X0203 3 2010-10-28 0 0001487428 Horizon Technology Finance Corp HRZN 0001503747 Michaud Gerald A. 76 BATTERSON PARK ROAD FARMINGTON CT 06032 1 1 0 0 President Common Stock 46875 I By HTF-CHF Holdings LLC The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. The reported securities are owned directly by HTF-CHF Holdings LLC. /s/ Gerald A. Michaud 2010-10-28