0001437749-22-028839.txt : 20221212
0001437749-22-028839.hdr.sgml : 20221212
20221212093006
ACCESSION NUMBER: 0001437749-22-028839
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221209
FILED AS OF DATE: 20221212
DATE AS OF CHANGE: 20221212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pomeroy Robert D. Jr.
CENTRAL INDEX KEY: 0001503748
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00802
FILM NUMBER: 221456372
MAIL ADDRESS:
STREET 1: 312 FARMINGTON AVENUE
CITY: FARMINGTON
STATE: CT
ZIP: 06032
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Horizon Technology Finance Corp
CENTRAL INDEX KEY: 0001487428
IRS NUMBER: 272114934
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 312 FARMINGTON AVENUE
CITY: FARMINGTON
STATE: CT
ZIP: 06032
BUSINESS PHONE: 860-676-8654
MAIL ADDRESS:
STREET 1: 312 FARMINGTON AVENUE
CITY: FARMINGTON
STATE: CT
ZIP: 06032
4
1
rdgdoc.xml
FORM 4 - POMEROY - 12/12/2022
X0306
4
2022-12-09
0001487428
Horizon Technology Finance Corp
HRZN
0001503748
Pomeroy Robert D. Jr.
312 FARMINGTON AVENUE
FARMINGTON
CT
06032
1
1
CEO and Chairman of the Board
Common Stock
2022-12-09
4
P
0
4000
13.03
A
172821
D
Common Stock
2022-12-09
4
P
0
600
13.03
A
8717
I
As custodian for grandchildren
The price reported in Column 4 is the average price per share as of the transaction date. These shares were purchased in multiple transactions. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
The price reported in Column 4 is the average price per share as of the transaction date. These shares were purchased in multiple transactions. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
/s/ Robert D. Pomeroy, Jr.
2022-12-12