0001104659-23-069499.txt : 20230608 0001104659-23-069499.hdr.sgml : 20230608 20230608181621 ACCESSION NUMBER: 0001104659-23-069499 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230606 FILED AS OF DATE: 20230608 DATE AS OF CHANGE: 20230608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Torok Michael CENTRAL INDEX KEY: 0001967237 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36296 FILM NUMBER: 231003293 MAIL ADDRESS: STREET 1: C/O CARISMA THERAPEUTICS INC. STREET 2: 3675 MARKET STREET, SUITE 200 CITY: PHILADELPHIA STATE: PA ZIP: 19104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Carisma Therapeutics Inc. CENTRAL INDEX KEY: 0001485003 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 262025616 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3675 MARKET STREET STREET 2: SUITE 200 CITY: PHILADELPHIA STATE: PA ZIP: 19104 BUSINESS PHONE: 2674916422 MAIL ADDRESS: STREET 1: 3675 MARKET STREET STREET 2: SUITE 200 CITY: PHILADELPHIA STATE: PA ZIP: 19104 FORMER COMPANY: FORMER CONFORMED NAME: Sesen Bio, Inc. DATE OF NAME CHANGE: 20180516 FORMER COMPANY: FORMER CONFORMED NAME: Eleven Biotherapeutics, Inc. DATE OF NAME CHANGE: 20100223 4 1 tm2318219-4_4seq1.xml OWNERSHIP DOCUMENT X0407 4 2023-06-06 0 0001485003 Carisma Therapeutics Inc. CARM 0001967237 Torok Michael 3675 MARKET STREET, SUITE 200 PHILADELPHIA PA 19104 1 0 0 0 0 Stock Option (Right to Buy) 7.25 2023-06-06 4 A 0 38700 0.00 A 2033-06-06 Common Stock 38700 38700 D The shares underlying this option vest over three years in equal monthly installments following June 6, 2023, subject to continued service to Carisma Therapeutics Inc. through the applicable vesting date. /s/ Richard Morris, as Attorney-in-Fact for Michael Torok 2023-06-08