0001489096-23-000057.txt : 20230519 0001489096-23-000057.hdr.sgml : 20230519 20230519203836 ACCESSION NUMBER: 0001489096-23-000057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230517 FILED AS OF DATE: 20230519 DATE AS OF CHANGE: 20230519 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thames Bruce CENTRAL INDEX KEY: 0001640655 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35159 FILM NUMBER: 23942173 MAIL ADDRESS: STREET 1: 100 THERMON DRIVE CITY: SAN MARCOS STATE: TX ZIP: 78666 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Thermon Group Holdings, Inc. CENTRAL INDEX KEY: 0001489096 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 272228185 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 7171 SOUTHWEST PARKWAY STREET 2: BUILDING 300, SUITE 200 CITY: AUSTIN STATE: TX ZIP: 78735 BUSINESS PHONE: 5126900600 MAIL ADDRESS: STREET 1: 7171 SOUTHWEST PARKWAY STREET 2: BUILDING 300, SUITE 200 CITY: AUSTIN STATE: TX ZIP: 78735 4 1 wk-form4_1684543107.xml FORM 4 X0407 4 2023-05-17 0 0001489096 Thermon Group Holdings, Inc. THR 0001640655 Thames Bruce 7171 SOUTHWEST PARKWAY BUILDING 300, SUITE 200 AUSTIN TX 78735 1 1 0 0 President & CEO 0 Common Stock 2023-05-17 4 A 0 34386 0 A 243653 D Common Stock 2023-05-17 4 F 0 11283 21.44 D 232370 D Common Stock 2023-05-17 4 A 0 19328 0 A 251698 D Common Stock 2023-05-17 4 F 0 4706 21.44 D 246992 D On June 1, 2020, the reporting person was granted a performance unit award vesting on March 31, 2023, subject to the Issuer's compensation committee certifying certain adjusted earnings before interest, taxes, depreciation and amortization during the applicable performance period as further specified in the equity award agreement. Of the 21,242 target shares eligible to be earned based upon the Issuer's performance for the performance period ended March 31, 2023, the reporting person actually earned 162%, or 34,386 shares. The Issuer's compensation committee certified the achievement of the performance goal on May 17, 2023. These shares were surrendered for tax payment upon the release of shares in satisfaction of performance stock units. Sales price is the fair market value on Wednesday, May 17, 2023. On June 1, 2020, the reporting person was granted a performance unit award vesting on March 31, 2023, subject to the Issuer's compensation committee certifying certain relative total shareholder return performance during the applicable performance period as further specified in the equity award agreement. Of the 18,284 target shares eligible to be earned based upon the Issuer's performance for the performance period ended March 31, 2023, the reporting person actually earned 106%, or 19,328 shares. The Issuer's compensation committee certified the achievement of the performance goal on May 17, 2023. Includes 57,237 restricted stock units held by the reporting person. /s/ Ryan Tarkington, Attorney-in-Fact 2023-05-19