X0304 4 2012-02-09 0 0001397911 LPL Investment Holdings Inc. LPLA 0001485472 Brennan John Joseph C/O LPL INVESTMENT HOLDINGS INC. ONE BEACON STREET BOSTON MA 02108 1 0 0 0 Common Stock 2012-02-09 4 A 0 1550 0.00 A 28294 D These shares represent restricted stock that was granted under the Issuer's 2010 Omnibus Equity Incentive Plan. This restricted stock shall be fully vested on the second anniversary of the transaction date. /s/ Stephanie L. Brown, as Attorney-in-Fact 2012-02-13