X0101 N-CEN LIVE 0001485894 XXXXXXXX 811-22903 N-1A true J.P. Morgan Exchange-Traded Fund Trust 811-22903 0001485894 5493001E1K1DVWDV2464 270 Park Avenue NEW YORK 10017 US-NY US 800-480-4111 J.P. Morgan Investment Management Inc. 270 Park Avenue New York 10017 800-343-1113 records relating to its functions as adviser and administrator JPMorgan Distribution Services, Inc. 1111 Polaris Parkway Columbus 43240 201-595-1958 records relating to its function as distributor JPMorgan Chase Bank, N.A. 383 Madison Avenue New York 10179 212-270-6000 records relating to its functions as sub-administrator and transfer agent JPMorgan Chase Bank, N.A. 4 Chase Metrotech Center Brooklyn 11245 718-242-0609 records relating to its function as custodian and fund accounting agent Y N N-1A 34 Y Lawrence R. Maffia N/A N Robert Deutsch N/A Y Emily A. Youssouf N/A N Gary L. French N/A N Thomas P. Lemke N/A N Robert J. Grassi N/A N Stephen M. Ungerman 002315698 270 Park Avenue New York 10017 XXXXXX N N N N N N JPMorgan Distribution Services, Inc. 8-52700 000104234 N/A Y N PricewaterhouseCoopers LLP 238 5493002GVO7EO8RNNS37 N N N N N N N JPMorgan U.S. Dividend ETF S000059311 549300XEZ0I1L2HN0P73 Y 0 0 0 Exchange-Traded Fund Y Y -0.00180000 -0.00300000 0.00286136 0.00286512 N N Y N N CITIBANK N.A. E57ODZWZ7FF32TWEFA76 N N Revenue sharing split 145312.00 216.00 Rule 12d1-1 (17 CFR 270.12d1-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N J.P. Morgan Investment Management Inc. 801-21011 000107038 549300W78QHV4XMM6K69 N JPMorgan Chase Bank, N.A. N/A 7H6GLXDRUGQFU57RNE97 Y N N ICE Data Pricing & Reference Data, LLC 000110037 CRD N Thomson Reuters Global Markets Inc. 000109120 CRD N N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N N J.P. Morgan Investment Management Inc. 549300W78QHV4XMM6K69 Y N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y Y N BNY Mellon Capital Markets, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 703 Goldman Sachs & Co. 8-00129 000000361 FOR8UP27PHTHYVLBNG30 222 Nomura Securities International, Inc. 8-15255 000004297 OXTKY6Q8X53C9ILVV871 156 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 75 Citigroup Global Markets Inc. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 503 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 513 Deutsche Bank Securities Inc. 8-17822 000002525 9J6MBOOO7BECTDTUZW19 187 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 252 Virtu Americas LLC 8-68193 000149823 549300RA02N3BNSWBV74 76 Morgan Stanley & Co., Inc. 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 93 2933.00000000 Merrill Lynch, Pierce, Fenner and Smith, Inc. 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 2550457 National Securities Clearing Corp. N/A N/A 549300RYC9NELN2ICA34 24447489 26997946.00000000 N 26306240.82 N N N N JPMorgan Diversified Alternatives ETF S000052985 549300GLP0B3FPZDQT38 Y 0 0 0 Exchange-Traded Fund N N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N J.P. Morgan Investment Management Inc. 801-21011 000107038 549300W78QHV4XMM6K69 N JPMorgan Chase Bank, N.A. N/A 7H6GLXDRUGQFU57RNE97 Y N N ICE Data Pricing & Reference Data, LLC 000110037 CRD N Thomson Reuters Global Markets Inc. 000109120 CRD N Bloomberg, L.P. 549300B56MD0ZC402L06 N N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y N Self - rule 17f-2 (17 CFR 270.17f-2) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) J.P. Morgan Bank Luxembourg S.A. 7W1GMC6J4KGLBBUSYP52 FR Y Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) J.P. Morgan S.A. DTVM 5493001LS7J56NZZ3G07 BR Y Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Royal Bank of Canada ES7IP3U3RHIGC71XBU11 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Czech Republic and Slovakia, a.s. KR6LSKV3BTSJRD41IF75 CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Nordea Bank Abp 529900ODI3047E2LIV03 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Nordea Bank Abp 529900ODI3047E2LIV03 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) J.P. Morgan Bank Luxembourg S.A. 7W1GMC6J4KGLBBUSYP52 BE Y Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) J.P. Morgan Bank Luxembourg S.A. 7W1GMC6J4KGLBBUSYP52 NL Y Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services S.C.A. 549300WCGB70D06XZS54 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services S.C.A. 549300WCGB70D06XZS54 LU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services S.C.A. 549300WCGB70D06XZS54 PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS Bank Ltd ATUEL7OJR5057F2PV266 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG 7LTWFZYICNSX8D621K86 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG 7LTWFZYICNSX8D621K86 HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC France Athens Branch MP6I5ZYZBEU3UXPYFY54 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 AU Y Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 HK Y Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 IE Y Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 NZ Y Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 TW Y Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 GB Y Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Mizuho Bank, Ltd. RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Nordea Bank Abp 529900ODI3047E2LIV03 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Nordea Bank Abp 529900ODI3047E2LIV03 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Santander Securities Services, S.A. 95980020140005970915 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Korea Limited NUXTG47HHHM1K2L0SG39 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Thai) Public Company Limited 549300O1LQYCQ7G1IM57 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Czech Republic and Slovakia, a.s. KR6LSKV3BTSJRD41IF75 SK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Banka Slovenija d.d. 549300O2UN9JLME31F08 SI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N N J.P. Morgan Investment Management Inc. 549300W78QHV4XMM6K69 Y N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y Y N Industrial and Commercial Bank of China Financial Services LLC 8-66471 000131487 5493003O0P1GJ0O8CI80 3004 Goldman Sachs & Co. 8-00129 000000361 FOR8UP27PHTHYVLBNG30 15817 Citigroup Global Markets Inc. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 8327 Morgan Stanley & Co., Inc. 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 10633 Merrill Lynch, Pierce, Fenner and Smith, Inc. 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 51572 CREDIT SUISSE FIRST BOSTON LLC 8-00422 000000816 1V8Y6QCX6YMJ2OELII46 3719 Deutsche Bank Securities Inc. 8-17822 000002525 9J6MBOOO7BECTDTUZW19 3164 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 3314 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 93124 Trade Informatics LLC 8-67613 000143867 254900B0LQ4S1JKC4P28 4833 211278.00000000 0.00000000 N 188849951.60 N N N N JPMorgan Diversified Return Emerging Markets Equity ETF S000045407 549300NS45W7QLW1VU64 Y 0 0 0 Exchange-Traded Fund Y Y -0.00070000 -0.00490000 0.08458624 0.08458232 N N Y N CITIBANK N.A. E57ODZWZ7FF32TWEFA76 N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 12d1-1 (17 CFR 270.12d1-1) Y Y N N J.P. Morgan Investment Management Inc. 801-21011 000107038 549300W78QHV4XMM6K69 N JPMorgan Chase Bank, N.A. N/A 7H6GLXDRUGQFU57RNE97 Y N N ICE Data Pricing & Reference Data, LLC 000110037 CRD N Thomson Reuters Global Markets Inc. 000109120 CRD N N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N N J.P. Morgan Investment Management Inc. 549300W78QHV4XMM6K69 Y N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y Y N Macquarie Capital (USA) Inc. 8-47198 000036368 549300670K07JRB5UQ40 6261 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 190 CREDIT SUISSE FIRST BOSTON LLC 8-00422 000000816 1V8Y6QCX6YMJ2OELII46 13383 Goldman Sachs & Co. 8-00129 000000361 FOR8UP27PHTHYVLBNG30 542 CITIC SECURITIES INTERNATIONAL USA, LLC 8-68887 000158266 213800YMG8YN4O5CX140 4228 Jane Street Capital, LLC 8-52275 000103782 549300ZM16HMPEPNV857 213 Deutsche Bank Securities Inc. 8-17822 000002525 9J6MBOOO7BECTDTUZW19 997 Morgan Stanley & Co., Inc. 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 11888 Merrill Lynch, Pierce, Fenner and Smith, Inc. 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 55391 Citigroup Global Markets Inc. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 8769 102469.00000000 Deutsche Bank Securities Inc. 8-17822 000002525 9J6MBOOO7BECTDTUZW19 2993 Merrill Lynch, Pierce, Fenner and Smith, Inc. 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 10185738 CREDIT SUISSE FIRST BOSTON LLC 8-00422 000000816 1V8Y6QCX6YMJ2OELII46 18464074 42128884.00000000 N 208115284.20 N N N N JPMorgan Diversified Return U.S. Equity ETF S000046874 549300Q8S3VLN4G8B490 Y 0 0 0 Exchange-Traded Fund Y Y -0.00160000 -0.00360000 0.00130896 0.00129048 N N Y N N CITIBANK N.A. E57ODZWZ7FF32TWEFA76 N N Revenue sharing split 4586251.00 878.00 Rule 12d1-1 (17 CFR 270.12d1-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N J.P. Morgan Investment Management Inc. 801-21011 000107038 549300W78QHV4XMM6K69 N JPMorgan Chase Bank, N.A. N/A 7H6GLXDRUGQFU57RNE97 Y N N ICE Data Pricing & Reference Data, LLC 000110037 CRD N Thomson Reuters Global Markets Inc. 000109120 CRD N N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N N J.P. Morgan Investment Management Inc. 549300W78QHV4XMM6K69 Y N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y Y N Deutsche Bank Securities Inc. 8-17822 000002525 9J6MBOOO7BECTDTUZW19 10134 Merrill Lynch, Pierce, Fenner and Smith, Inc. 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 1609 Citigroup Global Markets Inc. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 6462 BNY Mellon Capital Markets, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 6427 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 1032 Goldman Sachs & Co. 8-00129 000000361 FOR8UP27PHTHYVLBNG30 1137 Nomura Securities International, Inc. 8-15255 000004297 OXTKY6Q8X53C9ILVV871 2337 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 2979 Morgan Stanley & Co., Inc. 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 1476 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 1444 35419.00000000 Merrill Lynch, Pierce, Fenner and Smith, Inc. 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 203386374 Goldman Sachs & Co. 8-00129 000000361 FOR8UP27PHTHYVLBNG30 6990608 210376982.00000000 N 498600453.70 N N N N JPMorgan U.S. Momentum Factor ETF S000059313 549300TB3RJ6CUB5CE17 Y 0 0 0 Exchange-Traded Fund Y Y -0.00120000 -0.00240000 0.00243180 0.00241038 N N Y N N CITIBANK N.A. E57ODZWZ7FF32TWEFA76 N N Revenue sharing split 64857.00 5.00 Rule 12d1-1 (17 CFR 270.12d1-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N J.P. Morgan Investment Management Inc. 801-21011 000107038 549300W78QHV4XMM6K69 N JPMorgan Chase Bank, N.A. N/A 7H6GLXDRUGQFU57RNE97 Y N N ICE Data Pricing & Reference Data, LLC 000110037 CRD N N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N N J.P. Morgan Investment Management Inc. 549300W78QHV4XMM6K69 Y N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y Y N BNY Mellon Capital Markets, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 1027 Deutsche Bank Securities Inc. 8-17822 000002525 9J6MBOOO7BECTDTUZW19 231 Nomura Securities International, Inc. 8-15255 000004297 OXTKY6Q8X53C9ILVV871 184 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 323 Citigroup Global Markets Inc. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 413 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 36 Morgan Stanley & Co., Inc. 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 92 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 11 Goldman Sachs & Co. 8-00129 000000361 FOR8UP27PHTHYVLBNG30 43 Merrill Lynch, Pierce, Fenner and Smith, Inc. 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 52 2418.00000000 Merrill Lynch, Pierce, Fenner and Smith, Inc. 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 2503044 Morgan Stanley & Co., Inc. 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 852 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 213 National Securities Clearing Corp. N/A N/A 549300RYC9NELN2ICA34 24317376 26821485.00000000 N 27528641.99 N N N N JPMorgan Diversified Return Europe Equity ETF S000051961 549300R7DVI60C533332 Y 0 0 0 Exchange-Traded Fund Y Y -0.00040000 -0.00410000 0.08095452 0.08094665 N N Y N CITIBANK N.A. E57ODZWZ7FF32TWEFA76 N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N J.P. Morgan Investment Management Inc. 801-21011 000107038 549300W78QHV4XMM6K69 N JPMorgan Chase Bank, N.A. N/A 7H6GLXDRUGQFU57RNE97 Y N N ICE Data Pricing & Reference Data, LLC 000110037 CRD N Thomson Reuters Global Markets Inc. 000109120 CRD N N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N N J.P. Morgan Investment Management Inc. 549300W78QHV4XMM6K69 Y N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y Y N Citigroup Global Markets Inc. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 1882 Goldman Sachs & Co. 8-00129 000000361 FOR8UP27PHTHYVLBNG30 1520 SG Americas Securities, LLC 8-66125 000128351 549300F35UE0BOM1WJ55 176 Investec PLC N/A 000000000 2138007Z3U5GWDN3MY22 GB 4 AXA Advisors LLC 8-17883 000006627 N/A 960 Merrill Lynch, Pierce, Fenner and Smith, Inc. 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 5409 CREDIT SUISSE FIRST BOSTON LLC 8-00422 000000816 1V8Y6QCX6YMJ2OELII46 928 Morgan Stanley & Co., Inc. 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 66 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 381 Deutsche Bank Securities Inc. 8-17822 000002525 9J6MBOOO7BECTDTUZW19 20 11346.00000000 Merrill Lynch, Pierce, Fenner and Smith, Inc. 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 65 Goldman Sachs & Co. 8-00129 000000361 FOR8UP27PHTHYVLBNG30 500 CREDIT SUISSE FIRST BOSTON LLC 8-00422 000000816 1V8Y6QCX6YMJ2OELII46 28532543 AXA ADVISORS, LLC 8-17883 000006627 N/A 154 28533261.00000000 N 79959417.88 N N N N JPMorgan Diversified Return Europe Currency Hedged ETF S000051962 549300YWRD5Y39J2JJ53 Y 0 0 0 Exchange-Traded Fund Y Y -0.00490000 -0.00910000 0.08530505 0.08527944 N N N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N J.P. Morgan Investment Management Inc. 801-21011 000107038 549300W78QHV4XMM6K69 N JPMorgan Chase Bank, N.A. N/A 7H6GLXDRUGQFU57RNE97 Y N N ICE Data Pricing & Reference Data, LLC 000110037 CRD N N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N N J.P. Morgan Investment Management Inc. 549300W78QHV4XMM6K69 Y N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y Y N Goldman Sachs & Co. 8-00129 000000361 FOR8UP27PHTHYVLBNG30 21 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 105 Jane Street Capital, LLC 8-52275 000103782 549300ZM16HMPEPNV857 130 Merrill Lynch, Pierce, Fenner and Smith, Inc. 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 339 Deutsche Bank Securities Inc. 8-17822 000002525 9J6MBOOO7BECTDTUZW19 238 Nomura Securities International, Inc. 8-15255 000004297 OXTKY6Q8X53C9ILVV871 45 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 162 1040.00000000 0.00000000 N 29957946.46 N N N N JPMorgan U.S. Minimum Volatility ETF S000059312 549300SO9QCD4FBPGG13 Y 0 0 0 Exchange-Traded Fund Y Y 0.00040000 -0.00090000 0.00267520 0.00271037 N N Y N N CITIBANK N.A. E57ODZWZ7FF32TWEFA76 N N Revenue sharing split 91776.00 127.00 Rule 32a-4 (17 CFR 270.32a-4) Rule 12d1-1 (17 CFR 270.12d1-1) Y Y N N J.P. Morgan Investment Management Inc. 801-21011 000107038 549300W78QHV4XMM6K69 N JPMorgan Chase Bank, N.A. N/A 7H6GLXDRUGQFU57RNE97 Y N N ICE Data Pricing & Reference Data, LLC 000110037 CRD N Thomson Reuters Global Markets Inc. 000109120 CRD N N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N N J.P. Morgan Investment Management Inc. 549300W78QHV4XMM6K69 Y N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y Y N Citigroup Global Markets Inc. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 133 Merrill Lynch, Pierce, Fenner and Smith, Inc. 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 43 Nomura Securities International, Inc. 8-15255 000004297 OXTKY6Q8X53C9ILVV871 72 BNY Mellon Capital Markets, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 266 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 77 Deutsche Bank Securities Inc. 8-17822 000002525 9J6MBOOO7BECTDTUZW19 104 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 71 Morgan Stanley & Co., Inc. 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 69 Goldman Sachs & Co. 8-00129 000000361 FOR8UP27PHTHYVLBNG30 8 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 114 956.00000000 Merrill Lynch, Pierce, Fenner and Smith, Inc. 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 1254941 National Securities Clearing Corp. N/A N/A 549300RYC9NELN2ICA34 24432876 25687817.00000000 N 26337679.54 N N N N JPMorgan Diversified Return U.S. Mid Cap Equity ETF S000053745 549300RGWB0T30E6VO11 Y 0 0 0 Exchange-Traded Fund Y Y 0.00050000 -0.00190000 0.00174793 0.00171232 N N Y N N CITIBANK N.A. E57ODZWZ7FF32TWEFA76 N N Revenue sharing split 627488.00 389.00 Rule 12d1-1 (17 CFR 270.12d1-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N J.P. Morgan Investment Management Inc. 801-21011 000107038 549300W78QHV4XMM6K69 N JPMorgan Chase Bank, N.A. N/A 7H6GLXDRUGQFU57RNE97 Y N N ICE Data Pricing & Reference Data, LLC 000110037 CRD N Thomson Reuters Global Markets Inc. 000109120 CRD N N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N N J.P. Morgan Investment Management Inc. 549300W78QHV4XMM6K69 Y N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y Y N Merrill Lynch, Pierce, Fenner and Smith, Inc. 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 1273 Susquehanna Financial Group, LLLP 8-44325 000035865 549300E8QX0ZMRDC2M81 793 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 1357 Goldman Sachs & Co. 8-00129 000000361 FOR8UP27PHTHYVLBNG30 206 Citigroup Global Markets Inc. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 2068 Nomura Securities International, Inc. 8-15255 000004297 OXTKY6Q8X53C9ILVV871 532 Deutsche Bank Securities Inc. 8-17822 000002525 9J6MBOOO7BECTDTUZW19 1586 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 636 Keefe, Bruyette & Woods, Inc. 8-10888 000000481 549300OM47DQV01G4854 211 BNY Mellon Capital Markets, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 1394 10588.00000000 Merrill Lynch, Pierce, Fenner and Smith, Inc. 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 60880592 60880592.00000000 N 98096139.76 N N N N JPMorgan Diversified Return International Equity ETF S000045406 549300BY2GOTBGN1XN59 Y 0 0 0 Exchange-Traded Fund Y Y -0.00050000 -0.00420000 0.08344739 0.08345748 N N Y N CITIBANK N.A. E57ODZWZ7FF32TWEFA76 N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N J.P. Morgan Investment Management Inc. 801-21011 000107038 549300W78QHV4XMM6K69 N JPMorgan Chase Bank, N.A. N/A 7H6GLXDRUGQFU57RNE97 Y N N Thomson Reuters Global Markets Inc. 000109120 CRD N ICE Data Pricing & Reference Data, LLC 000110037 CRD N N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N N J.P. Morgan Investment Management Inc. 549300W78QHV4XMM6K69 Y N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y Y N Goldman Sachs & Co. 8-00129 000000361 FOR8UP27PHTHYVLBNG30 50031 Merrill Lynch, Pierce, Fenner and Smith, Inc. 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 144831 Citigroup Global Markets Inc. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 40923 Deutsche Bank Securities Inc. 8-17822 000002525 9J6MBOOO7BECTDTUZW19 10747 Morgan Stanley & Co., Inc. 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 9893 CREDIT SUISSE FIRST BOSTON LLC 8-00422 000000816 1V8Y6QCX6YMJ2OELII46 71428 AXA Advisors LLC 8-17883 000006627 N/A 32517 BERENBERG CAPITAL MARKETS LLC 8-68821 000156757 5493007EG0CYRKKG9L11 22595 HSBC Securities (USA) Inc. 8-41562 000019585 CYYGQCGNHMHPSMRL3R97 20734 CITIC SECURITIES INTERNATIONAL USA, LLC 8-68887 000158266 213800YMG8YN4O5CX140 20334 459405.00000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 30138615 Merrill Lynch, Pierce, Fenner and Smith, Inc. 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 116185289 CREDIT SUISSE FIRST BOSTON LLC 8-00422 000000816 1V8Y6QCX6YMJ2OELII46 359382918 Macquarie Capital (USA) Inc. 8-47198 000036368 549300670K07JRB5UQ40 47367 533765305.00000000 N 1448264286 N N N N JPMorgan Diversified Return U.S. Small Cap Equity ETF S000055014 549300HLWRCF2DOPWP77 Y 0 0 0 Exchange-Traded Fund Y Y -0.00030000 -0.00330000 0.00251994 0.00249927 N N Y N N CITIBANK N.A. E57ODZWZ7FF32TWEFA76 N N Revenue sharing split 2359957.00 2739.00 Rule 12d1-1 (17 CFR 270.12d1-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N J.P. Morgan Investment Management Inc. 801-21011 000107038 549300W78QHV4XMM6K69 N JPMorgan Chase Bank, N.A. N/A 7H6GLXDRUGQFU57RNE97 Y N N ICE Data Pricing & Reference Data, LLC 000110037 CRD N Thomson Reuters Global Markets Inc. 000109120 CRD N N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N N J.P. Morgan Investment Management Inc. 549300W78QHV4XMM6K69 Y N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y Y N BNY Mellon Capital Markets, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 1314 Deutsche Bank Securities Inc. 8-17822 000002525 9J6MBOOO7BECTDTUZW19 1130 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 1248 Virtu Americas LLC 8-68193 000149823 549300RA02N3BNSWBV74 926 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 1072 Susquehanna Financial Group, LLLP 8-44325 000035865 549300E8QX0ZMRDC2M81 796 Goldman Sachs & Co. 8-00129 000000361 FOR8UP27PHTHYVLBNG30 1379 Citigroup Global Markets Inc. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 1068 Merrill Lynch, Pierce, Fenner and Smith, Inc. 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 1491 CREDIT SUISSE FIRST BOSTON LLC 8-00422 000000816 1V8Y6QCX6YMJ2OELII46 1497 12891.00000000 Merrill Lynch, Pierce, Fenner and Smith, Inc. 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 40721 CREDIT SUISSE FIRST BOSTON LLC 8-00422 000000816 1V8Y6QCX6YMJ2OELII46 19317903 Citigroup Global Markets Inc. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 2474 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 501 Virtu Americas LLC 8-68193 000149823 549300RA02N3BNSWBV74 10 60041428.00000000 N 78540213.29 N N N N JPMorgan U.S. Value Factor ETF S000059314 549300HRHRZ4Q1FYHW79 Y 0 0 0 Exchange-Traded Fund Y Y -0.00270000 -0.00390000 0.00414264 0.00414044 N N Y N N CITIBANK N.A. E57ODZWZ7FF32TWEFA76 N N Revenue sharing split 56250.00 13.00 Rule 12d1-1 (17 CFR 270.12d1-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N J.P. Morgan Investment Management Inc. 801-21011 000107038 549300W78QHV4XMM6K69 N JPMorgan Chase Bank, N.A. N/A 7H6GLXDRUGQFU57RNE97 Y N N ICE Data Pricing & Reference Data, LLC 000110037 CRD N Thomson Reuters Global Markets Inc. 000109120 CRD N N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N N J.P. Morgan Investment Management Inc. 549300W78QHV4XMM6K69 Y N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y Y N Citigroup Global Markets Inc. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 402 Virtu Americas LLC 8-68193 000149823 549300RA02N3BNSWBV74 225 Nomura Securities International, Inc. 8-15255 000004297 OXTKY6Q8X53C9ILVV871 194 Morgan Stanley & Co., Inc. 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 92 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 40 BNY Mellon Capital Markets, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 632 Goldman Sachs & Co. 8-00129 000000361 FOR8UP27PHTHYVLBNG30 38 Deutsche Bank Securities Inc. 8-17822 000002525 9J6MBOOO7BECTDTUZW19 248 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 179 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 376 2466.00000000 Merrill Lynch, Pierce, Fenner and Smith, Inc. 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 3746323 National Securities Clearing Corp. N/A N/A 549300RYC9NELN2ICA34 24432397 28178719.00000000 N 26845128.72 N N N N JPMorgan Diversified Return International Currency Hedged ETF S000050367 5493001UOR8SYIPZSI56 Y 0 0 0 Exchange-Traded Fund Y Y -0.00700000 -0.01120000 0.10372600 0.10374112 N N N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N J.P. Morgan Investment Management Inc. 801-21011 000107038 549300W78QHV4XMM6K69 N JPMorgan Chase Bank, N.A. N/A 7H6GLXDRUGQFU57RNE97 Y N N ICE Data Pricing & Reference Data, LLC 000110037 CRD N Thomson Reuters Global Markets Inc. 000109120 CRD N N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N N J.P. Morgan Investment Management Inc. 549300W78QHV4XMM6K69 Y N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y Y N Goldman Sachs & Co. 8-00129 000000361 FOR8UP27PHTHYVLBNG30 57 Merrill Lynch, Pierce, Fenner and Smith, Inc. 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 346 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 69 Deutsche Bank Securities Inc. 8-17822 000002525 9J6MBOOO7BECTDTUZW19 356 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 123 Nomura Securities International, Inc. 8-15255 000004297 OXTKY6Q8X53C9ILVV871 34 Jane Street Capital, LLC 8-52275 000103782 549300ZM16HMPEPNV857 5 990.00000000 Merrill Lynch, Pierce, Fenner and Smith, Inc. 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 12137026 CREDIT SUISSE FIRST BOSTON LLC 8-00422 000000816 1V8Y6QCX6YMJ2OELII46 1507964 National Securities Clearing Corp. N/A N/A 549300RYC9NELN2ICA34 1526385 15171375.00000000 N 37029417.92 N N N N JPMorgan Diversified Return Global Equity ETF S000043772 549300IQ1GP3T78IEG61 Y 0 0 0 Exchange-Traded Fund Y Y -0.00040000 -0.00400000 0.06413997 0.06410545 N N Y N N CITIBANK N.A. E57ODZWZ7FF32TWEFA76 N N Revenue sharing split 905726.00 16.00 Rule 12d1-1 (17 CFR 270.12d1-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N J.P. Morgan Investment Management Inc. 801-21011 000107038 549300W78QHV4XMM6K69 N JPMorgan Chase Bank, N.A. N/A 7H6GLXDRUGQFU57RNE97 Y N N ICE Data Pricing & Reference Data, LLC 000110037 CRD N Thomson Reuters Global Markets Inc. 000109120 CRD N N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N N J.P. Morgan Investment Management Inc. 549300W78QHV4XMM6K69 Y N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y Y N Citigroup Global Markets Inc. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 4049 Macquarie Capital (USA) Inc. 8-47198 000036368 549300670K07JRB5UQ40 1114 Morgan Stanley & Co., Inc. 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 2889 Goldman Sachs & Co. 8-00129 000000361 FOR8UP27PHTHYVLBNG30 944 Merrill Lynch, Pierce, Fenner and Smith, Inc. 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 7700 Deutsche Bank Securities Inc. 8-17822 000002525 9J6MBOOO7BECTDTUZW19 1872 AXA Advisors LLC 8-17883 000006627 N/A 778 CREDIT SUISSE FIRST BOSTON LLC 8-00422 000000816 1V8Y6QCX6YMJ2OELII46 3389 Jane Street Capital, LLC 8-52275 000103782 549300ZM16HMPEPNV857 516 CITIC SECURITIES INTERNATIONAL USA, LLC 8-68887 000158266 213800YMG8YN4O5CX140 2335 26455.00000000 Goldman Sachs & Co. 8-00129 000000361 FOR8UP27PHTHYVLBNG30 10718104 Merrill Lynch, Pierce, Fenner and Smith, Inc. 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 64923240 CREDIT SUISSE FIRST BOSTON LLC 8-00422 000000816 1V8Y6QCX6YMJ2OELII46 68511736 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 300029 Morgan Stanley & Co., Inc. 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 237903 AXA ADVISORS, LLC 8-17883 000006627 N/A 108 144691120.00000000 N 198781805.5 N N N N JPMorgan U.S. Quality Factor ETF S000059315 549300QBO0QYTGWOSW82 Y 0 0 0 Exchange-Traded Fund Y Y -0.00090000 -0.00220000 0.00250949 0.00250915 N N Y N N CITIBANK N.A. E57ODZWZ7FF32TWEFA76 N N Revenue sharing split 57428.00 29.00 Rule 32a-4 (17 CFR 270.32a-4) Rule 12d1-1 (17 CFR 270.12d1-1) Y Y N N J.P. Morgan Investment Management Inc. 801-21011 000107038 549300W78QHV4XMM6K69 N JPMorgan Chase Bank, N.A. N/A 7H6GLXDRUGQFU57RNE97 Y N N ICE Data Pricing & Reference Data, LLC 000110037 CRD N Thomson Reuters Global Markets Inc. 000109120 CRD N N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N N J.P. Morgan Investment Management Inc. 549300W78QHV4XMM6K69 Y N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y Y N Morgan Stanley & Co., Inc. 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 51 Deutsche Bank Securities Inc. 8-17822 000002525 9J6MBOOO7BECTDTUZW19 130 Virtu Americas LLC 8-68193 000149823 549300RA02N3BNSWBV74 65 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 203 Merrill Lynch, Pierce, Fenner and Smith, Inc. 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 32 Nomura Securities International, Inc. 8-15255 000004297 OXTKY6Q8X53C9ILVV871 88 Citigroup Global Markets Inc. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 215 BNY Mellon Capital Markets, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 401 Keefe, Bruyette & Woods, Inc. 8-10888 000000481 549300OM47DQV01G4854 25 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 156 1405.00000000 Merrill Lynch, Pierce, Fenner and Smith, Inc. 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 2510831 National Securities Clearing Corp. N/A N/A 549300RYC9NELN2ICA34 24543942 27054772.00000000 N 27068873.46 N N N N JPMorgan BetaBuilders Canada ETF S000061992 5493001KDPNCCHEX2345 Y 0 0 0 Exchange-Traded Fund N N 0.00080000 0.00030000 0.02243343 0.02245989 N N Y N N CITIBANK N.A. E57ODZWZ7FF32TWEFA76 N N Revenue sharing split 37696417.00 62483.00 Rule 12d1-1 (17 CFR 270.12d1-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N J.P. Morgan Investment Management Inc. 801-21011 000107038 549300W78QHV4XMM6K69 N JPMorgan Chase Bank, N.A. N/A 7H6GLXDRUGQFU57RNE97 Y N N ICE Data Pricing & Reference Data, LLC 000110037 CRD N Thomson Reuters Global Markets Inc. 000109120 CRD N N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N N J.P. Morgan Investment Management Inc. 549300W78QHV4XMM6K69 Y N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y Y N RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 2007 2007.00000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 374357032 CREDIT SUISSE FIRST BOSTON LLC 8-00422 000000816 1V8Y6QCX6YMJ2OELII46 1127013193 Merrill Lynch, Pierce, Fenner and Smith, Inc. 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 754026022 Morgan Stanley & Co., Inc. 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 16166871 Goldman Sachs & Co. 8-00129 000000361 FOR8UP27PHTHYVLBNG30 2201915 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 82336 2273847369.00000000 N 316209571.60 N N N N JPMorgan BetaBuilders Developed Asia ex-Japan ETF S000061993 549300NC6A68VFVMNP62 Y 0 0 0 Exchange-Traded Fund N N 0.00240000 0.00200000 0.05122033 0.05119760 N N Y N N CITIBANK N.A. E57ODZWZ7FF32TWEFA76 N N Revenue sharing split 252672.00 2669.00 Rule 12d1-1 (17 CFR 270.12d1-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N J.P. Morgan Investment Management Inc. 801-21011 000107038 549300W78QHV4XMM6K69 N JPMorgan Chase Bank, N.A. N/A 7H6GLXDRUGQFU57RNE97 Y N N ICE Data Pricing & Reference Data, LLC 000110037 CRD N Thomson Reuters Global Markets Inc. 000109120 CRD N N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N N J.P. Morgan Investment Management Inc. 549300W78QHV4XMM6K69 Y N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y Y N Merrill Lynch, Pierce, Fenner and Smith, Inc. 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 11044 CREDIT SUISSE FIRST BOSTON LLC 8-00422 000000816 1V8Y6QCX6YMJ2OELII46 40596 Citigroup Global Markets Inc. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 2311 Nomura Securities International, Inc. 8-15255 000004297 OXTKY6Q8X53C9ILVV871 24 CITIC SECURITIES INTERNATIONAL USA, LLC 8-68887 000158266 213800YMG8YN4O5CX140 7 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 92 54074.00000000 CREDIT SUISSE FIRST BOSTON LLC 8-00422 000000816 1V8Y6QCX6YMJ2OELII46 379133509 Merrill Lynch, Pierce, Fenner and Smith, Inc. 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 80102856 Goldman Sachs & Co. 8-00129 000000361 FOR8UP27PHTHYVLBNG30 14993805 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 18213855 492444025.00000000 N 124256395 N N N N JPMorgan BetaBuilders Europe ETF S000061994 549300JYD28ABFNSPC78 Y 0 0 0 Exchange-Traded Fund N N -0.00330000 -0.00360000 0.03981524 0.03982878 N N Y N N CITIBANK N.A. E57ODZWZ7FF32TWEFA76 N N Revenue sharing split 6881336.00 48267.00 Rule 12d1-1 (17 CFR 270.12d1-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N J.P. Morgan Investment Management Inc. 801-21011 000107038 549300W78QHV4XMM6K69 N JPMorgan Chase Bank, N.A. N/A 7H6GLXDRUGQFU57RNE97 Y N N ICE Data Pricing & Reference Data, LLC 000110037 CRD N Thomson Reuters Global Markets Inc. 000109120 CRD N N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N N J.P. Morgan Investment Management Inc. 549300W78QHV4XMM6K69 Y N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y Y N AXA Advisors LLC 8-17883 000006627 N/A 1244 CREDIT SUISSE FIRST BOSTON LLC 8-00422 000000816 1V8Y6QCX6YMJ2OELII46 1425 Merrill Lynch, Pierce, Fenner and Smith, Inc. 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 1361 Citigroup Global Markets Inc. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 297 SG Americas Securities, LLC 8-66125 000128351 549300F35UE0BOM1WJ55 100 Goldman Sachs & Co. 8-00129 000000361 FOR8UP27PHTHYVLBNG30 1114 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 1167 Jane Street Capital, LLC 8-52275 000103782 549300ZM16HMPEPNV857 3 6711.00000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 427480683 CREDIT SUISSE FIRST BOSTON LLC 8-00422 000000816 1V8Y6QCX6YMJ2OELII46 832998238 Merrill Lynch, Pierce, Fenner and Smith, Inc. 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 110649126 Goldman Sachs & Co. 8-00129 000000361 FOR8UP27PHTHYVLBNG30 19055259 AXA ADVISORS, LLC 8-17883 000006627 N/A 41 1390183347.00000000 N 305078037.60 N N N N JPMorgan BetaBuilders Japan ETF S000061995 54930031HWFFLQV7A679 Y 0 0 0 Exchange-Traded Fund N N 0.00100000 0.00030000 0.08054090 0.08054090 N N Y N N CITIBANK N.A. E57ODZWZ7FF32TWEFA76 N N Revenue sharing split 10070853.00 27149.00 Rule 32a-4 (17 CFR 270.32a-4) Rule 12d1-1 (17 CFR 270.12d1-1) Y Y N N J.P. Morgan Investment Management Inc. 801-21011 000107038 549300W78QHV4XMM6K69 N JPMorgan Chase Bank, N.A. N/A 7H6GLXDRUGQFU57RNE97 Y N N ICE Data Pricing & Reference Data, LLC 000110037 CRD N Thomson Reuters Global Markets Inc. 000109120 CRD N N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N N J.P. Morgan Investment Management Inc. 549300W78QHV4XMM6K69 Y N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y Y N Citigroup Global Markets Inc. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 14531 Deutsche Bank Securities Inc. 8-17822 000002525 9J6MBOOO7BECTDTUZW19 7427 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 557 CREDIT SUISSE FIRST BOSTON LLC 8-00422 000000816 1V8Y6QCX6YMJ2OELII46 2678 CITIC SECURITIES INTERNATIONAL USA, LLC 8-68887 000158266 213800YMG8YN4O5CX140 80 Morgan Stanley & Co., Inc. 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 26 Macquarie Capital (USA) Inc. 8-47198 000036368 549300670K07JRB5UQ40 13 Goldman Sachs & Co. 8-00129 000000361 FOR8UP27PHTHYVLBNG30 17 25329.00000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 973432965 CREDIT SUISSE FIRST BOSTON LLC 8-00422 000000816 1V8Y6QCX6YMJ2OELII46 903211816 Merrill Lynch, Pierce, Fenner and Smith, Inc. 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 530285149 Morgan Stanley & Co., Inc. 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 9362599 Goldman Sachs & Co. 8-00129 000000361 FOR8UP27PHTHYVLBNG30 9204314 2425496842.00000000 N 541743065.20 N N N N JPMorgan Event Driven ETF S000054538 549300JD4WD2TD85AC68 Y 0 0 0 Exchange-Traded Fund N N Y N CITIBANK N.A. E57ODZWZ7FF32TWEFA76 N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N J.P. Morgan Investment Management Inc. 801-21011 000107038 549300W78QHV4XMM6K69 N JPMorgan Chase Bank, N.A. N/A 7H6GLXDRUGQFU57RNE97 Y N N ICE Data Pricing & Reference Data, LLC 000110037 CRD N Thomson Reuters Global Markets Inc. 000109120 CRD N N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N N J.P. Morgan Investment Management Inc. 549300W78QHV4XMM6K69 Y N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y Y N Goldman Sachs & Co. 8-00129 000000361 FOR8UP27PHTHYVLBNG30 11077 Morgan Stanley & Co., Inc. 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 2539 Merrill Lynch, Pierce, Fenner and Smith, Inc. 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 1979 Citigroup Global Markets Inc. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 842 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 802 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 765 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 416 HSBC Securities (USA) Inc. 8-41562 000019585 CYYGQCGNHMHPSMRL3R97 244 CREDIT SUISSE FIRST BOSTON LLC 8-00422 000000816 1V8Y6QCX6YMJ2OELII46 240 20781.00000000 Citigroup Global Markets Inc. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 2745011 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 2745011 Goldman Sachs & Co. 8-00129 000000361 FOR8UP27PHTHYVLBNG30 103440 DAIWA CAPITAL MARKETS AMERICA INC. 8-12242 000001576 M67H5PRC0NQKM73ZAS82 274445 5866907.00000000 N 24464374.58 N N N N JPMorgan Long/Short ETF S000059123 549300NDKDNR4OQEWY67 Y 0 0 0 Exchange-Traded Fund N N Y N CITIBANK N.A. E57ODZWZ7FF32TWEFA76 N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N J.P. Morgan Investment Management Inc. 801-21011 000107038 549300W78QHV4XMM6K69 N JPMorgan Chase Bank, N.A. N/A 7H6GLXDRUGQFU57RNE97 Y N N ICE Data Pricing & Reference Data, LLC 000110037 CRD N Thomson Reuters Global Markets Inc. 000109120 CRD N N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N N J.P. Morgan Investment Management Inc. 549300W78QHV4XMM6K69 Y N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y Y N Merrill Lynch, Pierce, Fenner and Smith, Inc. 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 36403 Goldman Sachs & Co. 8-00129 000000361 FOR8UP27PHTHYVLBNG30 2678 Morgan Stanley & Co., Inc. 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 544 Citigroup Global Markets Inc. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 520 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 367 CREDIT SUISSE FIRST BOSTON LLC 8-00422 000000816 1V8Y6QCX6YMJ2OELII46 170 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 159 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 107 Trade Informatics LLC 8-67613 000143867 254900B0LQ4S1JKC4P28 99 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 49 41172.00000000 DAIWA CAPITAL MARKETS AMERICA INC. 8-12242 000001576 M67H5PRC0NQKM73ZAS82 232701 Goldman Sachs & Co. 8-00129 000000361 FOR8UP27PHTHYVLBNG30 1952933 2185633.00000000 N 18580597.82 N N N N JPMorgan Managed Futures Strategy ETF S000059124 549300E2KMNFN3FMUX57 Y 0 0 0 Exchange-Traded Fund Y N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N J.P. Morgan Investment Management Inc. 801-21011 000107038 549300W78QHV4XMM6K69 N JPMorgan Chase Bank, N.A. N/A 7H6GLXDRUGQFU57RNE97 Y N N ICE Data Pricing & Reference Data, LLC 000110037 CRD N Thomson Reuters Global Markets Inc. 000109120 CRD N Bloomberg, L.P. 549300B56MD0ZC402L06 N N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N N J.P. Morgan Investment Management Inc. 549300W78QHV4XMM6K69 Y N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y Y N Citigroup Global Markets Inc. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 1114 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 141 1255.00000000 DAIWA CAPITAL MARKETS AMERICA INC. 8-12242 000001576 M67H5PRC0NQKM73ZAS82 1046559 1046559.00000000 N 46398218 N N N N JPMorgan Diversified Return Europe Currency Hedged ETF S000051962 N 50000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A JPMorgan U.S. Value Factor ETF S000059314 Y 50000 0.01455507 0.00706718 0.98544493 0.00706718 0.00000000 0.00000000 0.00000000 0.00000000 0 666.67 0 0 666.67 0 N/A N/A N/A N/A N/A N/A JPMorgan Diversified Return Global Equity ETF S000043772 Y 100000 0.14370500 0.02353787 0.85629500 0.02353787 0.11156261 0.01610619 0.88843739 0.01610619 0 9240.90 0 0 9240.90 0 0 8000.00 0 0 8000.00 0 JPMorgan Diversified Return U.S. Small Cap Equity ETF S000055014 Y 50000 0.01908537 0.00808655 0.98091463 0.00808655 0.02411891 0.00121624 0.97588109 0.00121624 0 2057.14 0 0 2057.14 0 0 0.00 0 0 0.00 0 JPMorgan Diversified Return International Equity ETF S000045406 Y 100000 0.16548743 0.02453141 0.83451257 0.02453141 0.12869726 0.04012546 0.87130274 0.04012546 0 17884.37 0 0 17884.37 0 0 14463.51 0 0 14463.51 0 JPMorgan Diversified Alternatives ETF S000052985 N 50000 1.00000000 0.00000000 0.00000000 0.00000000 1.00000000 0.00000000 0.00000000 0.00000000 0 500.00 0.00150000 0 500.00 0.00150000 0 500.00 0.00150000 0 500.00 0.00150000 JPMorgan Diversified Return U.S. Mid Cap Equity ETF S000053745 Y 100000 0.05392804 0.06098003 0.94607196 0.06098003 0.01691842 0.00000000 0.98308158 0.00000000 0 1800.00 0 0 1800.00 0 0 1800.00 0 0 1800.00 0 JPMorgan U.S. Minimum Volatility ETF S000059312 Y 50000 0.02057239 0.00298765 0.97942761 0.00298765 0.00000000 0.00000000 0.00000000 0.00000000 0 450.00 0 0 450.00 0 N/A N/A N/A N/A N/A N/A JPMorgan Diversified Return Europe Equity ETF S000051961 Y 100000 0.02695866 0.01107280 0.97304134 0.01107280 0.03395457 0.00065166 0.96604544 0.00065166 0 2000.00 0 0 2000.00 0 0 0 0 0 0 0 JPMorgan Diversified Return International Currency Hedged ETF S000050367 Y 50000 0.00000000 0.00000000 0.00000000 0.00000000 -0.00707397 0.01477575 1.00707397 0.01477575 N/A N/A N/A N/A N/A N/A 0 354.12 0 0 354.12 0 JPMorgan Diversified Return U.S. Equity ETF S000046874 Y 100000 0.01425986 0.00345586 0.98574014 0.00345586 0.01393399 0.00000000 0.98606601 0.00000000 0 1750.00 0 0 1750.00 0 0 1750.00 0 0 1750.00 0 JPMorgan U.S. Quality Factor ETF S000059315 Y 50000 0.04058693 0.04383907 0.95941307 0.04383907 0.00000000 0.00000000 0.00000000 0.00000000 0 600.00 0 0 600.00 0 N/A N/A N/A N/A N/A N/A JPMorgan Diversified Return Emerging Markets Equity ETF S000045407 Y 100000 0.62533771 0.07209674 0.37466229 0.07209674 0.00000000 0.00000000 0.00000000 0.00000000 0 33329.63 0 0 33329.63 0 N/A N/A N/A N/A N/A N/A JPMorgan U.S. Momentum Factor ETF S000059313 Y 50000 0.01681100 0.00923761 0.98318900 0.00923761 0.00000000 0.00000000 0.00000000 0.00000000 0 733.33 0 0 733.33 0 N/A N/A N/A N/A N/A N/A JPMorgan U.S. Dividend ETF S000059311 Y 50000 0.01146858 0.00955771 0.98853142 0.00955771 0.00000000 0.00000000 0.00000000 0.00000000 0 600.00 0 0 600.00 0 N/A N/A N/A N/A N/A N/A JPMorgan BetaBuilders Canada ETF S000061992 Y 100000 0.00415876 0.00243269 0.99584124 0.00243269 0.00364131 0.00003557 0.99635869 0.00003557 0 1751.35 0 0 1751.35 0 0 1800.00 0 0 1800.00 0 JPMorgan BetaBuilders Developed Asia ex-Japan ETF S000061993 Y 200000 0.20058600 0.11976614 0.79941400 0.11976614 0.00000000 0.00000000 0.00000000 0.00000000 0 29344.90 0 0 29344.90 0 N/A N/A N/A N/A N/A N/A JPMorgan BetaBuilders Europe ETF S000061994 Y 200000 0.00896499 0.00296808 0.99103501 0.00296808 0.00000000 0.00000000 0.00000000 0.00000000 0 11936.12 0 0 11936.12 0 N/A N/A N/A N/A N/A N/A JPMorgan BetaBuilders Japan ETF S000061995 Y 400000 0.00857579 0.00632424 0.99142421 0.00632424 0.00000000 0.00000000 0.00000000 0.00000000 0 3693.50 0 0 3693.50 0 N/A N/A N/A N/A N/A N/A JPMorgan Event Driven ETF S000054538 N 50000 1.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0 250.00 0.00150000 0 250.00 0.00150000 N/A N/A N/A N/A N/A N/A JPMorgan Long/Short ETF S000059123 N 50000 1.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0 250.00 0.00150000 0 250.00 0.00150000 N/A N/A N/A N/A N/A N/A JPMorgan Managed Futures Strategy ETF S000059124 N 50000 1.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0 225.00 0.00050000 0 225.00 0.00050000 N/A N/A N/A N/A N/A N/A false false true false false false