0001221073-12-000067.txt : 20121023 0001221073-12-000067.hdr.sgml : 20121023 20121023083834 ACCESSION NUMBER: 0001221073-12-000067 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121023 DATE AS OF CHANGE: 20121023 EFFECTIVENESS DATE: 20121023 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MDE Group CENTRAL INDEX KEY: 0001485153 IRS NUMBER: 223444115 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14503 FILM NUMBER: 121155666 BUSINESS ADDRESS: STREET 1: 465 SOUTH ST. CITY: MORRISTOWN STATE: NJ ZIP: 07960 BUSINESS PHONE: 973-206-7100 MAIL ADDRESS: STREET 1: 465 SOUTH ST. CITY: MORRISTOWN STATE: NJ ZIP: 07960 13F-HR 1 mktc_mde3q2012.txt MDE GROUP, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: MDE Group, Inc. Address: 465 South Street, Suite 304 Morristown, NJ 07960 13F File Number: 028-14503 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Emil Coscarelli Title: Chief Compliance Officer Phone: 973-206-7100 Signature, Place, and Date of Signing: /s/ Emil Coscarelli Morristown, NJ October 18, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 65 Form 13F Information Table Value Total: $490,041 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 390 4221 SH SOLE 4221 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 53334 3218727 SH SOLE 3218727 0 0 ALTRIA GROUP INC COM 02209s103 351 10519 SH SOLE 10519 0 0 APPLE INC COM 037833100 2275 3411 SH SOLE 3411 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 383 8005 SH SOLE 8005 0 0 AT&T INC COM 00206r102 476 12638 SH SOLE 12638 0 0 BOEING CO COM 097023105 335 4814 SH SOLE 4814 0 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 2165 45134 SH SOLE 45134 0 0 CHEVRON CORP NEW COM 166764100 394 3383 SH SOLE 3383 0 0 CISCO SYS INC COM 17275r102 235 12320 SH SOLE 12320 0 0 CONOCOPHILLIPS COM 20825c104 385 6734 SH SOLE 6734 0 0 DENTSPLY INTL INC NEW COM 249030107 420 11000 SH SOLE 11000 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 357 3163 SH SOLE 3163 0 0 DISNEY WALT CO COM DISNEY 254687106 203 3890 SH SOLE 3890 0 0 DOMINION RES INC VA NEW COM 25746u109 234 4420 SH SOLE 4420 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 308 6126 SH SOLE 6126 0 0 EBAY INC COM 278642103 228 4719 SH SOLE 4719 0 0 EXXON MOBIL CORP COM 30231g102 610 6675 SH SOLE 6675 0 0 GENERAL ELECTRIC CO COM 369604103 657 28941 SH SOLE 28941 0 0 GENUINE PARTS CO COM 372460105 267 4380 SH SOLE 4380 0 0 GILEAD SCIENCES INC COM 375558103 603 9090 SH SOLE 9090 0 0 GOOGLE INC CL A 38259p508 271 359 SH SOLE 359 0 0 HCP INC COM 40414l109 357 8017 SH SOLE 8017 0 0 HEALTH CARE REIT INC COM 42217k106 334 5790 SH SOLE 5790 0 0 HEINZ H J CO COM 423074103 354 6319 SH SOLE 6319 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 290 6240 SH SOLE 6240 0 0 INTEL CORP COM 458140100 545 24043 SH SOLE 24043 0 0 INVESTORS BANCORP INC COM 46146p102 1764 96700 SH SOLE 96700 0 0 ISHARES SILVER TRUST ISHARES 46428q109 265 7915 SH SOLE 7915 0 0 ISHARES TR S&P 500 INDEX 464287200 4879 33788 SH SOLE 33788 0 0 ISHARES TR HIGH YLD CORP 464288513 365 3958 SH SOLE 3958 0 0 ISHARES TR DJ OIL EQUIP 464288844 246 4725 SH SOLE 4725 0 0 JOHNSON & JOHNSON COM 478160104 473 6862 SH SOLE 6862 0 0 JPMORGAN CHASE & CO COM 46625h100 334 8259 SH SOLE 8259 0 0 KIMBERLY CLARK CORP COM 494368103 372 4342 SH SOLE 4342 0 0 KRAFT FOODS INC CL A 50075n104 449 10869 SH SOLE 10869 0 0 LIBERTY MEDIA CORP DEB 3.500% 1/1 530715an1 6 12089 PRN SOLE 12089 0 0 LILLY ELI & CO COM 532457108 435 9178 SH SOLE 9178 0 0 MERCK & CO INC NEW COM 58933y105 656 14554 SH SOLE 14554 0 0 MERITOR INC COM 59001k100 111 26174 SH SOLE 26174 0 0 MICROSOFT CORP COM 594918104 690 23191 SH SOLE 23191 0 0 MONSANTO CO NEW COM 61166w101 397 4362 SH SOLE 4362 0 0 NEXTERA ENERGY INC COM 65339f101 383 5439 SH SOLE 5439 0 0 NUPATHE INC COM 67059m100 54 15264 SH SOLE 15264 0 0 PATTERSON COMPANIES INC COM 703395103 342 10000 SH SOLE 10000 0 0 PERRIGO CO COM 714290103 465 4000 SH SOLE 4000 0 0 PFIZER INC COM 717081103 348 13988 SH SOLE 13988 0 0 PHILIP MORRIS INTL INC COM 718172109 352 3910 SH SOLE 3910 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 1665 18875 SH SOLE 18875 0 0 POWERSHARES ETF TRUST DYN FD & BEV 73935X849 279 13832 SH SOLE 13832 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936q769 330 13244 SH SOLE 13244 0 0 PROCTER & GAMBLE CO COM 742718109 273 3931 SH SOLE 3931 0 0 RAYTHEON CO COM NEW 755111507 355 6215 SH SOLE 6215 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 319 4478 SH SOLE 4478 0 0 SPDR GOLD TRUST GOLD SHS 78463v107 1802 10485 SH SOLE 10485 0 0 SPDR S&P 500 ETF TR TR UNIT 78462f103 345001 2396342 SH SOLE 2396342 0 0 SPDR S&P 500 ETF TR TR UNIT 78462f103 35288 2379000 SH CALL SOLE 2379000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462f103 9726 1988000 SH PUT SOLE 1988000 0 0 SWEDISH EXPT CR CORP RG ENRGY ETN22 870297306 114 17169 SH SOLE 17169 0 0 TRAVELERS COMPANIES INC COM 89417e109 347 5080 SH SOLE 5080 0 0 UNILEVER N V N Y SHS NEW 904784709 411 11593 SH SOLE 11593 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 10683 145046 SH SOLE 145046 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2495 58080 SH SOLE 58080 0 0 VERIZON COMMUNICATIONS INC COM 92343v104 471 10338 SH SOLE 10338 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857w209 335 11765 SH SOLE 11765 0 0