0001484778-22-000159.txt : 20220906 0001484778-22-000159.hdr.sgml : 20220906 20220906162217 ACCESSION NUMBER: 0001484778-22-000159 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220901 FILED AS OF DATE: 20220906 DATE AS OF CHANGE: 20220906 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Homer Christopher CENTRAL INDEX KEY: 0001850197 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40249 FILM NUMBER: 221228523 MAIL ADDRESS: STREET 1: 969 BROADWAY STREET 2: SUITE 200 CITY: OAKLAND STATE: CA ZIP: 94607 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ThredUp Inc. CENTRAL INDEX KEY: 0001484778 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 264009181 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 969 BROADWAY STREET 2: SUITE 200 CITY: OAKLAND STATE: CA ZIP: 94607 BUSINESS PHONE: 415-402-5202 MAIL ADDRESS: STREET 1: 969 BROADWAY STREET 2: SUITE 200 CITY: OAKLAND STATE: CA ZIP: 94607 FORMER COMPANY: FORMER CONFORMED NAME: thredUP DATE OF NAME CHANGE: 20100222 4 1 wf-form4_166249572256107.xml FORM 4 X0306 4 2022-09-01 0 0001484778 ThredUp Inc. TDUP 0001850197 Homer Christopher C/O THREDUP INC. 969 BROADWAY, SUITE 200 OAKLAND CA 94607 0 1 0 0 Chief Operating Officer Class A Common Stock 2022-09-01 4 A 0 6127 0 A 34370 D Class A Common Stock 2022-09-02 4 S 0 1917 2.3095 D 32453 D Class A Common Stock 2022-09-01 4 M 0 28617 0 A 61070 D Class A Common Stock 2022-09-02 4 S 0 8948 2.3102 D 52122 D Restricted Stock Units 2022-09-01 4 M 0 28617 0 D Class A Common Stock 28617.0 400636 D Settlement of shares from performance-based restricted stock units under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. On April 11, 2022, the Reporting Person was granted 457,869 RSUs, vesting in sixteen equal quarterly installments on June 1, September 1, December 1 and March 1 until fully vested, subject to the Reporting Person's continued service to the Issuer on each such date. /s/ Alon Rotem, Attorney-in-Fact 2022-09-06