0001553350-19-000732.txt : 20190715 0001553350-19-000732.hdr.sgml : 20190715 20190715160927 ACCESSION NUMBER: 0001553350-19-000732 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190712 FILED AS OF DATE: 20190715 DATE AS OF CHANGE: 20190715 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kaplan Andrew E CENTRAL INDEX KEY: 0001610088 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38175 FILM NUMBER: 19955291 MAIL ADDRESS: STREET 1: 720 SOUTH COLORADO BOULEVARD STREET 2: SUITE 1150N CITY: DENVER STATE: CO ZIP: 80246 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN GROUP, INC. CENTRAL INDEX KEY: 0001487198 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 271933597 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 276 FIFTH AVENUE STREET 2: SUITE 505 CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 646-448-5144 MAIL ADDRESS: STREET 1: 276 FIFTH AVENUE STREET 2: SUITE 505 CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: Elite Nutritional Brands, Inc. DATE OF NAME CHANGE: 20111011 FORMER COMPANY: FORMER CONFORMED NAME: Hidden Ladder, Inc. DATE OF NAME CHANGE: 20100315 4 1 kaplan4.xml OWNERSHIP DOCUMENT X0306 4 2019-07-12 0 0001487198 ASPEN GROUP, INC. ASPU 0001610088 Kaplan Andrew E 276 FIFTH AVENUE SUITE 505 NEW YORK NY 10001 1 0 0 0 Common Stock 2019-07-12 4 M 0 6771 1.86 A 51123 D Common Stock 2019-07-12 4 M 0 8334 2.40 A 59457 D Stock Options (Right to Buy) 1.86 2019-07-12 4 M 0 6771 0 D 2014-09-04 2019-09-04 Common Stock 6771 0 D Stock Options (Right to Buy) 2.40 2019-07-12 4 M 0 8334 0 D 2014-09-16 2019-09-16 Common Stock 8334 0 D ) The Reporting Person exercised the stock options for cash which were expiring in September 2019. The exercise of the stock options was exempt under Rule 16b-6. /s/ Andrew Kaplan 2019-07-15