0001437749-22-028839.txt : 20221212 0001437749-22-028839.hdr.sgml : 20221212 20221212093006 ACCESSION NUMBER: 0001437749-22-028839 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221209 FILED AS OF DATE: 20221212 DATE AS OF CHANGE: 20221212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pomeroy Robert D. Jr. CENTRAL INDEX KEY: 0001503748 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00802 FILM NUMBER: 221456372 MAIL ADDRESS: STREET 1: 312 FARMINGTON AVENUE CITY: FARMINGTON STATE: CT ZIP: 06032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Horizon Technology Finance Corp CENTRAL INDEX KEY: 0001487428 IRS NUMBER: 272114934 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 312 FARMINGTON AVENUE CITY: FARMINGTON STATE: CT ZIP: 06032 BUSINESS PHONE: 860-676-8654 MAIL ADDRESS: STREET 1: 312 FARMINGTON AVENUE CITY: FARMINGTON STATE: CT ZIP: 06032 4 1 rdgdoc.xml FORM 4 - POMEROY - 12/12/2022 X0306 4 2022-12-09 0001487428 Horizon Technology Finance Corp HRZN 0001503748 Pomeroy Robert D. Jr. 312 FARMINGTON AVENUE FARMINGTON CT 06032 1 1 CEO and Chairman of the Board Common Stock 2022-12-09 4 P 0 4000 13.03 A 172821 D Common Stock 2022-12-09 4 P 0 600 13.03 A 8717 I As custodian for grandchildren The price reported in Column 4 is the average price per share as of the transaction date. These shares were purchased in multiple transactions. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer. The price reported in Column 4 is the average price per share as of the transaction date. These shares were purchased in multiple transactions. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer. /s/ Robert D. Pomeroy, Jr. 2022-12-12