applied Materials, Inc COM 038222105 24852 650784 SH SOLE 122730 528054 At Home Corp "A" COM 045919107 551 99530 SH SOLE 18800 80730 Automatic Data COM 053015103 1145 18085 SH SOLE 8540 9545 AutoZone, Inc COM 053332102 1724 60500 SH SOLE 14350 46150 Avaya, Inc COM 053499109 258 25010 SH SOLE 3306 21703 Avery Dennison Corp COM 053611109 46467 846781 SH SOLE 178784 667997 BP Amoco PLC Sponsored ADS COM 055622104 24107 503543 SH SOLE 94400 409143 Bank of America Corp COM 060505104 2050 44680 SH SOLE 4974 39706 Bank of New York COM 064057102 808 14640 SH SOLE 9120 5520 Bank One Corp COM 06423A103 501 13690 SH SOLE 500 13190 Becton Dickinson & Co COM 075887109 17617 508800 SH SOLE 178715 330085 Bed Bath & Beyond, Inc COM 075896100 5305 237094 SH SOLE 54107 182987 BellSouth Corp COM 079860102 4720 115291 SH SOLE 11698 103593 Block (H & R), Inc COM 093671105 15447 373332 SH SOLE 119450 253882 Boeing Co COM 097023105 6047 91624 SH SOLE 1000 90624 Borders Group Inc COM 099709107 175 15000 SH SOLE 15000 Bristol-Myers Squibb Co COM 110122108 44691 604443 SH SOLE 103970 500473 British Airways PLC COM 110419306 838 13957 SH SOLE 950 13007 Burlington Resources, Inc COM 122014103 7508 148667 SH SOLE 31892 116775 Cadbury Schweppes COM 127209302 985 33962 SH SOLE 500 33462 Callaway Golf Co COM 131193104 466 25000 SH SOLE 25000 Campbell Soup Co COM 134429109 1133 32733 SH SOLE 3400 29333 Canadian Pacific Ltd COM 135923100 363 12693 SH SOLE 2000 10693 Cardinal Health, Inc COM 14149Y108 1484 14897 SH SOLE 14897 Catalina Marketing Corp COM 148867104 8903 228644 SH SOLE 59650 168994 Chase Manhattan Corp (New) COM 16161A108 1221 26876 SH SOLE 14027 12849 Chevron Corp COM 166751107 11993 142030 SH SOLE 6384 135646 Chittenden Corp COM 170228100 413 13629 SH SOLE 13629 Chubb Corp COM 171232101 32453 375174 SH SOLE 73214 301960 Cisco Systems, Inc COM 17275R102 7627 199410 SH SOLE 79497 119913 Citigroup, Inc COM 172967101 41456 811859 SH SOLE 178713 633145 Clear Channel COM 184502102 1641 33887 SH SOLE 19850 14037 Coca-Cola Co COM 191216100 4757 78068 SH SOLE 10706 67362 Colgate-Palmolive Co COM 194162103 15623 242022 SH SOLE 37639 204383 Comcast Corp COM 200300200 625 14975 SH SOLE 7700 7275 Commerce Bancorp, Inc COM 200519106 1336 19532 SH SOLE 137 19395 COMPAQ Computer Corp COM 204493100 10597 704136 SH SOLE 203238 500898 Computer Associates COM 204912109 322 16497 SH SOLE 4600 11897 Computer Sciences Corp COM 205363104 27934 464591 SH SOLE 97043 367548 Conoco, Inc "A" COM 208251306 481 16795 SH SOLE 3300 13495 Conoco, Inc "B" COM 208251405 15486 535166 SH SOLE 235059 300107 Cooper Industries, Inc COM 216669101 529 11524 SH SOLE 11524 Corning, Inc COM 219350105 2319 43906 SH SOLE 6300 37606 Costco Wholesale Corp COM 22160K105 14197 355485 SH SOLE 109597 245888 CryoLife, Inc COM 228903100 771 25500 SH SOLE 25500 Cypress Bioscience, Inc COM 232674101 25 41850 SH SOLE 41850 DBS Group Holdings Ltd COM 23304Y100 680 15279 SH SOLE 15279 Danaher Corp COM 235851102 25931 379239 SH SOLE 120070 259169 Dell Computer Corp COM 247025109 1296 74348 SH SOLE 33375 40973 Disney (Walt) Co COM 254687106 6105 210988 SH SOLE 27440 183548 Donnelley (R.R.) & Sons Co COM 257867101 937 34700 SH SOLE 34700 Dover Corp COM 260003108 507 12500 SH SOLE 12500 Dow Chemical Co COM 260543103 1327 36226 SH SOLE 4350 31876 Du Pont, E.I. COM 263534109 16597 343542 SH SOLE 28538 315004 Duke Energy Corp COM 264399106 2886 33848 SH SOLE 9699 24149 ECI Telecom, Ltd ORD COM 268258100 1053 75325 SH SOLE 4150 71175 EMC Corp COM 268648102 41454 623370 SH SOLE 105847 517523 Ecolab, Inc COM 278865100 42981 995228 SH SOLE 233726 761501 El Paso Energy Corp COM 283905107 3178 44374 SH SOLE 13758 30616 Elan Corp., PLC ADR COM 284131208 564 12048 SH SOLE 1000 11048 Electronic Arts, Inc COM 285512109 567 13294 SH SOLE 13294 Electronic Data Systems Corp COM 285661104 10312 178567 SH SOLE 13199 165368 Emerson Electric Co COM 291011104 14171 179812 SH SOLE 14870 164942 Enron Corp COM 293561106 31575 379845 SH SOLE 96500 283345 Evergreen Equity Trust COM 30023C848 401 51452 SH SOLE 51452 Exxon Mobil Corp COM 30231G102 50938 585920 SH SOLE 92962 492957 Fannie Mae COM 313586109 62744 723271 SH SOLE 177951 545320 Fifth Third Bancorp COM 316773100 1435 24014 SH SOLE 24014 First Australia Prime COM 318653102 58 14296 SH SOLE 14296 First Data Corp COM 319963104 11707 222187 SH SOLE 37561 184626 First Union Corp COM 337358105 597 21471 SH SOLE 1000 20471 Firstar Corp (New) COM 33763V109 13227 568912 SH SOLE 107303 461609 Fleet Boston Financial Corp COM 339030108 18716 498265 SH SOLE 156894 341371 Ford Motor Co (New) COM 345370860 703 30014 SH SOLE 1800 28214 Fundamental Investors, Inc COM 360802102 325 10423 SH SOLE 10423 Gannett Co, Inc COM 364730101 10492 166376 SH SOLE 20477 145899 General Electric Co COM 369604103 60268 1257227 SH SOLE 173032 1084195 General Mills, Inc COM 370334104 9222 206946 SH SOLE 76700 130246 General Motors Corp "H" (New) COM 370442832 322 14013 SH SOLE 4665 9348 Gillette Co COM 375766102 7175 198608 SH SOLE 22684 175923 GlaxoSmithKline PLC ADR COM 37733W105 8438 150681 SH SOLE 17601 133080 Great Lakes Chemical Corp COM 390568103 1304 35070 SH SOLE 1660 33410 Guidant Corp COM 401698105 18533 343593 SH SOLE 117373 226220 Hartford Financial Services COM 416515104 716 10132 SH SOLE 5800 4332 Heinz (H.J.) Co COM 423074103 745 15708 SH SOLE 5541 10167 Hewlett-Packard Co COM 428236103 31219 989113 SH SOLE 201576 787537 Home Depot, Inc COM 437076102 24508 536431 SH SOLE 121375 415056 Honeywell International, Inc COM 438516106 32824 693764 SH SOLE 83309 610454 Hubbell, Inc "B" COM 443510201 785 29622 SH SOLE 1070 28552 Investor AB "B" Shares COM 4469630S0 686 46000 SH SOLE 4500 41500 Illinois Tool Works, Inc COM 452308109 24935 418636 SH SOLE 95199 323437 Ingersoll-Rand Co COM 456866102 869 20750 SH SOLE 450 20300 Intel Corp COM 458140100 23057 766968 SH SOLE 160366 606601 Int'l Business Machines Corp COM 459200101 15241 179310 SH SOLE 28017 151292 Int'l Flavors & Fragrances Inc COM 459506101 448 22050 SH SOLE 700 21350 International Paper Co COM 460146103 2149 52664 SH SOLE 964 51700 Ionics, Inc COM 462218108 2126 74910 SH SOLE 3900 71010 JDS Uniphase Corp COM 46612J101 1227 29435 SH SOLE 12200 17235 Johnson & Johnson COM 478160104 26243 249782 SH SOLE 60889 188893 Keycorp (New) COM 493267108 323 11548 SH SOLE 400 11148 Kimberly-Clark Corp COM 494368103 898 12696 SH SOLE 3832 8864 Landstar Systems Inc COM 515098101 21507 387951 SH SOLE 149420 238531 Lehman Brothers Holdings, Inc COM 524908100 4718 69760 SH SOLE 6600 63160 Lilly (Eli) & Co COM 532457108 7297 78408 SH SOLE 36414 41994 Lincoln Electric Holdings, Inc COM 533900106 606 30875 SH SOLE 30875 Lucent Technologies, Inc COM 549463107 4769 353268 SH SOLE 37441 315827 MBIA, Inc COM 55262C100 3539 47750 SH SOLE 9100 38650 Marshall & Ilsley Corp COM 571834100 900 17700 SH SOLE 17700 Mc Donald's Corp COM 580135101 22530 662653 SH SOLE 206314 456339 McNaughton Apparel Group Inc COM 582524104 213 20000 SH SOLE 20000 Medtronic, Inc COM 585055106 911 15096 SH SOLE 500 14596 Mellon Financial Corp COM 58551A108 507 10300 SH SOLE 6900 3400 Merck & Co., Inc COM 589331107 26687 285038 SH SOLE 49564 235473 Merrill Lynch & Co., Inc COM 590188108 764 11201 SH SOLE 4089 7112 Microsoft Corp COM 594918104 12390 285638 SH SOLE 80127 205511 Minnesota Mining & Mfg Co COM 604059105 7497 62214 SH SOLE 7917 54297 Molex, Inc COM 608554101 3291 92695 SH SOLE 2934 89761 Molex, Inc Cl "A" COM 608554200 19217 755451 SH SOLE 202223 553228 Montana Power Co COM 612085100 355 17100 SH SOLE 2300 14800 Morgan (J.P.) & Co., Inc COM 616880100 12153 73429 SH SOLE 7773 65656 Morgan Stanley, Dean Witter COM 617446448 893 11268 SH SOLE 950 10318 Motorola, Inc COM 620076109 11309 558486 SH SOLE 167857 390628 NATCO Group, Inc COM 63227W203 422 51200 SH SOLE 51200 National City Corp COM 635405103 393 13684 SH SOLE 1276 12408 National Commerce COM 635449101 581 23484 SH SOLE 23484 Hutchison Whampoa COM 6448068S3 549 44000 SH SOLE 44000 New York Times Co "A" COM 650111107 471 11748 SH SOLE 2000 9748 NIKE, Inc "B" COM 654106103 6795 121750 SH SOLE 65900 55850 Noble Affiliates, Inc COM 654894104 6363 138327 SH SOLE 10100 128227 Nokia Corp Sponsored ADR COM 654902204 1081 24850 SH SOLE 14200 10650 Norfolk Southern Corp COM 655844108 230 17242 SH SOLE 17242 Nortel Networks Corp COM 656568102 9459 295027 SH SOLE 99048 195979 Mitsubishi Corp COM 6596785S1 110 15000 SH SOLE 15000 nStor Technologies, Inc COM 67018N108 16 12500 SH SOLE 12500 Office Depot COM 676220106 651 91350 SH SOLE 22700 68650 Old Kent Financial Corp COM 679833103 5252 120052 SH SOLE 12506 107546 Oracle Corp COM 68389X105 1496 51468 SH SOLE 11996 39472 Palm, Inc COM 696642107 8684 306718 SH SOLE 130924 175794 Pearson PLC Sponsored ADR COM 705015105 353 15000 SH SOLE 15000 PepsiCo, Inc COM 713448108 34654 699207 SH SOLE 165147 534060 Pfizer, Inc COM 717081103 15469 336289 SH SOLE 79812 256477 Pharmacia Corp COM 71713U102 3750 61480 SH SOLE 13109 48371 Philip Morris Companies, Inc COM 718154107 955 21714 SH SOLE 9199 12515 Phillips Petroleum Co COM 718507106 5201 91437 SH SOLE 10570 80867 Pitney-Bowes, Inc COM 724479100 360 10868 SH SOLE 10868 Placer Dome, Inc COM 725906101 241 25080 SH SOLE 25080 Procter & Gamble Co COM 742718109 10389 132453 SH SOLE 11412 121040 Putnam Fund for Growth & COM 746761105 334 17107 SH SOLE 17107 QUALCOMM, Inc COM 747525103 8679 105601 SH SOLE 29070 76531 Qwest Communications COM 749121109 9254 226395 SH SOLE 87859 138536 Regeneron Pharmaceuticals, Inc COM 75886F107 353 10000 SH SOLE 10000 Rentech, Inc COM 760112102 39 35000 SH SOLE 35000 Robert Half International, Inc COM 770323103 309 11647 SH SOLE 400 11247 Royal Dutch Petroleum Co COM 780257804 12865 212426 SH SOLE 23320 189105 Royce Mico-Cap Trust Inc COM 780915104 126 14557 SH SOLE 14557 Rural/Metro Corp COM 781748108 20 14300 SH SOLE 14300 SBC Communications, Inc COM 78387G103 4406 92265 SH SOLE 16610 75655 Salomon Brothers Investor COM 795478106 319 15647 SH SOLE 15647 San Juan Basin COM 798241105 920 72900 SH SOLE 19200 53700 Schering-Plough Corp COM 806605101 72958 1285603 SH SOLE 190152 1095451 Schlumberger, Ltd COM 806857108 8873 110998 SH SOLE 44876 66122 Schulman (A.), Inc COM 808194104 133 11554 SH SOLE 562 10992 Schwab (Charles) Corp COM 808513105 605 21312 SH SOLE 750 20562 Sector SPDR Trust COM 81369Y803 487 15545 SH SOLE 6500 9045 Select Therapeutics, Inc COM 816209100 32 18500 SH SOLE 18500 ServiceMaster Co COM 81760N109 157 13643 SH SOLE 13643 Shell Transport & Trading COM 822703609 10708 216866 SH SOLE 22260 194606 Smith Barney Funds, Inc COM 831800107 198 11271 SH SOLE 11271 Sonoco Products Co COM 835495102 3116 144100 SH SOLE 2835 141265 Sprint Corp (FON Group) COM 852061100 344 16948 SH SOLE 600 16348 State Street Corp COM 857477103 2230 17955 SH SOLE 9900 8055 Summit Bancorp COM 866005101 1347 35264 SH SOLE 1229 34035 Sun Microsystems COM 866810104 3889 139507 SH SOLE 11275 128232 Sunrise Technologies COM 86769L103 48 27000 SH SOLE 27000 Sysco Corp COM 871829107 13579 452620 SH SOLE 229400 223220 Target Corp COM 87612E106 484 15000 SH SOLE 6000 9000 Tektronix, Inc COM 879131100 6463 191860 SH SOLE 112000 79860 Templeton Funds, Inc COM 880196209 179 17339 SH SOLE 1134 16204 Texaco, Inc COM 881694103 1013 16308 SH SOLE 4240 12068 Texas Instruments, Inc COM 882508104 1318 27813 SH SOLE 1200 26613 Textron, Inc COM 883203101 493 10610 SH SOLE 7900 2710 Thermo Electron Corp COM 883556102 25893 870363 SH SOLE 271624 598739 Thomas & Betts Corp COM 884315102 224 13847 SH SOLE 1000 12847 3Com Corp COM 885535104 1308 153861 SH SOLE 39484 114377 Time Warner, Inc COM 887315109 1225 23448 SH SOLE 2510 20938 Tyco International Ltd (New) COM 902124106 1311 23628 SH SOLE 4652 18976 Unilever, N.V. COM 904784709 8266 131336 SH SOLE 14678 116658 Union Pacific Corp COM 907818108 605 11915 SH SOLE 4800 7115 United Technologies Corp COM 913017109 3066 38996 SH SOLE 38996 Verizon Communications COM 92343V104 8619 171949 SH SOLE 21510 150439 Viacom Inc "B" COM 925524308 1730 37007 SH SOLE 8726 28281 VirtualFund.com, Inc COM 92825A107 6 10000 SH SOLE 10000 Vista Bancorp, Inc COM 92830R103 318 18191 SH SOLE 18191 Vodafone Group Plc COM 92857W100 34205 955121 SH SOLE 157083 798038 Vulcan Materials Co COM 929160109 7294 152352 SH SOLE 7600 144752 Wal-Mart Stores Inc COM 931142103 3012 56695 SH SOLE 7150 49545 Wal-Mart de Mexico, SA de CV COM 93114W206 19 10000 SH SOLE 10000 Walgreen Co COM 931422109 2479 59281 SH SOLE 1800 57481 Washington Mutual Investors COM 939330106 498 17169 SH SOLE 17169 Webster Financial Corp COM 947890109 756 26688 SH SOLE 26688 Wells Fargo & Co (New) COM 949746101 873 15680 SH SOLE 10725 4955 West Pharmaceutical COM 955306105 295 12000 SH SOLE 200 11800 Westvaco Corp COM 961548104 1538 52687 SH SOLE 1950 50737 Willamette Industries, Inc COM 969133107 5457 116264 SH SOLE 14646 101618 Williams Companies, Inc COM 969457100 1176 29452 SH SOLE 3800 25652 Wilmington Trust Corp (DE) COM 971807102 1228 19783 SH SOLE 2600 17183 Wind River Systems, Inc COM 973149107 5831 170860 SH SOLE 24520 146340 Wireless Telecom Group, Inc COM 976524108 47 25000 SH SOLE 25000 WorldCom, Inc COM 98157D106 9802 697005 SH SOLE 177394 519611 Xerox Corp COM 984121103 79 16978 SH SOLE 12800 4178 Young Broadcasting Corp "A" COM 987434107 2221 66325 SH SOLE 9500 56825 Rio Tinto Ltd COM AU6220100 177 10800 SH SOLE 10800 Royal Bank of Scotland Group COM B00067640 21 18997 SH SOLE 18997 Royal Bank of Scotland Group COM B00075478 534 23202 SH SOLE 18997 4205 Cendant Corp Income Prides CONVERTIBLE DEB 151313301 143 10500 SH SOLE 10500 MediaOne Group, Inc CONVERTIBLE DEB 58440J500 6007 168630 SH SOLE 65600 103030 Rockefeller Center Properties, CONVERTIBLE DEB 4745868S6 250 250000 SH SOLE 65600 103030 Sizeler Property Invs, Inc CONVERTIBLE DEB 830137AA3 9 10000 SH SOLE 65600 103030 Euro Disney SCA Conv Sub Deb CONVERTIBLE DEB F26387AA2 20 70000 SH SOLE 65600 103030 Thermo Electron Corp CONVERTIBLE DEB U88356AF4 1974 2035000 SH SOLE 65600 103030
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