0001140361-15-033232.txt : 20150824 0001140361-15-033232.hdr.sgml : 20150824 20150824161538 ACCESSION NUMBER: 0001140361-15-033232 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20150820 FILED AS OF DATE: 20150824 DATE AS OF CHANGE: 20150824 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hawaiian Telcom Holdco, Inc. CENTRAL INDEX KEY: 0001487986 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899] IRS NUMBER: 161710376 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1177 BISHOP STREET CITY: HONOLULU STATE: HI ZIP: 96813 BUSINESS PHONE: 808-546-4511 MAIL ADDRESS: STREET 1: 1177 BISHOP STREET CITY: HONOLULU STATE: HI ZIP: 96813 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Webster Robert CENTRAL INDEX KEY: 0001528484 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34686 FILM NUMBER: 151071202 MAIL ADDRESS: STREET 1: 33 RIVERSIDE AVENUE STREET 2: THIRD FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mellinger Paul CENTRAL INDEX KEY: 0001528485 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34686 FILM NUMBER: 151071203 MAIL ADDRESS: STREET 1: 33 RIVERSIDE AVENUE STREET 2: THIRD FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Twin Haven Special Opportunities Partners IV, LLC CENTRAL INDEX KEY: 0001610144 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34686 FILM NUMBER: 151071204 BUSINESS ADDRESS: STREET 1: 33 RIVERSIDE AVENUE STREET 2: 3RD FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 203 293 1813 MAIL ADDRESS: STREET 1: 33 RIVERSIDE AVENUE STREET 2: 3RD FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Twin Haven Special Opportunities Fund IV, L.P. CENTRAL INDEX KEY: 0001516033 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34686 FILM NUMBER: 151071205 BUSINESS ADDRESS: STREET 1: 33 RIVERSIDE AVE., 3RD FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 310-689-5160 MAIL ADDRESS: STREET 1: 33 RIVERSIDE AVE., 3RD FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Twin Haven Capital Partners, L.L.C. CENTRAL INDEX KEY: 0001528486 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34686 FILM NUMBER: 151071206 BUSINESS ADDRESS: STREET 1: 33 RIVERSIDE AVENUE STREET 2: THIRD FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 203 293 1813 MAIL ADDRESS: STREET 1: 33 RIVERSIDE AVENUE STREET 2: THIRD FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 4 1 doc1.xml FORM 4 X0306 4 2015-08-20 0 0001487986 Hawaiian Telcom Holdco, Inc. HCOM 0001528486 Twin Haven Capital Partners, L.L.C. 33 RIVERSIDE AVENUE, 3RD FLOOR WESTPORT CT 06880 0 0 1 0 0001516033 Twin Haven Special Opportunities Fund IV, L.P. C/O TWIN HAVEN CAPITAL PARTNERS, L.L.C. 33 RIVERSIDE AVE., 3RD FLOOR WESTPORT CT 06880 0 0 1 0 0001610144 Twin Haven Special Opportunities Partners IV, LLC C/O TWIN HAVEN CAPITAL PARTNERS, L.L.C. 33 RIVERSIDE AVENUE, 3RD FLOOR WESTPORT CT 06880 0 0 1 0 0001528485 Mellinger Paul C/O TWIN HAVEN CAPITAL PARTNERS, L.L.C. 33 RIVERSIDE AVENUE, 3RD FLOOR WESTPORT CT 06880 0 0 1 0 0001528484 Webster Robert C/O TWIN HAVEN CAPITAL PARTNERS, L.L.C. 33 RIVERSIDE AVENUE, 3RD FLOOR WESTPORT CT 06880 0 0 1 0 Common Stock 2015-08-20 4 P 0 1121 22.5 A 710576 I See footnotes Common Stock 2015-08-20 4 P 0 3000 22.33 A 713576 I See footnotes Common Stock 1457000 I See footnotes See Exhibit 99.1; Note 1. See Exhibit 99.1; Note 2. See Exhibit 99.1; Note 3. Exhibit List: Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filers' Names and Addresses Exhibit 99.3 - Joint Filers' Signatures TWIN HAVEN CAPITAL PARTNERS, L.L.C., By: /s/ Paul Mellinger, Managing Member 2015-08-24 EX-99.1 2 t15116755a.htm EXPLANATION OF RESPONSES
Designated Filer:
Twin Haven Capital Partners, L.L.C.
Issuer & Ticker Symbol:
Hawaiian Telcom Holdco, Inc. [HCOM]
Date of Event Requiring Statement:
August 20, 2015
 


Explanation of Responses:
 
(1) Twin Haven Special Opportunities Fund IV, L.P., a Delaware limited partnership (“Twin Haven IV”), is the holder of an aggregate of 713,576 shares of Common Stock.  By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), Twin Haven Special Opportunities Partners IV, L.L.C., a Delaware limited liability company and the sole general partner of Twin Haven IV (the “GP IV”), Twin Haven Capital Partners, L.L.C., a Delaware limited company and manager of Twin Haven IV (“Manager”), and Messrs. Paul Mellinger and Robert Webster, each a Managing Member of GP IV and Manager, may be deemed to be the beneficial owner of the shares of Common Stock held by Twin Haven IV.  Each of Twin Haven IV, GP IV, Manager and Messrs Paul Mellinger and Robert Webster is a “Reporting Person” and collectively the “Reporting Persons.”

(2) Pursuant to Rule 16a-1(a)(4) of the Exchange Act, the Reporting Persons each disclaim beneficial ownership of the Common Stock except to the extent of any indirect pecuniary interest therein.

(3) Twin Haven Special Opportunities Fund III, L.P., a Delaware limited partnership (“Twin Haven III”), is the holder of an aggregate of 1,457,000 shares of Common Stock.  By reason of the provisions of Rule 16a-1 of the Exchange Act, Twin Haven Special Opportunities Partners III, L.L.C., a Delaware limited liability company and the sole general partner of Twin Haven (“GP III”), Manager, as manager of Twin Haven III, and Messrs. Paul Mellinger and Robert Webster, each a Managing Member of GP III and Manager, may be deemed to be the beneficial owner of the shares of Common Stock held by Twin Haven III.
 EX-99.2 3 t15116755b.htm JOINT FILERS' NAMES AND ADDRESSES
Designated Filer:
Twin Haven Capital Partners, L.L.C.
Issuer & Ticker Symbol:
Hawaiian Telcom Holdco, Inc. [HCOM]
Date of Event Requiring Statement:
August 20, 2015
 
JOINT FILERS’ NAMES AND ADDRESSES

1.
Name:
Twin Haven Special Opportunities Fund IV, L.P.
 
Address:
c/o Twin Haven Capital Partners, L.L.C.
   
33 Riverside Avenue, 3rd Floor
   
Westport, Connecticut 06880
     
2.
Name:
Twin Haven Special Opportunities Partners IV, L.L.C.
 
Address:
c/o Twin Haven Capital Partners, L.L.C.
   
33 Riverside Avenue, 3rd Floor
   
Westport, Connecticut 06880
     
3.
Name:
Paul Mellinger
 
Address:
c/o Twin Haven Capital Partners, L.L.C.
   
33 Riverside Avenue, 3rd Floor
   
Westport, Connecticut 06880
     
4.
Name:
Robert Webster
 
Address:
c/o Twin Haven Capital Partners, L.L.C.
   
33 Riverside Avenue, 3rd Floor
   
Westport, Connecticut 06880
EX-99.3 4 t15116755c.htm JOINT FILERS' SIGNATURES
Designated Filer:
Twin Haven Capital Partners, L.L.C.
Issuer & Ticker Symbol:
Hawaiian Telcom Holdco, Inc. [HCOM]
Date of Event Requiring Statement:
August 20, 2015
 
JOINT FILERS’ SIGNATURES

 
TWIN HAVEN SPECIAL OPPORTUNITIES FUND IV, L.P.
 
 
 
 
 
 
 
 
 
 
By:
/s/ Paul Mellinger                                                   
 
Date:  August 24, 2015
 
 
 
Name:  Paul Mellinger
 
 
 
 
 
Title:    Managing Member
 
 
 
 
 
 
 
 
 
 
 
TWIN HAVEN SPECIAL OPPORTUNITIES PARTNERS IV, L.L.C
 
 
 
 
 
 
 
 
 
 
By:
/s/ Paul Mellinger                                                   
 
Date:  August 24, 2015
 
 
 
Name:  Paul Mellinger
 
 
 
 
 
Title:    Managing Member
 
 
 
 
 
 
 
 
 
 
 
PAUL MELLINGER
 
 
 
 
 
 
 
 
 
 
By:
/s/ Paul Mellinger                                                   
 
Date:  August 24, 2015
 
 
 
Name:  Paul Mellinger
 
 
 
 
 
 
 
 
 
 
 
ROBERT WEBSTER
 
 
 
 
 
 
 
 
 
 
By:
/s/ Robert Webster                                                
 
Date:  August 24, 2015
 
 
 
Name:  Robert Webster