0001638599-16-001511.txt : 20161108 0001638599-16-001511.hdr.sgml : 20161108 20161108144556 ACCESSION NUMBER: 0001638599-16-001511 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161107 FILED AS OF DATE: 20161108 DATE AS OF CHANGE: 20161108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Horizon Technology Finance Corp CENTRAL INDEX KEY: 0001487428 IRS NUMBER: 272114934 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 312 FARMINGTON AVENUE CITY: FARMINGTON STATE: CT ZIP: 06032 BUSINESS PHONE: 860-676-8654 MAIL ADDRESS: STREET 1: 312 FARMINGTON AVENUE CITY: FARMINGTON STATE: CT ZIP: 06032 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pomeroy Robert D. Jr. CENTRAL INDEX KEY: 0001503748 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00802 FILM NUMBER: 161980936 MAIL ADDRESS: STREET 1: 312 FARMINGTON AVENUE CITY: FARMINGTON STATE: CT ZIP: 06032 4 1 doc4_4289.xml PRIMARY DOCUMENT X0306 4 2016-11-07 0 0001487428 Horizon Technology Finance Corp HRZN 0001503748 Pomeroy Robert D. Jr. 312 FARMINGTON AVENUE FARMINGTON CT 06032 1 1 0 0 Chief Executive Officer Common Stock 2016-11-07 4 P 0 4000 10.50 A 62116.970 D Common Stock 2016-11-07 4 P 0 225 10.49 A 1306.186 I As custodian for grandchildren /s/Robert D. Pomeroy, Jr. 2016-11-08