0001487918-20-000091.txt : 20201113
0001487918-20-000091.hdr.sgml : 20201113
20201113162111
ACCESSION NUMBER: 0001487918-20-000091
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201111
FILED AS OF DATE: 20201113
DATE AS OF CHANGE: 20201113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cerny Jeffrey A
CENTRAL INDEX KEY: 0001613440
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00813
FILM NUMBER: 201311766
MAIL ADDRESS:
STREET 1: 10 SOUTH WACKER DRIVE
STREET 2: SUITE 2500
CITY: CHICAGO
STATE: IL
ZIP: 60606
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OFS Capital Corp
CENTRAL INDEX KEY: 0001487918
IRS NUMBER: 461339639
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10 SOUTH WACKER DRIVE
STREET 2: SUITE 2500
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 847-734-2000
MAIL ADDRESS:
STREET 1: 10 SOUTH WACKER DRIVE
STREET 2: SUITE 2500
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: OFS Capital, LLC
DATE OF NAME CHANGE: 20100324
4
1
wf-form4_160530245537518.xml
FORM 4
X0306
4
2020-11-11
0
0001487918
OFS Capital Corp
OFS
0001613440
Cerny Jeffrey A
C/O OFS CAPITAL CORPORATION
10 S. WACKER DRIVE, SUITE 2500
CHICAGO
IL
60606
1
1
0
0
Director and CFO
Common Stock
2020-11-11
4
P
0
20000
5.07
A
20000
D
Common Stock
2020-11-12
4
P
0
10000
5.08
A
30000
D
Common Stock
2946474
I
-
The price in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $4.88 to $5.17, inclusive. The reporting person undertakes to provide to OFS Capital Corporation, any security holder of OFS Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.
The price in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.06 to $5.11, inclusive. The reporting person undertakes to provide to OFS Capital Corporation, any security holder of OFS Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) to this Form 4.
These securities are held by Orchard First Source Asset Management ("OFSAM"). Mr. Cerny has an ownership interest in OFSAM. As a result, Mr. Cerny may be deemed to beneficially own the securities held by OFSAM. Mr. Cerny disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Jeffrey A. Cerny
2020-11-13