0001486351-19-000005.txt : 20190625 0001486351-19-000005.hdr.sgml : 20190625 20190625131923 ACCESSION NUMBER: 0001486351-19-000005 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 LOCKWOOD,WILLIAM,ROBERT, FILED AS OF DATE: 20190624 DATE AS OF CHANGE: 20190625 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CLEAN ENERGY CAPITAL SECURITIES LLC CENTRAL INDEX KEY: 0001486351 IRS NUMBER: 271758258 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04715 FILM NUMBER: 19917931 BUSINESS ADDRESS: STREET 1: 600 CALIFORNIA STREET STREET 2: FLOOR 11 CITY: SAN FRANCISCO STATE: CA ZIP: 94108 BUSINESS PHONE: 415-710-1350 MAIL ADDRESS: STREET 1: 600 CALIFORNIA STREET STREET 2: FLOOR 11 CITY: SAN FRANCISCO STATE: CA ZIP: 94108 MA-I 1 primary_doc.xml MA-I 0001486351 XXXXXXXX William Lockwood 6508147600 wlockwood@cleanenergycap.com dmoore@cleanenergycap.com N N William Robert Lockwood N 1 0001486351 CLEAN ENERGY CAPITAL SECURITIES LLC 06-08-2018 N 867-01585 LOCATED SUPERVISED 06-08-2018 600 CALIFORNIA STREET FLOOR 11 SAN FRANCISCO CA 94108 06-2018 Clean Energy Capital Securities San Francisco CA 94108 Y Y Associate, Vice President 10-2013 05-2018 Frank, Rimerman + Co. LLC San Francisco CA 94111 N N Associate 06-2009 09-2013 Full-Time Education San Francisco CA 94108 N N Student N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 06-24-2019 William Robert Lockwood William Lockwood