0001487918-20-000091.txt : 20201113 0001487918-20-000091.hdr.sgml : 20201113 20201113162111 ACCESSION NUMBER: 0001487918-20-000091 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201111 FILED AS OF DATE: 20201113 DATE AS OF CHANGE: 20201113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cerny Jeffrey A CENTRAL INDEX KEY: 0001613440 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00813 FILM NUMBER: 201311766 MAIL ADDRESS: STREET 1: 10 SOUTH WACKER DRIVE STREET 2: SUITE 2500 CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OFS Capital Corp CENTRAL INDEX KEY: 0001487918 IRS NUMBER: 461339639 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 SOUTH WACKER DRIVE STREET 2: SUITE 2500 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 847-734-2000 MAIL ADDRESS: STREET 1: 10 SOUTH WACKER DRIVE STREET 2: SUITE 2500 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: OFS Capital, LLC DATE OF NAME CHANGE: 20100324 4 1 wf-form4_160530245537518.xml FORM 4 X0306 4 2020-11-11 0 0001487918 OFS Capital Corp OFS 0001613440 Cerny Jeffrey A C/O OFS CAPITAL CORPORATION 10 S. WACKER DRIVE, SUITE 2500 CHICAGO IL 60606 1 1 0 0 Director and CFO Common Stock 2020-11-11 4 P 0 20000 5.07 A 20000 D Common Stock 2020-11-12 4 P 0 10000 5.08 A 30000 D Common Stock 2946474 I - The price in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $4.88 to $5.17, inclusive. The reporting person undertakes to provide to OFS Capital Corporation, any security holder of OFS Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. The price in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.06 to $5.11, inclusive. The reporting person undertakes to provide to OFS Capital Corporation, any security holder of OFS Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) to this Form 4. These securities are held by Orchard First Source Asset Management ("OFSAM"). Mr. Cerny has an ownership interest in OFSAM. As a result, Mr. Cerny may be deemed to beneficially own the securities held by OFSAM. Mr. Cerny disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Jeffrey A. Cerny 2020-11-13