0001638599-19-000724.txt : 20190815 0001638599-19-000724.hdr.sgml : 20190815 20190815093336 ACCESSION NUMBER: 0001638599-19-000724 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190814 FILED AS OF DATE: 20190815 DATE AS OF CHANGE: 20190815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Michaud Gerald A. CENTRAL INDEX KEY: 0001503747 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00802 FILM NUMBER: 191028667 MAIL ADDRESS: STREET 1: 312 FARMINGTON AVENUE CITY: FARMINGTON STATE: CT ZIP: 06032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Horizon Technology Finance Corp CENTRAL INDEX KEY: 0001487428 IRS NUMBER: 272114934 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 312 FARMINGTON AVENUE CITY: FARMINGTON STATE: CT ZIP: 06032 BUSINESS PHONE: 860-676-8654 MAIL ADDRESS: STREET 1: 312 FARMINGTON AVENUE CITY: FARMINGTON STATE: CT ZIP: 06032 4 1 doc4_6238.xml PRIMARY DOCUMENT X0306 4 2019-08-14 0 0001487428 Horizon Technology Finance Corp HRZN 0001503747 Michaud Gerald A. 312 FARMINGTON AVENUE FARMINGTON CT 06032 1 1 0 0 President Common Stock 2019-08-14 4 P 0 3500 12.00 A 77128 D Common Stock 485 I Owned by Spouse The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.995 to $12.01, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer. /s/Gerald A. Michaud 2019-08-15