0001437749-24-007312.txt : 20240311 0001437749-24-007312.hdr.sgml : 20240311 20240311134222 ACCESSION NUMBER: 0001437749-24-007312 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240308 FILED AS OF DATE: 20240311 DATE AS OF CHANGE: 20240311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Michaud Gerald A. CENTRAL INDEX KEY: 0001503747 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00802 FILM NUMBER: 24737405 MAIL ADDRESS: STREET 1: 312 FARMINGTON AVENUE CITY: FARMINGTON STATE: CT ZIP: 06032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Horizon Technology Finance Corp CENTRAL INDEX KEY: 0001487428 ORGANIZATION NAME: IRS NUMBER: 272114934 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 312 FARMINGTON AVENUE CITY: FARMINGTON STATE: CT ZIP: 06032 BUSINESS PHONE: 860-676-8654 MAIL ADDRESS: STREET 1: 312 FARMINGTON AVENUE CITY: FARMINGTON STATE: CT ZIP: 06032 4 1 rdgdoc.xml FORM 4 - MICHAUD - 3/11/2024 X0508 4 2024-03-08 0001487428 Horizon Technology Finance Corp HRZN 0001503747 Michaud Gerald A. 312 FARMINGTON AVENUE FARMINGTON CT 06032 1 1 President 0 Common Stock 2024-03-08 4 P 0 3650 11.77 A 156244 D The price reported in Column 4 is the average price per share as of the transaction date. These shares were purchased in multiple transactions. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer. In addition to the shares directly owned by Mr. Michaud, Mr. Michaud is an indirect owner of 485 shares as of the transaction date, which are owned directly by his spouse. /s/ Gerald A. Michaud 2024-03-11