0001562180-24-001833.txt : 20240227 0001562180-24-001833.hdr.sgml : 20240227 20240227200449 ACCESSION NUMBER: 0001562180-24-001833 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240223 FILED AS OF DATE: 20240227 DATE AS OF CHANGE: 20240227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lane Kenneth Todd CENTRAL INDEX KEY: 0001782276 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34726 FILM NUMBER: 24689544 MAIL ADDRESS: STREET 1: C/O LYONDELLBASELL INDUSTRIES N.V. STREET 2: DELFTSEPLEIN 27E CITY: ROTTERDAM STATE: P7 ZIP: 3013AA ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LyondellBasell Industries N.V. CENTRAL INDEX KEY: 0001489393 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 980646235 STATE OF INCORPORATION: P7 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1221 MCKINNEY ST STREET 2: SUITE 700 CITY: HOUSTON STATE: TX ZIP: 77010 BUSINESS PHONE: 713-309-7603 MAIL ADDRESS: STREET 1: 1221 MCKINNEY ST STREET 2: SUITE 700 CITY: HOUSTON STATE: TX ZIP: 77010 4 1 primarydocument.xml PRIMARY DOCUMENT X0508 4 2024-02-23 true 0001489393 LyondellBasell Industries N.V. LYB 0001782276 Lane Kenneth Todd 4TH FLOOR ONE VINE STREET LONDON X0 W1J 0AH UNITED KINGDOM false true false false EVP, Olefins and Polyolefins false Class A Ordinary Shares 2024-02-23 4 M false 8757.00 94.65 A 100514.5199 D Class A Ordinary Shares 2024-02-23 4 M false 20472.00 99.21 A 120986.5199 D Class A Ordinary Shares 2024-02-23 4 S false 20472.00 99.21 D 100514.5199 D Class A Ordinary Shares 2024-02-23 4 S false 8757.00 99.1395 D 91757.5199 D Class A Ordinary Shares 2024-02-25 4 F false 2313.00 99.27 D 89444.5199 D Class A Ordinary Shares 2024-02-26 4 M false 9489.00 89.26 A 98933.5199 D Class A Ordinary Shares 2024-02-26 4 S false 9489.00 98.9231 D 89444.5199 D Stock Options (Right to Buy) 99.21 2024-02-23 4 M false 20472.00 0.00 D 2031-02-25 Class A Ordinary Shares 20472.00 10235.00 D Stock Options (Right to Buy) 94.65 2024-02-23 4 M false 8757.00 0.00 D 2033-02-23 Class A Ordinary Shares 8757.00 17510.00 D Stock Options (Right to Buy) 89.26 2024-02-26 4 M false 9489.00 0.00 D 2032-02-24 Class A Ordinary Shares 9489.00 9489.00 D Includes 27,949 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 7,200 granted February 24, 2022 that vest on February 24, 2025; 13,832 granted on May 26, 2022 that vest on May 26, 2024 and 6,917 granted on February 23, 2023 that vest on February 23, 2026. This transaction was executed in multiple trades at prices ranging from $ 99.055 USD to $ 99.27 USD. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 5,878 shares of restricted stock units granted to the reporting person on February 25, 2021. This transaction was executed in multiple trades at prices ranging from $ 98.84 USD to $ 99.04 USD. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Granted pursuant to the issuer's long-term incentive plan. Award has fully vested. Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 8,757 vested on February 23, 2024, 8,755 vest on February 23, 2025 and 8,755 vest on February 23, 2026. Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 9,491 vested on February 24, 2023, 9,489 vested on February 24, 2024 and 9,489 vest on February 24, 2025. /s/ Lara A. Mason, Attorney-in-Fact 2024-02-27 EX-24 2 ktlanepoa2019.txt POWER OF ATTORNEY POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Jeffrey A. Kaplan, Lara A. Mason and N. Elizabeth Campbell signing singly, the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of LyondellBasell Industries N.V. (the "Company"), Forms 3, 4 and 5 (including amendments thereto) in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules and regulations thereunder and, if necessary, a Form ID, Uniform Application for Access Codes to File on EDGAR; (2) do and perform any and all acts for an on behalf of the undersigned which may be necessary or desirable to complete and execute any such Forms 3, 4 or 5 or Form ID and timely file such forms (including amendments thereto) and applications with the United States Securities and Exchange Commission and any stock exchange or similar authority; (3) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of the Company, the Notification form for financial instrument transactions in one's own issuing institution (including amendments thereto) in accordance with Section 5:60 of the Financial Supervision Act and the rules and regulations thereunder and, if necessary, any successor form thereto; and including any forms (all such forms authorized hereunder, the "Dutch Reporting Forms") necessary to allow such Dutch Reporting Forms to be filed via the website of the Dutch Authority for the Financial Markets (the "AFM"); (4) do and perform any and all acts for an on behalf of the undersigned which may be necessary or desirable to complete and execute any such Dutch Reporting Forms and timely file such Dutch Reporting Forms (including amendments thereto) and applications with the AFM and any stock exchange or similar authority; and (5) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite necessary or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934 or Section 5:60 of the Financial Supervision Act. The undersigned agrees that each such attorney-in-fact herein may rely entirely on information furnished orally or in writing by the undersigned to such attorney-in-fact. The undersigned also agrees to indemnify and hold harmless the Company and each such attorney-in-fact against any losses, claims, damages or liabilities (or actions in these respects) that arise out of or area based upon any untrue statements or omission of necessary facts in the information provided by the undersigned to such attorney-in-fact for purposes of executing, acknowledging, delivering or filing Forms 3, 4 or 5 (including amendments thereto), Form ID or the Dutch Reporting Forms and agrees to reimburse the Company and such attorney-in-fact for any legal or other expenses reasonably incurred in connection with investigating or defending against any such loss, claim, damage, liability or action. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file the Dutch Reporting Forms with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier (a) revoked by the undersigned in writing delivered to the foregoing attorneys-in-fact or (b) superseded by a new power of attorney regarding the purposes outlined in the first paragraph hereof dated as of a later date. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 9th day of July 2019. /s/ Kenneth Lane Kenneth Lane