0001638599-18-000561.txt : 20180518 0001638599-18-000561.hdr.sgml : 20180518 20180518143324 ACCESSION NUMBER: 0001638599-18-000561 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180518 FILED AS OF DATE: 20180518 DATE AS OF CHANGE: 20180518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Michaud Gerald A. CENTRAL INDEX KEY: 0001503747 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00802 FILM NUMBER: 18846175 MAIL ADDRESS: STREET 1: 312 FARMINGTON AVENUE CITY: FARMINGTON STATE: CT ZIP: 06032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Horizon Technology Finance Corp CENTRAL INDEX KEY: 0001487428 IRS NUMBER: 272114934 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 312 FARMINGTON AVENUE CITY: FARMINGTON STATE: CT ZIP: 06032 BUSINESS PHONE: 860-676-8654 MAIL ADDRESS: STREET 1: 312 FARMINGTON AVENUE CITY: FARMINGTON STATE: CT ZIP: 06032 4 1 doc4_5424.xml PRIMARY DOCUMENT X0306 4 2018-05-18 0 0001487428 Horizon Technology Finance Corp HRZN 0001503747 Michaud Gerald A. 312 FARMINGTON AVENUE FARMINGTON CT 06032 1 1 0 0 President Common Stock 2018-05-18 4 P 0 15000 10.08 A 70034 D Common Stock 485 I Owned by Spouse The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.99 to $10.10, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer. /s/Gerald A. Michaud 2018-05-18