0001209191-16-138541.txt : 20160824
0001209191-16-138541.hdr.sgml : 20160824
20160824183958
ACCESSION NUMBER: 0001209191-16-138541
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160822
FILED AS OF DATE: 20160824
DATE AS OF CHANGE: 20160824
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARROWHEAD PHARMACEUTICALS, INC.
CENTRAL INDEX KEY: 0000879407
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 460408024
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 225 SOUTH LAKE AVENUE
STREET 2: SUITE 1050
CITY: PASADENA
STATE: CA
ZIP: 91101
BUSINESS PHONE: 626-304-3400
MAIL ADDRESS:
STREET 1: 225 SOUTH LAKE AVENUE
STREET 2: SUITE 1050
CITY: PASADENA
STATE: CA
ZIP: 91101
FORMER COMPANY:
FORMER CONFORMED NAME: ARROWHEAD RESEARCH CORP
DATE OF NAME CHANGE: 20040112
FORMER COMPANY:
FORMER CONFORMED NAME: INTERACTIVE GROUP INC
DATE OF NAME CHANGE: 20020509
FORMER COMPANY:
FORMER CONFORMED NAME: INTERACTIVE INC
DATE OF NAME CHANGE: 19940224
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Myszkowski Kenneth Allen
CENTRAL INDEX KEY: 0001486672
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21898
FILM NUMBER: 161850188
MAIL ADDRESS:
STREET 1: ARROWHEAD RESEARCH CORPORATION
STREET 2: 201 SOUTH LAKE AVENUE, SUITE 703
CITY: PASADENA
STATE: CA
ZIP: 91101
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-08-22
0
0000879407
ARROWHEAD PHARMACEUTICALS, INC.
ARWR
0001486672
Myszkowski Kenneth Allen
225 S. LAKE AVENUE
SUITE 1050
PASADENA
CA
91101
0
1
0
0
Chief Financial Officer
Common Stock
2016-08-22
4
M
0
13100
2.01
A
128789
D
Common Stock
2016-08-22
4
S
0
13100
8.00
D
115689
D
Common Stock
2016-08-23
4
M
0
6900
2.01
A
122589
D
Common Stock
2016-08-23
4
S
0
6900
8.00
D
115689
D
Stock Option (right to buy)
2.01
2016-08-22
4
M
0
13100
0.00
D
2013-06-01
2023-05-06
Common Stock
13100
348900
D
Stock Option (right to buy)
2.01
2016-08-23
4
M
0
6900
0.00
D
2013-06-01
2023-05-06
Common Stock
6900
342000
D
Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.
Represents first vesting date. Option vests over four years from date of grant.
/s/ Kenneth Allen Myszkowski
2016-08-24