0001638599-21-000445.txt : 20210506 0001638599-21-000445.hdr.sgml : 20210506 20210506132310 ACCESSION NUMBER: 0001638599-21-000445 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210506 FILED AS OF DATE: 20210506 DATE AS OF CHANGE: 20210506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pomeroy Robert D. Jr. CENTRAL INDEX KEY: 0001503748 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00802 FILM NUMBER: 21896948 MAIL ADDRESS: STREET 1: 312 FARMINGTON AVENUE CITY: FARMINGTON STATE: CT ZIP: 06032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Horizon Technology Finance Corp CENTRAL INDEX KEY: 0001487428 IRS NUMBER: 272114934 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 312 FARMINGTON AVENUE CITY: FARMINGTON STATE: CT ZIP: 06032 BUSINESS PHONE: 860-676-8654 MAIL ADDRESS: STREET 1: 312 FARMINGTON AVENUE CITY: FARMINGTON STATE: CT ZIP: 06032 4 1 doc4_7207.xml PRIMARY DOCUMENT X0306 4 2021-05-06 0 0001487428 Horizon Technology Finance Corp HRZN 0001503748 Pomeroy Robert D. Jr. 312 FARMINGTON AVENUE FARMINGTON CT 06032 1 1 0 0 Chief Executive Officer Common Stock 2021-05-06 4 P 0 2500 16.34 A 138073 D Common Stock 2021-05-06 4 P 0 600 16.36 A 5475 I As custodian for grandchildren /s/Robert D. Pomeroy, Jr. 2021-05-06