0001638599-18-000561.txt : 20180518
0001638599-18-000561.hdr.sgml : 20180518
20180518143324
ACCESSION NUMBER: 0001638599-18-000561
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180518
FILED AS OF DATE: 20180518
DATE AS OF CHANGE: 20180518
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Michaud Gerald A.
CENTRAL INDEX KEY: 0001503747
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00802
FILM NUMBER: 18846175
MAIL ADDRESS:
STREET 1: 312 FARMINGTON AVENUE
CITY: FARMINGTON
STATE: CT
ZIP: 06032
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Horizon Technology Finance Corp
CENTRAL INDEX KEY: 0001487428
IRS NUMBER: 272114934
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 312 FARMINGTON AVENUE
CITY: FARMINGTON
STATE: CT
ZIP: 06032
BUSINESS PHONE: 860-676-8654
MAIL ADDRESS:
STREET 1: 312 FARMINGTON AVENUE
CITY: FARMINGTON
STATE: CT
ZIP: 06032
4
1
doc4_5424.xml
PRIMARY DOCUMENT
X0306
4
2018-05-18
0
0001487428
Horizon Technology Finance Corp
HRZN
0001503747
Michaud Gerald A.
312 FARMINGTON AVENUE
FARMINGTON
CT
06032
1
1
0
0
President
Common Stock
2018-05-18
4
P
0
15000
10.08
A
70034
D
Common Stock
485
I
Owned by Spouse
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.99 to $10.10, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
/s/Gerald A. Michaud
2018-05-18