0001484778-21-000087.txt : 20210903
0001484778-21-000087.hdr.sgml : 20210903
20210903162902
ACCESSION NUMBER: 0001484778-21-000087
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210715
FILED AS OF DATE: 20210903
DATE AS OF CHANGE: 20210903
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Marino Anthony Salvatore
CENTRAL INDEX KEY: 0001851770
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40249
FILM NUMBER: 211236902
MAIL ADDRESS:
STREET 1: 969 BROADWAY
STREET 2: SUITE 200
CITY: OAKLAND
STATE: CA
ZIP: 94607
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ThredUp Inc.
CENTRAL INDEX KEY: 0001484778
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961]
IRS NUMBER: 264009181
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 969 BROADWAY
STREET 2: SUITE 200
CITY: OAKLAND
STATE: CA
ZIP: 94607
BUSINESS PHONE: 415-402-5202
MAIL ADDRESS:
STREET 1: 969 BROADWAY
STREET 2: SUITE 200
CITY: OAKLAND
STATE: CA
ZIP: 94607
FORMER COMPANY:
FORMER CONFORMED NAME: thredUP
DATE OF NAME CHANGE: 20100222
4
1
wf-form4_163070091795469.xml
FORM 4
X0306
4
2021-07-15
0
0001484778
ThredUp Inc.
TDUP
0001851770
Marino Anthony Salvatore
C/O THREDUP INC.
969 BROADWAY, SUITE 200
OAKLAND
CA
94607
0
1
0
0
President
Class A Common Stock
2021-09-01
4
C
0
20957
0
A
20957
D
Class A Common Stock
2021-09-01
4
S
0
20957
20.0324
D
0
D
Class A Common Stock
2021-09-02
4
C
0
6898
0
A
6898
D
Class A Common Stock
2021-09-02
4
S
0
6898
20.0711
D
0
D
Class B Common Stock
2021-07-15
5
G
0
E
125000
0
D
Class A Common Stock
125000.0
134660
D
Class B Common Stock
2021-07-15
5
G
0
E
125000
0
A
Class A Common Stock
125000.0
125000
I
By Trust
Class B Common Stock
2021-07-15
5
G
0
E
125000
0
D
Class A Common Stock
125000.0
9660
D
Class B Common Stock
2021-07-15
5
G
0
E
125000
0
A
Class A Common Stock
125000.0
125000
I
By Trust
Stock Option (Right to Buy)
0.55
2021-09-01
4
M
0
20957
0
D
2023-12-03
Class B Common Stock
20957.0
256146
D
Class B Common Stock
2021-09-01
4
M
0
20957
0
A
Class A Common Stock
20957.0
30617
D
Class B Common Stock
2021-09-01
4
C
0
20957
0
D
Class A Common Stock
20957.0
9660
D
Stock Option (Right to Buy)
0.55
2021-09-02
4
M
0
6898
0
D
2023-12-03
Class B Common Stock
6898.0
249248
D
Class B Common Stock
2021-09-02
4
M
0
6898
0
A
Class A Common Stock
6898.0
16558
D
Class B Common Stock
2021-09-02
4
C
0
6898
0
D
Class A Common Stock
6898.0
9660
D
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.
This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.20 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.19 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
On July 15, 2021, the Reporting Person transferred 125,000 shares of the Issuer's Class B Common Stock to The Anthony Salvatore Marino 2021 Annuity Trust (the "Anthony Marino GRAT"). This was a bona fide gift with no payment in consideration.
Shares held of record by the Anthony Marino GRAT.
On July 15, 2021, the Reporting Person transferred 125,000 shares of the Issuer's Class B Common Stock to The Courtney Erin Marino 2021 Annuity Trust (the "Courtney Marino GRAT"), of which the Reporting Person's spouse is the trustee, for the benefit of the Reporting Person's spouse. This was a bona fide gift with no payment in consideration.
Shares held of record by the Courtney Marino GRAT.
The stock option vested over four years after September 1, 2013.
/s/ Alon Rotem, Attorney-in-Fact
2021-09-03