0001519531-13-000007.txt : 20131113 0001519531-13-000007.hdr.sgml : 20131113 20131113182656 ACCESSION NUMBER: 0001519531-13-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131111 FILED AS OF DATE: 20131113 DATE AS OF CHANGE: 20131113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Thermon Group Holdings, Inc. CENTRAL INDEX KEY: 0001489096 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 272228185 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 100 THERMON DRIVE CITY: SAN MARCOS STATE: TX ZIP: 78666 BUSINESS PHONE: 512-396-5801 MAIL ADDRESS: STREET 1: 100 THERMON DRIVE CITY: SAN MARCOS STATE: TX ZIP: 78666 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALEXANDER GEORGE P CENTRAL INDEX KEY: 0001519531 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35159 FILM NUMBER: 131216057 MAIL ADDRESS: STREET 1: 100 THERMON DRIVE CITY: SAN MARCOS STATE: TX ZIP: 78666 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-11-11 0 0001489096 Thermon Group Holdings, Inc. THR 0001519531 ALEXANDER GEORGE P 100 THERMON DRIVE SAN MARCOS TX 78666 0 1 0 0 EVP - Global Sales Common Stock 2013-11-11 4 S 0 6000 26.13 D 50769 D Common Stock 2013-11-11 4 S 0 6000 26.13 D 42252 I by spouse Common Stock 2013-11-11 4 S 0 6000 26.14 D 42252 I by Self, as Trustee for the Bridget Alexander Trust Common Stock 2013-11-11 4 S 0 6000 26.14 D 54981 I By George Alexander Trust Performance Units 0 Common Stock 9294 9294 D Restricted Stock Units 0 Common Stock 9294 9294 D Performance Units 0 Common Stock 13688 13688 D Restricted Stock Units 0 Common Stock 13688 13688 D Stock Option (Right to Buy) 12 2014-05-04 2021-05-04 Common Stock 6000 6000 D This represents the weighted average sale price. Reporting person will, upon request, supply the Issuer, the SEC Staff or a securityholder of the Issuer full information regarding the number of shares sold at each separate price. On August 2, 2012, the reporting person was granted a performance unit award, which vests in annual installments on March 31, 2014 and March 31, 2015. The number of shares reflected in this filing represents the Target Award. The actual number of shares that may vest depends on the Issuer's total shareholder return performance relative to its peer group and ranges from 0% below Threshold performance, 50% at Threshold performance, 100% at Target performance and 200% at Maximum performance. On August 2, 2012, the reporting person was granted a restricted stock unit award that vests in equal annual installments on August 2, 2014 and 2015. On August 1, 2013, the reporting person was granted a performance unit award, which vests in annual installments on March 31, 2014, 2015 and 2016. The number of shares reflected in this filing represents the Target Award. The actual number of shares that may vest depends on the Issuer's total shareholder return performance relative to its peer group and ranges from 0% below Threshold performance, 50% at Threshold performance, 100% at Target performance and 200% at Maximum performance. On August 1, 2013, the reporting person was granted a restricted stock unit award that vests in equal annual installments on August 1, 2014, 2015 and 2016. Options vest in equal annual installments on May 4, 2014, 2015 and 2016. /s/ George Alexander by Sarah Alexander as attorney-in-fact 2013-11-13