0001484778-21-000087.txt : 20210903 0001484778-21-000087.hdr.sgml : 20210903 20210903162902 ACCESSION NUMBER: 0001484778-21-000087 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210715 FILED AS OF DATE: 20210903 DATE AS OF CHANGE: 20210903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marino Anthony Salvatore CENTRAL INDEX KEY: 0001851770 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40249 FILM NUMBER: 211236902 MAIL ADDRESS: STREET 1: 969 BROADWAY STREET 2: SUITE 200 CITY: OAKLAND STATE: CA ZIP: 94607 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ThredUp Inc. CENTRAL INDEX KEY: 0001484778 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 264009181 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 969 BROADWAY STREET 2: SUITE 200 CITY: OAKLAND STATE: CA ZIP: 94607 BUSINESS PHONE: 415-402-5202 MAIL ADDRESS: STREET 1: 969 BROADWAY STREET 2: SUITE 200 CITY: OAKLAND STATE: CA ZIP: 94607 FORMER COMPANY: FORMER CONFORMED NAME: thredUP DATE OF NAME CHANGE: 20100222 4 1 wf-form4_163070091795469.xml FORM 4 X0306 4 2021-07-15 0 0001484778 ThredUp Inc. TDUP 0001851770 Marino Anthony Salvatore C/O THREDUP INC. 969 BROADWAY, SUITE 200 OAKLAND CA 94607 0 1 0 0 President Class A Common Stock 2021-09-01 4 C 0 20957 0 A 20957 D Class A Common Stock 2021-09-01 4 S 0 20957 20.0324 D 0 D Class A Common Stock 2021-09-02 4 C 0 6898 0 A 6898 D Class A Common Stock 2021-09-02 4 S 0 6898 20.0711 D 0 D Class B Common Stock 2021-07-15 5 G 0 E 125000 0 D Class A Common Stock 125000.0 134660 D Class B Common Stock 2021-07-15 5 G 0 E 125000 0 A Class A Common Stock 125000.0 125000 I By Trust Class B Common Stock 2021-07-15 5 G 0 E 125000 0 D Class A Common Stock 125000.0 9660 D Class B Common Stock 2021-07-15 5 G 0 E 125000 0 A Class A Common Stock 125000.0 125000 I By Trust Stock Option (Right to Buy) 0.55 2021-09-01 4 M 0 20957 0 D 2023-12-03 Class B Common Stock 20957.0 256146 D Class B Common Stock 2021-09-01 4 M 0 20957 0 A Class A Common Stock 20957.0 30617 D Class B Common Stock 2021-09-01 4 C 0 20957 0 D Class A Common Stock 20957.0 9660 D Stock Option (Right to Buy) 0.55 2021-09-02 4 M 0 6898 0 D 2023-12-03 Class B Common Stock 6898.0 249248 D Class B Common Stock 2021-09-02 4 M 0 6898 0 A Class A Common Stock 6898.0 16558 D Class B Common Stock 2021-09-02 4 C 0 6898 0 D Class A Common Stock 6898.0 9660 D Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.20 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.19 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. On July 15, 2021, the Reporting Person transferred 125,000 shares of the Issuer's Class B Common Stock to The Anthony Salvatore Marino 2021 Annuity Trust (the "Anthony Marino GRAT"). This was a bona fide gift with no payment in consideration. Shares held of record by the Anthony Marino GRAT. On July 15, 2021, the Reporting Person transferred 125,000 shares of the Issuer's Class B Common Stock to The Courtney Erin Marino 2021 Annuity Trust (the "Courtney Marino GRAT"), of which the Reporting Person's spouse is the trustee, for the benefit of the Reporting Person's spouse. This was a bona fide gift with no payment in consideration. Shares held of record by the Courtney Marino GRAT. The stock option vested over four years after September 1, 2013. /s/ Alon Rotem, Attorney-in-Fact 2021-09-03