EX-1.01 2 sdexhibit101.htm EXHIBIT 1.01 Exhibit


Exhibit 1.01

GenMark Diagnostics, Inc.
Conflict Minerals Report
For The Year Ended December 31, 2016

This Conflict Minerals Report for the year ended December 31, 2016 is submitted by GenMark Diagnostics, Inc. (“GenMark” or the “Company”) as required by Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the “Rule”). Pursuant to the April 29, 2014 “Statement on the Effect of the Recent Court of Appeals Decision on the Conflict Minerals Rule” issued by Keith F. Higgins, Director, SEC Division of Corporation Finance, the Company is not required to describe its products as “DRC Conflict Free” or “DRC Conflict Undeterminable.” In addition, the Company is not required to obtain, and has not obtained, an independent private sector audit of this Conflict Minerals Report.

1.     Company Overview

This report has been prepared by management of GenMark. The information includes the activities of all subsidiaries that are required to be consolidated.

GenMark is a leading provider of automated, multiplex molecular diagnostic testing systems that detect and measure DNA and RNA targets to diagnose disease and optimize patient treatment. Utilizing GenMark's proprietary eSensor® detection technology, GenMark's eSensor® XT-8 and ePlex® systems are designed to support a broad range of molecular diagnostic tests with compact, easy-to-use workstations and self-contained, disposable test cartridges. GenMark was incorporated in Delaware in February 2010 and maintains is principal executive office at 5964 La Place Court, Carlsbad, California 92008.

2.     Product Overview

During 2016, the Company sold two categories of products: (1) its XT-8 and ePlex instrument systems, and (2) a variety of diagnostic and research consumable test cartridges for use with the Company’s XT-8 and ePlex instruments. GenMark outsources manufacturing of its XT-8 and ePlex instruments to third party manufacturing partners. The XT-8 and ePlex instruments contain components which utilize gold, tantalum, tin and/or tungsten to support its functionality. GenMark manufactures its proprietary XT-8 and ePlex test cartridges at its facilities in Carlsbad, California.  The Company sources certain components of its XT-8 and ePlex test cartridges from third party suppliers, including printed circuit boards (“PCBs”). The PCB’s incorporated into GenMark’s XT-8 and ePlex test cartridges contain gold electrodes to support the functionality of the Company’s proprietary eSensor® technology. PCBs are the only component in GenMark’s XT-8 and ePlex test cartridges which contain a conflict mineral.

3.     Reasonable Country of Origin Inquiry

GenMark supports ethical sourcing, and has made progress toward using only conflict-free minerals in its products. The Company maintains a team of individuals from its legal, supply chain and research and development departments with relevant expertise in order to perform an assessment of its products and product components and the role that relevant suppliers play throughout the Company’s manufacturing and product delivery processes. The Company has conducted an analysis of its products and determined that tin, tantalum, tungsten, and/or gold can be found in its XT-8 and ePlex instruments and its consumable test cartridges. The Company defined the scope of its conflict minerals due diligence by identifying, contacting and requesting relevant information from its current suppliers that provide products or product components that are likely to contain conflict minerals.

The Company adopted the standard conflict minerals reporting templates established by the Electronic Industry Citizenship Coalition (“EICC”) and the Global e-Sustainability Initiative (“GeSI”) and required that each of its relevant suppliers provide the information included within the reporting template, which included the following, among other information:

the identification of any conflict minerals necessary to the functionality of products or product components manufactured for GenMark;

whether conflict minerals within the products or product components supplied to GenMark originate from the Democratic Republic of the Congo or an adjoining country (the “Covered Countries”);

whether such minerals come from a recycler or scrap supplier;

whether the applicable supplier has received completed conflict mineral reporting templates from all of its sub-suppliers;






whether the supplier has identified the applicable smelters it and its sub-suppliers use to supply products or product components to GenMark, and, if so, the identity of such smelters;

whether the supplier has a policy in place that includes conflict-free sourcing;

whether the supplier requires its sub-suppliers to be conflict-free;

whether the supplier has implemented due diligence measures for conflict-free sourcing;

whether the supplier requests that its sub-suppliers complete a similar conflict mineral reporting template; and

whether the supplier verifies the due diligence materials received from their sub-suppliers, and, if so, whether this process includes corrective action management.

The Company relies on its direct material suppliers to provide information on the origin of the conflict minerals contained in components and materials supplied to the Company, including sources of conflict minerals that are supplied from lower-tier suppliers. Due to the breadth and complexity of GenMark’s products and respective supply chain, it will take time for the Company’s relevant suppliers to verify the origin of all of the conflict minerals they use in manufacturing products or product components for GenMark. GenMark’s suppliers are themselves dependent on responses from their suppliers.

4.     Due Diligence Program

GenMark supports industry initiatives to encourage a conflict-free supply chain and seeks to develop and establish supply arrangements with companies that exercise reasonable measures to ensure the products they supply to GenMark do not support armed conflict within the Covered Countries. The Company continues to evaluate its supply chain strategy to support this objective, which includes evaluating additional policies and processes toward preventing the use of conflict minerals in Company products, minimizing the knowing procurement of materials that are not conflict-free (if conflict-free sources are reasonably available), and further communicating to its suppliers the Company’s expectations that they establish policies, due diligence frameworks, and management systems that are designed to accomplish this goal.

GenMark’s Board of Directors approved the Company’s Conflict Minerals Policy, which is available on GenMark’s website www.genmarkdx.com. The Company has communicated this policy and its objectives to its suppliers. Additionally, druing 2016 GenMark conducted audits using its updated supplier audit program which incorporates additional due diligence regarding the use and origin of conflict minerals. GenMark expects its suppliers to implement policies and due diligence measures in accordance with the Company’s conflict minerals requirements. All applicable suppliers have made their policies available to GenMark. If a supplier fails to comply with GenMark’s conflict minerals requirements, GenMark will evaluate available remedial measures, which may include, if appropriate, the termination of its relationship with the supplier.

GenMark seeks to establish and maintain long-term relationships with its key suppliers. However, GenMark will carefully evaluate supply arrangements which it determines may finance or benefit armed groups through the sourcing of conflict minerals within the Covered Countries. In such instances, GenMark may request the supplier to commit to devise and undertake appropriate corrective action to move to a conflict-free source, or the Company may consider other appropriate sources for the product.

5.    Survey Responses

In order for GenMark to understand the sources of conflict minerals used in its complex and multi-tiered supply chain, GenMark has implemented a survey program capitalizing on industry standards set by EICC and GeSI. GenMark requires all suppliers of products containing conflict minerals to conduct due diligence of their supply chains down to the smelters and refiners and report the results to GenMark. In 2016, GenMark surveyed all suppliers that contribute to GenMark’s products containing conflict minerals. GenMark received responses from 100% of the suppliers surveyed.

GenMark’s PCB suppliers have certified that the gold included in GenMark’s PCBs does not originate from the Covered Countries. In addition, these suppliers have identified the smelters used by such suppliers in connection with their supply of GenMark’s PCBs, which are identified in the table below.







Subject Mineral
Smelter Name
Country Location of Smelter
CFSI Smelter Identification Number
Gold
Royal Canadian Mint
Canada
1CAN050
Gold
Metalor USA Refining Corporation
United States
CID001157
Gold
Heraeus Precious Metals GmbH & Co. KG
Germany
CID000711
Gold
Royal Canadian Mint
Canada
CID001534
Gold
Republic Metals Corporation
United States
CID002510
Gold
CCR Refinery - Glencore Canada Corporation
Canada
CID000185
Gold
METALÚRGICA MET-MEX PEÑOLES, S.A. DE C.V
Mexico
CID001161
Gold
Kennecott Utah Copper LLC
United States
CID000969
Gold
Elemetal Refining, LLC
United States
CID001322
Gold
Asahi Refining Canada Ltd.
Canada
CID000924
Gold
Umicore Brasil Ltda.
Brazil
CID001977
Gold
The Perth Mint
Australia
CID002030
Gold
Shandong Zhaojin Gold & Silver Refinery Co., Ltd.
China
CID001622
Tin
Yunnan Chengfeng Non-ferrous Metals Co.,Ltd.
China
CID002158
Tin
Minsur
Peru
CID001182
Tin
Metallo-Chimique N.V.
Belgium
CID002773
Tin
Mineração Taboca S.A.
Brazil
CID001173
Tin
EM Vinto
Bolivia (Plurinational State of)
CID000438
Tin
Operaciones Metalurgical S.A.
Bolivia (Plurinational State of)
CID001337
Tin
White Solder Metalurgia e Mineração Ltda.
Brazil
CID002036
Tin
PT Bukit Timah
Indonesia
CID001428
Tin
PT Timah (Persero) Tbk Kundur
Indonesia
CID001477
Tin
PT Timah (Persero) Tbk Mentok
Indonesia
CID001482
Tin
Gejiu Non-Ferrous Metal Processing Co., Ltd.
China
CID000538
Tin
PT Stanindo Inti Perkasa
Indonesia
CID001468
Tin
PT Eunindo Usaha Mandiri
Indonesia
CID001438
Tin
CV United Smelting
Indonesia
CID000315
Tin
PT Tinindo Inter Nusa
Indonesia
CID001490
Tin
PT Sariwiguna Binasentosa
Indonesia
CID001463
Tin
PT Mitra Stania Prima
Indonesia
CID001453
Tin
Malaysia Smelting Corporation (MSC)
Malaysia
CID001105
Tin
Thaisarco
Thailand
CID001898
Tin
Yunnan Tin Company Limited
China
CID002180
Tungsten
Global Tungsten & Powders Corp.
United States
CID000568


GenMark’s instrument and component suppliers have certified that they are uncertain whether the conflict minerals included in the Company’s XT-8 and ePlex instruments originated from the Covered Countries. The suppliers have identified the smelters used to manufacture products, which are identified on Table 1 attached hereto.

Because of the Company’s size, the complexity of its products, and the continuing evolution of its supply chain, it is difficult to





identify actors downstream from its direct suppliers. GenMark has relied on the responses of its suppliers to provide information about the source of conflict minerals contained in the products and product components supplied to the Company. GenMark’s direct suppliers are similarly reliant upon information provided by their suppliers. GenMark supports suppliers who seek to implement measures to source minerals from conflict-free smelters.

6.    Cautionary Statement Concerning Forward-Looking Statements

Certain statements in this report may be “forward-looking” within the meaning of the Private Securities Litigation Reform Act of 1995. Words such as “expects,” “intends,” “plans,” “projects,” “believes,” “estimates,” “targets,” “anticipates,” and similar expressions are used to identify these forward-looking statements. Examples of forward-looking statements include statements relating to our future plans, and any other statement that does not directly relate to any historical or current fact. Forward-looking statements are based on our current expectations and assumptions, which may not prove to be accurate. These statements are not guarantees and are subject to risks, uncertainties and changes in circumstances that are difficult to predict. Actual outcomes and results may differ materially from these forward-looking statements. As a result, these statements speak only as of the date they are made and the Company undertakes no obligation to update or revise any forward-looking statement, except as required by federal securities laws.






Table 1

Table 1 below lists the facilities which, to the extent known, processed conflict minerals for GenMark’s XT-8 and ePlex instruments:

Subject Mineral
Smelter Name
Country Location of Smelter
CFSI Smelter Identification Number
Gold
Advanced Chemical Company
UNITED STATES OF AMERICA
CID000015
Gold
Aida Chemical Industries Co., Ltd.
JAPAN
CID000019
Gold
Aktyubinsk Copper Company TOO
KAZAKHSTAN
CID000028
Gold
Allgemeine Gold-und Silberscheideanstalt A.G.
GERMANY
CID000035
Gold
Almalyk Mining and Metallurgical Complex (AMMC)
UZBEKISTAN
CID000041
Gold
AngloGold Ashanti Córrego do Sítio Mineração
BRAZIL
CID000058
Gold
Argor-Heraeus S.A.
SWITZERLAND
CID000077
Gold
Asahi Pretec Corp.
JAPAN
CID000082
Gold
Asaka Riken Co., Ltd.
JAPAN
CID000090
Gold
Atasay Kuyumculuk Sanayi Ve Ticaret A.S.
TURKEY
CID000103
Gold
Aurubis AG
GERMANY
CID000113
Gold
Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
PHILIPPINES
CID000128
Gold
Bauer Walser AG
GERMANY
CID000141
Gold
Boliden AB
SWEDEN
CID000157
Gold
C. Hafner GmbH + Co. KG
GERMANY
CID000176
Gold
Caridad
MEXICO
CID000180
Gold
CCR Refinery - Glencore Canada Corporation
CANADA
CID000185
Gold
Cendres + Métaux S.A.
SWITZERLAND
CID000189
Gold
Yunnan Copper Industry Co., Ltd.
CHINA
CID000197
Gold
Chimet S.p.A.
ITALY
CID000233
Gold
Chugai Mining
JAPAN
CID000264
Gold
Daejin Indus Co., Ltd.
KOREA (REPUBLIC OF)
CID000328
Gold
Daye Non-Ferrous Metals Mining Ltd.
CHINA
CID000343
Gold
DSC (Do Sung Corporation)
KOREA (REPUBLIC OF)
CID000359
Gold
DODUCO GmbH
GERMANY
CID000362
Gold
Dowa
JAPAN
CID000401
Gold
Eco-System Recycling Co., Ltd.
JAPAN
CID000425
Gold
OJSC Novosibirsk Refinery
RUSSIAN FEDERATION
CID000493
Gold
Gansu Seemine Material Hi-Tech Co., Ltd.
CHINA
CID000522
Gold
Guoda Safina High-Tech Environmental Refinery Co., Ltd.
CHINA
CID000651
Gold
Hangzhou Fuchunjiang Smelting Co., Ltd.
CHINA
CID000671
Gold
Heimerle + Meule GmbH
GERMANY
CID000694
Gold
Heraeus Ltd. Hong Kong
CHINA
CID000707
Gold
Heraeus Precious Metals GmbH & Co. KG
GERMANY
CID000711
Gold
Hunan Chenzhou Mining Co., Ltd.
CHINA
CID000767





Gold
HwaSeong CJ Co., Ltd.
KOREA (REPUBLIC OF)
CID000778
Gold
Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.
CHINA
CID000801
Gold
Ishifuku Metal Industry Co., Ltd.
JAPAN
CID000807
Gold
Istanbul Gold Refinery
TURKEY
CID000814
Gold
Japan Mint
JAPAN
CID000823
Gold
Jiangxi Copper Co., Ltd.
CHINA
CID000855
Gold
Asahi Refining USA Inc.
UNITED STATES OF AMERICA
CID000920
Gold
Asahi Refining Canada Ltd.
CANADA
CID000924
Gold
JSC Ekaterinburg Non-Ferrous Metal Processing Plant
RUSSIAN FEDERATION
CID000927
Gold
JSC Uralelectromed
RUSSIAN FEDERATION
CID000929
Gold
JX Nippon Mining & Metals Co., Ltd.
JAPAN
CID000937
Gold
Kazakhmys Smelting LLC
KAZAKHSTAN
CID000956
Gold
Kazzinc
KAZAKHSTAN
CID000957
Gold
Kennecott Utah Copper LLC
UNITED STATES OF AMERICA
CID000969
Gold
Kojima Chemicals Co., Ltd.
JAPAN
CID000981
Gold
Korea Metal Co., Ltd.
KOREA, REPUBLIC OF
CID000988
Gold
Kyrgyzaltyn JSC
KYRGYZSTAN
CID001029
Gold
L'azurde Company For Jewelry
SAUDI ARABIA
CID001032
Gold
Lingbao Gold Co., Ltd.
CHINA
CID001056
Gold
Lingbao Jinyuan Tonghui Refinery Co., Ltd.
CHINA
CID001058
Gold
LS-NIKKO Copper Inc.
KOREA (REPUBLIC OF)
CID001078
Gold
Luoyang Zijin Yinhui Gold Refinery Co., Ltd.
CHINA
CID001093
Gold
Materion
UNITED STATES OF AMERICA
CID001113
Gold
Matsuda Sangyo Co., Ltd.
JAPAN
CID001119
Gold
Metalor Technologies (Suzhou) Ltd.
CHINA
CID001147
Gold
Metalor Technologies (Hong Kong) Ltd.
CHINA
CID001149
Gold
Metalor Technologies (Singapore) Pte., Ltd.
SINGAPORE
CID001152
Gold
Metalor Technologies S.A.
SWITZERLAND
CID001153
Gold
Metalor USA Refining Corporation
UNITED STATES OF AMERICA
CID001157
Gold
Metalúrgica Met-Mex Peñoles S.A. De C.V.
MEXICO
CID001161
Gold
Mitsubishi Materials Corporation
JAPAN
CID001188
Gold
Mitsui Mining and Smelting Co., Ltd.
JAPAN
CID001193
Gold
Moscow Special Alloys Processing Plant
RUSSIAN FEDERATION
CID001204
Gold
Nadir Metal Rafineri San. Ve Tic. A.ª.
TURKEY
CID001220
Gold
Navoi Mining and Metallurgical Combinat
UZBEKISTAN
CID001236
Gold
Nihon Material Co., Ltd.
JAPAN
CID001259
Gold
Elemetal Refining, LLC
UNITED STATES OF AMERICA
CID001322
Gold
Ohura Precious Metal Industry Co., Ltd.
JAPAN
CID001325
Gold
OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)
RUSSIAN FEDERATION
CID001326
Gold
OJSC Kolyma Refinery
RUSSIAN FEDERATION
CID001328
Gold
PAMP S.A.
SWITZERLAND
CID001352





Gold
Penglai Penggang Gold Industry Co., Ltd.
CHINA
CID001362
Gold
Prioksky Plant of Non-Ferrous Metals
RUSSIAN FEDERATION
CID001386
Gold
PT Aneka Tambang (Persero) Tbk
INDONESIA
CID001397
Gold
PX Précinox S.A.
SWITZERLAND
CID001498
Gold
Rand Refinery (Pty) Ltd.
SOUTH AFRICA
CID001512
Gold
Royal Canadian Mint
CANADA
CID001534
Gold
Sabin Metal Corp.
UNITED STATES OF AMERICA
CID001546
Gold
Samduck Precious Metals
KOREA (REPUBLIC OF)
CID001555
Gold
Samwon Metals Corp.
KOREA (REPUBLIC OF)
CID001562
Gold
Schone Edelmetaal B.V.
NETHERLANDS
CID001573
Gold
SEMPSA Joyería Platería S.A.
SPAIN
CID001585
Gold
Shandong Tiancheng Biological Gold Industrial Co., Ltd.
CHINA
CID001619
Gold
Shandong Zhaojin Gold & Silver Refinery Co., Ltd.
CHINA
CID001622
Gold
Sichuan Tianze Precious Metals Co., Ltd.
CHINA
CID001736
Gold
So Accurate Group, Inc.
UNITED STATES OF AMERICA
CID001754
Gold
SOE Shyolkovsky Factory of Secondary Precious Metals
RUSSIAN FEDERATION
CID001756
Gold
Solar Applied Materials Technology Corp.
TAIWAN, PROVINCE OF CHINA
CID001761
Gold
Sumitomo Metal Mining Co., Ltd.
JAPAN
CID001798
Gold
Tanaka Kikinzoku Kogyo K.K.
JAPAN
CID001875
Gold
Great Wall Precious Metals Co., Ltd. of CBPM
CHINA
CID001909
Gold
The Refinery of Shandong Gold Mining Co., Ltd.
CHINA
CID001916
Gold
Tokuriki Honten Co., Ltd.
JAPAN
CID001938
Gold
Tongling Nonferrous Metals Group Co., Ltd.
CHINA
CID001947
Gold
Torecom
KOREA (REPUBLIC OF)
CID001955
Gold
Umicore Brasil Ltda.
BRAZIL
CID001977
Gold
Umicore S.A. Business Unit Precious Metals Refining
BELGIUM
CID001980
Gold
United Precious Metal Refining, Inc.
UNITED STATES OF AMERICA
CID001993
Gold
Valcambi S.A.
SWITZERLAND
CID002003
Gold
Western Australian Mint trading as The Perth Mint
AUSTRALIA
CID002030
Gold
Yamamoto Precious Metal Co., Ltd.
JAPAN
CID002100
Gold
Yokohama Metal Co., Ltd.
JAPAN
CID002129
Gold
Zhongyuan Gold Smelter of Zhongjin Gold Corporation
CHINA
CID002224
Gold
Zijin Mining Group Co., Ltd. Gold Refinery
CHINA
CID002243
Gold
Morris and Watson
NEW ZEALAND
CID002282
Gold
SAFINA A.S.
CZECH REPUBLIC
CID002290
Gold
Guangdong Jinding Gold Limited
CHINA
CID002312
Gold
Umicore Precious Metals Thailand
THAILAND
CID002314
Gold
Faggi Enrico S.p.A.
ITALY
CID002355
Gold
Geib Refining Corporation
UNITED STATES OF AMERICA
CID002459
Gold
MMTC-PAMP India Pvt., Ltd.
INDIA
CID002509





Gold
Republic Metals Corporation
UNITED STATES OF AMERICA
CID002510
Gold
KGHM Polska MiedŸ Spó³ka Akcyjna
POLAND
CID002511
Gold
Fidelity Printers and Refiners Ltd.
ZIMBABWE
CID002515
Gold
Singway Technology Co., Ltd.
TAIWAN, PROVINCE OF CHINA
CID002516
Gold
Al Etihad Gold Refinery DMCC
UNITED ARAB EMIRATES
CID002560
Gold
Emirates Gold DMCC
UNITED ARAB EMIRATES
CID002561
Gold
Kaloti Precious Metals
UNITED ARAB EMIRATES
CID002563
Gold
Sudan Gold Refinery
SUDAN
CID002567
Gold
T.C.A S.p.A
ITALY
CID002580
Gold
Remondis Argentia B.V.
NETHERLANDS
CID002582
Gold
Tony Goetz NV
BELGIUM
CID002587
Gold
Korea Zinc Co., Ltd.
KOREA (REPUBLIC OF)
CID002605
Gold
TOO Tau-Ken-Altyn
KAZAKHSTAN
CID002615
Gold
Abington Reldan Metals, LLC
UNITED STATES OF AMERICA
CID002708
Gold
SAAMP
FRANCE
CID002761
Gold
L'Orfebre S.A.
ANDORRA
CID002762
Gold
SAXONIA Edelmetalle GmbH
GERMANY
CID002777
Gold
WIELAND Edelmetalle GmbH
GERMANY
CID002778
Gold
Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH
AUSTRIA
CID002779
Gold
Metahub Industries Sdn. Bhd.
MALAYSIA
CID002821
Gold
AU Traders and Refiners
SOUTH AFRICA
CID002850
Gold
AURA-II
UNITED STATES OF AMERICA
CID002851
Gold
Gujarat Gold Centre
INDIA
CID002852
Gold
Sai Refinery
INDIA
CID002853
Gold
Universal Precious Metals Refining Zambia
ZAMBIA
CID002854
Gold
Modeltech Sdn Bhd
MALAYSIA
CID002857
Gold
Bangalore Refinery
INDIA
CID002863
Gold
Kyshtym Copper-Electrolytic Plant ZAO
RUSSIAN FEDERATION
CID002865
Gold
Morris and Watson Gold Coast
AUSTRALIA
CID002866
Gold
Degussa Sonne / Mond Goldhandel GmbH
GERMANY
CID002867
Gold
Pease & Curren
UNITED STATES OF AMERICA
CID002872
Gold
SungEel HiTech
KOREA (REPUBLIC OF)
CID002918
Gold
 
 
 
Tantalum
Changsha South Tantalum Niobium Co., Ltd.
CHINA
CID000211
Tantalum
Conghua Tantalum and Niobium Smeltry
CHINA
CID000291
Tantalum
Duoluoshan
CHINA
CID000410
Tantalum
Exotech Inc.
UNITED STATES OF AMERICA
CID000456
Tantalum
F&X Electro-Materials Ltd.
CHINA
CID000460
Tantalum
Guangdong Zhiyuan New Material Co., Ltd.
CHINA
CID000616
Tantalum
Hi-Temp Specialty Metals, Inc.
UNITED STATES OF AMERICA
CID000731
Tantalum
JiuJiang JinXin Nonferrous Metals Co., Ltd.
CHINA
CID000914
Tantalum
Jiujiang Tanbre Co., Ltd.
CHINA
CID000917
Tantalum
King-Tan Tantalum Industry Ltd.
CHINA
CID000973
Tantalum
LSM Brasil S.A.
BRAZIL
CID001076





Tantalum
Metallurgical Products India Pvt., Ltd.
INDIA
CID001163
Tantalum
Mineração Taboca S.A.
BRAZIL
CID001175
Tantalum
Mitsui Mining and Smelting Co., Ltd.
JAPAN
CID001192
Tantalum
Molycorp Silmet A.S.
ESTONIA
CID001200
Tantalum
Ningxia Orient Tantalum Industry Co., Ltd.
CHINA
CID001277
Tantalum
QuantumClean
UNITED STATES OF AMERICA
CID001508
Tantalum
RFH Tantalum Smeltry Co., Ltd.
CHINA
CID001522
Tantalum
Solikamsk Magnesium Works OAO
RUSSIAN FEDERATION
CID001769
Tantalum
Taki Chemical Co., Ltd.
JAPAN
CID001869
Tantalum
Telex Metals
UNITED STATES OF AMERICA
CID001891
Tantalum
Ulba Metallurgical Plant JSC
KAZAKHSTAN
CID001969
Tantalum
Zhuzhou Cemented Carbide Group Co., Ltd.
CHINA
CID002232
Tantalum
Yichun Jin Yang Rare Metal Co., Ltd.
CHINA
CID002307
Tantalum
Hengyang King Xing Lifeng New Materials Co., Ltd.
CHINA
CID002492
Tantalum
Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch
CHINA
CID002501
Tantalum
D Block Metals, LLC
UNITED STATES OF AMERICA
CID002504
Tantalum
FIR Metals & Resource Ltd.
CHINA
CID002505
Tantalum
Jiujiang Zhongao Tantalum & Niobium Co., Ltd.
CHINA
CID002506
Tantalum
XinXing HaoRong Electronic Material Co., Ltd.
CHINA
CID002508
Tantalum
Jiangxi Dinghai Tantalum & Niobium Co., Ltd.
CHINA
CID002512
Tantalum
KEMET Blue Metals
MEXICO
CID002539
Tantalum
Plansee SE Liezen
AUSTRIA
CID002540
Tantalum
H.C. Starck Co., Ltd.
THAILAND
CID002544
Tantalum
H.C. Starck GmbH Goslar
GERMANY
CID002545
Tantalum
H.C. Starck GmbH Laufenburg
GERMANY
CID002546
Tantalum
H.C. Starck Hermsdorf GmbH
GERMANY
CID002547
Tantalum
H.C. Starck Inc.
UNITED STATES OF AMERICA
CID002548
Tantalum
H.C. Starck Ltd.
JAPAN
CID002549
Tantalum
H.C. Starck Smelting GmbH & Co. KG
GERMANY
CID002550
Tantalum
Plansee SE Reutte
AUSTRIA
CID002556
Tantalum
Global Advanced Metals Boyertown
UNITED STATES OF AMERICA
CID002557
Tantalum
Global Advanced Metals Aizu
JAPAN
CID002558
Tantalum
KEMET Blue Powder
UNITED STATES OF AMERICA
CID002568
Tantalum
Tranzact, Inc.
UNITED STATES OF AMERICA
CID002571
Tantalum
E.S.R. Electronics
UNITED STATES OF AMERICA
CID002590
Tantalum
Avon Specialty Metals Ltd
UNITED KINGDOM
CID002705
Tantalum
Resind Indústria e Comércio Ltda.
BRAZIL
CID002707
Tantalum
Jiangxi Tuohong New Raw Material
CHINA
CID002842
Tantalum
Power Resources Ltd.
MACEDONIA (THE FORMER YUGOSLAV REPUBLIC OF)
CID002847
Tin
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.
CHINA
CID000228
Tin
Jiangxi Ketai Advanced Material Co., Ltd.
CHINA
CID000244
Tin
CNMC (Guangxi) PGMA Co., Ltd.
CHINA
CID000278
Tin
Alpha
UNITED STATES OF AMERICA
CID000292





Tin
Cooperativa Metalurgica de Rondônia Ltda.
BRAZIL
CID000295
Tin
CV Gita Pesona
INDONESIA
CID000306
Tin
PT Justindo
INDONESIA
CID000307
Tin
PT Aries Kencana Sejahtera
INDONESIA
CID000309
Tin
CV Serumpun Sebalai
INDONESIA
CID000313
Tin
CV United Smelting
INDONESIA
CID000315
Tin
Dowa
JAPAN
CID000402
Tin
EM Vinto
BOLIVIA (PLURINATIONAL STATE OF)
CID000438
Tin
Estanho de Rondônia S.A.
BRAZIL
CID000448
Tin
Feinhütte Halsbrücke GmbH
GERMANY
CID000466
Tin
Fenix Metals
POLAND
CID000468
Tin
Gejiu Non-Ferrous Metal Processing Co., Ltd.
CHINA
CID000538
Tin
Gejiu Zili Mining And Metallurgy Co., Ltd.
CHINA
CID000555
Tin
Huichang Jinshunda Tin Co., Ltd.
CHINA
CID000760
Tin
Gejiu Kai Meng Industry and Trade LLC
CHINA
CID000942
Tin
Linwu Xianggui Ore Smelting Co., Ltd.
CHINA
CID001063
Tin
China Tin Group Co., Ltd.
CHINA
CID001070
Tin
Malaysia Smelting Corporation (MSC)
MALAYSIA
CID001105
Tin
Metahub Industries Sdn. Bhd.
MALAYSIA
CID001136
Tin
Metallic Resources, Inc.
UNITED STATES OF AMERICA
CID001142
Tin
Mineração Taboca S.A.
BRAZIL
CID001173
Tin
Minsur
PERU
CID001182
Tin
Mitsubishi Materials Corporation
JAPAN
CID001191
Tin
Nankang Nanshan Tin Manufactory Co., Ltd.
CHINA
CID001231
Tin
O.M. Manufacturing (Thailand) Co., Ltd.
THAILAND
CID001314
Tin
Operaciones Metalurgical S.A.
BOLIVIA (PLURINATIONAL STATE OF)
CID001337
Tin
PT Alam Lestari Kencana
INDONESIA
CID001393
Tin
PT Artha Cipta Langgeng
INDONESIA
CID001399
Tin
PT Babel Inti Perkasa
INDONESIA
CID001402
Tin
PT Bangka Kudai Tin
INDONESIA
CID001409
Tin
PT Bangka Timah Utama Sejahtera
INDONESIA
CID001416
Tin
PT Bangka Tin Industry
INDONESIA
CID001419
Tin
PT Belitung Industri Sejahtera
INDONESIA
CID001421
Tin
PT BilliTin Makmur Lestari
INDONESIA
CID001424
Tin
PT Bukit Timah
INDONESIA
CID001428
Tin
PT DS Jaya Abadi
INDONESIA
CID001434
Tin
PT Eunindo Usaha Mandiri
INDONESIA
CID001438
Tin
PT Fang Di MulTindo
INDONESIA
CID001442
Tin
PT Karimun Mining
INDONESIA
CID001448
Tin
PT Mitra Stania Prima
INDONESIA
CID001453
Tin
PT Panca Mega Persada
INDONESIA
CID001457
Tin
PT Prima Timah Utama
INDONESIA
CID001458
Tin
PT Refined Bangka Tin
INDONESIA
CID001460
Tin
PT Sariwiguna Binasentosa
INDONESIA
CID001463





Tin
PT Stanindo Inti Perkasa
INDONESIA
CID001468
Tin
PT Seirama Tin Investment
INDONESIA
CID001466
Tin
PT Sumber Jaya Indah
INDONESIA
CID001471
Tin
PT Timah (Persero) Tbk Kundur
INDONESIA
CID001477
Tin
PT Timah (Persero) Tbk Mentok
INDONESIA
CID001482
Tin
PT Pelat Timah Nusantara Tbk
INDONESIA
CID001486
Tin
PT Tinindo Inter Nusa
INDONESIA
CID001490
Tin
PT Tommy Utama
INDONESIA
CID001493
Tin
Rui Da Hung
TAIWAN, PROVINCE OF CHINA
CID001539
Tin
Soft Metais Ltda.
BRAZIL
CID001758
Tin
Thaisarco
THAILAND
CID001898
Tin
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.
CHINA
CID001908
Tin
VQB Mineral and Trading Group JSC
VIET NAM
CID002015
Tin
White Solder Metalurgia e Mineração Ltda.
BRAZIL
CID002036
Tin
Yunnan Chengfeng Non-ferrous Metals Co., Ltd.
CHINA
CID002158
Tin
Yunnan Tin Company Limited
CHINA
CID002180
Tin
CV Venus Inti Perkasa
INDONESIA
CID002455
Tin
Magnu's Minerais Metais e Ligas Ltda.
BRAZIL
CID002468
Tin
PT Tirus Putra Mandiri
INDONESIA
CID002478
Tin
PT Wahana Perkit Jaya
INDONESIA
CID002479
Tin
Melt Metais e Ligas S.A.
BRAZIL
CID002500
Tin
PT ATD Makmur Mandiri Jaya
INDONESIA
CID002503
Tin
Phoenix Metal Ltd.
RWANDA
CID002507
Tin
O.M. Manufacturing Philippines, Inc.
PHILIPPINES
CID002517
Tin
PT Inti Stania Prima
INDONESIA
CID002530
Tin
CV Ayi Jaya
INDONESIA
CID002570
Tin
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company
VIET NAM
CID002572
Tin
Nghe Tinh Non-Ferrous Metals Joint Stock Company
VIET NAM
CID002573
Tin
Tuyen Quang Non-Ferrous Metals Joint Stock Company
VIET NAM
CID002574
Tin
CV Dua Sekawan
INDONESIA
CID002592
Tin
CV Tiga Sekawan
INDONESIA
CID002593
Tin
PT Cipta Persada Mulia
INDONESIA
CID002696
Tin
An Vinh Joint Stock Mineral Processing Company
VIET NAM
CID002703
Tin
Resind Indústria e Comércio Ltda.
BRAZIL
CID002706
Tin
PT O.M. Indonesia
INDONESIA
CID002757
Tin
Metallo-Chimique N.V.
BELGIUM
CID002773
Tin
Elmet S.L.U.
SPAIN
CID002774
Tin
PT Bangka Prima Tin
INDONESIA
CID002776
Tin
PT Sukses Inti Makmur
INDONESIA
CID002816
Tin
An Thai Minerals Co., Ltd.
VIET NAM
CID002825
Tin
PT Kijang Jaya Mandiri
INDONESIA
CID002829
Tin
PT Menara Cipta Mulia
INDONESIA
CID002835
Tin
HuiChang Hill Tin Industry Co., Ltd.
CHINA
CID002844





Tin
Gejiu Fengming Metallurgy Chemical Plant
CHINA
CID002848
Tin
Guanyang Guida Nonferrous Metal Smelting Plant
CHINA
CID002849
Tin
Modeltech Sdn Bhd
MALAYSIA
CID002858
Tin
Gejiu Jinye Mineral Company
CHINA
CID002859
Tin
PT Lautan Harmonis Sejahtera
INDONESIA
CID002870
Tungsten
A.L.M.T. TUNGSTEN Corp.
JAPAN
CID000004
Tungsten
Kennametal Huntsville
UNITED STATES OF AMERICA
CID000105
Tungsten
Guangdong Xianglu Tungsten Co., Ltd.
CHINA
CID000218
Tungsten
Chongyi Zhangyuan Tungsten Co., Ltd.
CHINA
CID000258
Tungsten
Dayu Weiliang Tungsten Co., Ltd.
CHINA
CID000345
Tungsten
Fujian Jinxin Tungsten Co., Ltd.
CHINA
CID000499
Tungsten
Global Tungsten & Powders Corp.
UNITED STATES OF AMERICA
CID000568
Tungsten
Hunan Chenzhou Mining Co., Ltd.
CHINA
CID000766
Tungsten
Hunan Chunchang Nonferrous Metals Co., Ltd.
CHINA
CID000769
Tungsten
Japan New Metals Co., Ltd.
JAPAN
CID000825
Tungsten
Ganzhou Non-ferrous Metals Smelting Co., Ltd.
CHINA
CID000868
Tungsten
Ganzhou Huaxing Tungsten Products Co., Ltd.
CHINA
CID000875
Tungsten
Kennametal Fallon
UNITED STATES OF AMERICA
CID000966
Tungsten
Tejing (Vietnam) Tungsten Co., Ltd.
VIET NAM
CID001889
Tungsten
Vietnam Youngsun Tungsten Industry Co., Ltd.
VIET NAM
CID002011
Tungsten
Wolfram Bergbau und Hütten AG
AUSTRIA
CID002044
Tungsten
Xiamen Tungsten Co., Ltd.
CHINA
CID002082
Tungsten
Xinhai Rendan Shaoguan Tungsten Co., Ltd.
CHINA
CID002095
Tungsten
Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.
CHINA
CID002313
Tungsten
Ganzhou Jiangwu Ferrotungsten Co., Ltd.
CHINA
CID002315
Tungsten
Jiangxi Yaosheng Tungsten Co., Ltd.
CHINA
CID002316
Tungsten
Jiangxi Xinsheng Tungsten Industry Co., Ltd.
CHINA
CID002317
Tungsten
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.
CHINA
CID002318
Tungsten
Malipo Haiyu Tungsten Co., Ltd.
CHINA
CID002319
Tungsten
Xiamen Tungsten (H.C.) Co., Ltd.
CHINA
CID002320
Tungsten
Jiangxi Gan Bei Tungsten Co., Ltd.
CHINA
CID002321
Tungsten
Ganzhou Seadragon W & Mo Co., Ltd.
CHINA
CID002494
Tungsten
Asia Tungsten Products Vietnam Ltd.
VIET NAM
CID002502
Tungsten
Chenzhou Diamond Tungsten Products Co., Ltd.
CHINA
CID002513
Tungsten
Dayu Jincheng Tungsten Industry Co., Ltd.
CHINA
CID002518
Tungsten
Ganxian Shirui New Material Co., Ltd.
CHINA
CID002531
Tungsten
Pobedit, JSC
RUSSIAN FEDERATION
CID002532
Tungsten
Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.
CHINA
CID002535
Tungsten
Ganzhou Yatai Tungsten Co., Ltd.
CHINA
CID002536
Tungsten
Sanher Tungsten Vietnam Co., Ltd.
VIET NAM
CID002538





Tungsten
H.C. Starck GmbH
GERMANY
CID002541
Tungsten
H.C. Starck Smelting GmbH & Co.KG
GERMANY
CID002542
Tungsten
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC
VIET NAM
CID002543
Tungsten
Jiangwu H.C. Starck Tungsten Products Co., Ltd.
CHINA
CID002551
Tungsten
Hunan Chuangda Vanadium Tungsten Co., Ltd. Yanglin
CHINA
CID002578
Tungsten
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji
CHINA
CID002579
Tungsten
Niagara Refining LLC
UNITED STATES OF AMERICA
CID002589
Tungsten
Jiangxi Dayu Longxintai Tungsten Co., Ltd.
CHINA
CID002647
Tungsten
Hydrometallurg, JSC
RUSSIAN FEDERATION
CID002649
Tungsten
Unecha Refractory metals plant
RUSSIAN FEDERATION
CID002724
Tungsten
South-East Nonferrous Metal Company Limited of Hengyang City
CHINA
CID002815
Tungsten
Philippine Chuangxin Industrial Co., Inc.
PHILIPPINES
CID002827
Tungsten
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.
CHINA
CID002830
Tungsten
ACL Metais Eireli
BRAZIL
CID002833
Tungsten
Woltech Korea Co., Ltd.
KOREA (REPUBLIC OF)
CID002843
Tungsten
Moliren Ltd
RUSSIAN FEDERATION
CID002845
Tungsten
Jiangxi Yaosheng Tungsten Co., Ltd.
CHINA
CID002316
Tungsten
Jiangxi Xinsheng Tungsten Industry Co., Ltd.
CHINA
CID002317
Tungsten
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.
CHINA
CID002318
Tungsten
Malipo Haiyu Tungsten Co., Ltd.
CHINA
CID002319
Tungsten
Xiamen Tungsten (H.C.) Co., Ltd.
CHINA
CID002320
Tungsten
Jiangxi Gan Bei Tungsten Co., Ltd.
CHINA
CID002321
Tungsten
Ganzhou Seadragon W & Mo Co., Ltd.
CHINA
CID002494
Tungsten
Asia Tungsten Products Vietnam Ltd.
VIET NAM
CID002502
Tungsten
Chenzhou Diamond Tungsten Products Co., Ltd.
CHINA
CID002513
Tungsten
Dayu Jincheng Tungsten Industry Co., Ltd.
CHINA
CID002518
Tungsten
Ganxian Shirui New Material Co., Ltd.
CHINA
CID002531
Tungsten
Pobedit, JSC
RUSSIAN FEDERATION
CID002532
Tungsten
Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.
CHINA
CID002535
Tungsten
Ganzhou Yatai Tungsten Co., Ltd.
CHINA
CID002536
Tungsten
Sanher Tungsten Vietnam Co., Ltd.
VIET NAM
CID002538
Tungsten
H.C. Starck GmbH
GERMANY
CID002541
Tungsten
H.C. Starck Smelting GmbH & Co.KG
GERMANY
CID002542
Tungsten
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC
VIET NAM
CID002543
Tungsten
Jiangwu H.C. Starck Tungsten Products Co., Ltd.
CHINA
CID002551
Tungsten
Hunan Chuangda Vanadium Tungsten Co., Ltd. Yanglin
CHINA
CID002578
Tungsten
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji
CHINA
CID002579
Tungsten
Niagara Refining LLC
UNITED STATES OF AMERICA
CID002589





Tungsten
Jiangxi Dayu Longxintai Tungsten Co., Ltd.
CHINA
CID002647
Tungsten
Hydrometallurg, JSC
RUSSIAN FEDERATION
CID002649
Tungsten
Unecha Refractory metals plant
RUSSIAN FEDERATION
CID002724
Tungsten
South-East Nonferrous Metal Company Limited of Hengyang City
CHINA
CID002815
Tungsten
Philippine Chuangxin Industrial Co., Inc.
PHILIPPINES
CID002827
Tungsten
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.
CHINA
CID002830
Tungsten
ACL Metais Eireli
BRAZIL
CID002833
Tungsten
Woltech Korea Co., Ltd.
KOREA (REPUBLIC OF)
CID002843
Tungsten
Moliren Ltd
RUSSIAN FEDERATION
CID002845
Tungsten
Jiangxi Yaosheng Tungsten Co., Ltd.
CHINA
CID002316
Tungsten
Jiangxi Xinsheng Tungsten Industry Co., Ltd.
CHINA
CID002317
Tungsten
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.
CHINA
CID002318
Tungsten
Malipo Haiyu Tungsten Co., Ltd.
CHINA
CID002319
Tungsten
Xiamen Tungsten (H.C.) Co., Ltd.
CHINA
CID002320
Tungsten
Jiangxi Gan Bei Tungsten Co., Ltd.
CHINA
CID002321
Tungsten
Ganzhou Seadragon W & Mo Co., Ltd.
CHINA
CID002494
Tungsten
Asia Tungsten Products Vietnam Ltd.
VIET NAM
CID002502
Tungsten
Chenzhou Diamond Tungsten Products Co., Ltd.
CHINA
CID002513
Tungsten
Dayu Jincheng Tungsten Industry Co., Ltd.
CHINA
CID002518
Tungsten
Ganxian Shirui New Material Co., Ltd.
CHINA
CID002531
Tungsten
Pobedit, JSC
RUSSIAN FEDERATION
CID002532
Tungsten
Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.
CHINA
CID002535
Tungsten
Ganzhou Yatai Tungsten Co., Ltd.
CHINA
CID002536
Tungsten
Sanher Tungsten Vietnam Co., Ltd.
VIET NAM
CID002538
Tungsten
H.C. Starck GmbH
GERMANY
CID002541
Tungsten
H.C. Starck Smelting GmbH & Co.KG
GERMANY
CID002542
Tungsten
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC
VIET NAM
CID002543
Tungsten
Jiangwu H.C. Starck Tungsten Products Co., Ltd.
CHINA
CID002551
Tungsten
Hunan Chuangda Vanadium Tungsten Co., Ltd. Yanglin
CHINA
CID002578
Tungsten
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji
CHINA
CID002579
Tungsten
Niagara Refining LLC
UNITED STATES OF AMERICA
CID002589
Tungsten
Jiangxi Dayu Longxintai Tungsten Co., Ltd.
CHINA
CID002647
Tungsten
Hydrometallurg, JSC
RUSSIAN FEDERATION
CID002649
Tungsten
Unecha Refractory metals plant
RUSSIAN FEDERATION
CID002724
Tungsten
South-East Nonferrous Metal Company Limited of Hengyang City
CHINA
CID002815
Tungsten
Philippine Chuangxin Industrial Co., Inc.
PHILIPPINES
CID002827
Tungsten
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.
CHINA
CID002830
Tungsten
ACL Metais Eireli
BRAZIL
CID002833





Tungsten
Woltech Korea Co., Ltd.
KOREA (REPUBLIC OF)
CID002843
Tungsten
Moliren Ltd
RUSSIAN FEDERATION
CID002845