0001519531-13-000007.txt : 20131113
0001519531-13-000007.hdr.sgml : 20131113
20131113182656
ACCESSION NUMBER: 0001519531-13-000007
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131111
FILED AS OF DATE: 20131113
DATE AS OF CHANGE: 20131113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Thermon Group Holdings, Inc.
CENTRAL INDEX KEY: 0001489096
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620]
IRS NUMBER: 272228185
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 100 THERMON DRIVE
CITY: SAN MARCOS
STATE: TX
ZIP: 78666
BUSINESS PHONE: 512-396-5801
MAIL ADDRESS:
STREET 1: 100 THERMON DRIVE
CITY: SAN MARCOS
STATE: TX
ZIP: 78666
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ALEXANDER GEORGE P
CENTRAL INDEX KEY: 0001519531
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35159
FILM NUMBER: 131216057
MAIL ADDRESS:
STREET 1: 100 THERMON DRIVE
CITY: SAN MARCOS
STATE: TX
ZIP: 78666
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2013-11-11
0
0001489096
Thermon Group Holdings, Inc.
THR
0001519531
ALEXANDER GEORGE P
100 THERMON DRIVE
SAN MARCOS
TX
78666
0
1
0
0
EVP - Global Sales
Common Stock
2013-11-11
4
S
0
6000
26.13
D
50769
D
Common Stock
2013-11-11
4
S
0
6000
26.13
D
42252
I
by spouse
Common Stock
2013-11-11
4
S
0
6000
26.14
D
42252
I
by Self, as Trustee for the Bridget Alexander Trust
Common Stock
2013-11-11
4
S
0
6000
26.14
D
54981
I
By George Alexander Trust
Performance Units
0
Common Stock
9294
9294
D
Restricted Stock Units
0
Common Stock
9294
9294
D
Performance Units
0
Common Stock
13688
13688
D
Restricted Stock Units
0
Common Stock
13688
13688
D
Stock Option (Right to Buy)
12
2014-05-04
2021-05-04
Common Stock
6000
6000
D
This represents the weighted average sale price. Reporting person will, upon request, supply the Issuer, the SEC Staff or a securityholder of the Issuer full information regarding the number of shares sold at each separate price.
On August 2, 2012, the reporting person was granted a performance unit award, which vests in annual installments on March 31, 2014 and March 31, 2015. The number of shares reflected in this filing represents the Target Award. The actual number of shares that may vest depends on the Issuer's total shareholder return performance relative to its peer group and ranges from 0% below Threshold performance, 50% at Threshold performance, 100% at Target performance and 200% at Maximum performance.
On August 2, 2012, the reporting person was granted a restricted stock unit award that vests in equal annual installments on August 2, 2014 and 2015.
On August 1, 2013, the reporting person was granted a performance unit award, which vests in annual installments on March 31, 2014, 2015 and 2016. The number of shares reflected in this filing represents the Target Award. The actual number of shares that may vest depends on the Issuer's total shareholder return performance relative to its peer group and ranges from 0% below Threshold performance, 50% at Threshold performance, 100% at Target performance and 200% at Maximum performance.
On August 1, 2013, the reporting person was granted a restricted stock unit award that vests in equal annual installments on August 1, 2014, 2015 and 2016.
Options vest in equal annual installments on May 4, 2014, 2015 and 2016.
/s/ George Alexander by Sarah Alexander as attorney-in-fact
2013-11-13