0001209191-16-138541.txt : 20160824 0001209191-16-138541.hdr.sgml : 20160824 20160824183958 ACCESSION NUMBER: 0001209191-16-138541 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160822 FILED AS OF DATE: 20160824 DATE AS OF CHANGE: 20160824 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARROWHEAD PHARMACEUTICALS, INC. CENTRAL INDEX KEY: 0000879407 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 460408024 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 225 SOUTH LAKE AVENUE STREET 2: SUITE 1050 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 626-304-3400 MAIL ADDRESS: STREET 1: 225 SOUTH LAKE AVENUE STREET 2: SUITE 1050 CITY: PASADENA STATE: CA ZIP: 91101 FORMER COMPANY: FORMER CONFORMED NAME: ARROWHEAD RESEARCH CORP DATE OF NAME CHANGE: 20040112 FORMER COMPANY: FORMER CONFORMED NAME: INTERACTIVE GROUP INC DATE OF NAME CHANGE: 20020509 FORMER COMPANY: FORMER CONFORMED NAME: INTERACTIVE INC DATE OF NAME CHANGE: 19940224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Myszkowski Kenneth Allen CENTRAL INDEX KEY: 0001486672 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21898 FILM NUMBER: 161850188 MAIL ADDRESS: STREET 1: ARROWHEAD RESEARCH CORPORATION STREET 2: 201 SOUTH LAKE AVENUE, SUITE 703 CITY: PASADENA STATE: CA ZIP: 91101 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-08-22 0 0000879407 ARROWHEAD PHARMACEUTICALS, INC. ARWR 0001486672 Myszkowski Kenneth Allen 225 S. LAKE AVENUE SUITE 1050 PASADENA CA 91101 0 1 0 0 Chief Financial Officer Common Stock 2016-08-22 4 M 0 13100 2.01 A 128789 D Common Stock 2016-08-22 4 S 0 13100 8.00 D 115689 D Common Stock 2016-08-23 4 M 0 6900 2.01 A 122589 D Common Stock 2016-08-23 4 S 0 6900 8.00 D 115689 D Stock Option (right to buy) 2.01 2016-08-22 4 M 0 13100 0.00 D 2013-06-01 2023-05-06 Common Stock 13100 348900 D Stock Option (right to buy) 2.01 2016-08-23 4 M 0 6900 0.00 D 2013-06-01 2023-05-06 Common Stock 6900 342000 D Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions. Represents first vesting date. Option vests over four years from date of grant. /s/ Kenneth Allen Myszkowski 2016-08-24