0001484737-19-000002.txt : 20190214
0001484737-19-000002.hdr.sgml : 20190214
20190214141426
ACCESSION NUMBER: 0001484737-19-000002
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20190214
DATE AS OF CHANGE: 20190214
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: Harford Bank
CENTRAL INDEX KEY: 0001484737
IRS NUMBER: 520799113
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-86023
FILM NUMBER: 19604509
BUSINESS ADDRESS:
STREET 1: 8 WEST BEL AIR AVENUE
CITY: ABERDEEN
STATE: MD
ZIP: 21001
BUSINESS PHONE: 410-272-5000
MAIL ADDRESS:
STREET 1: 8 WEST BEL AIR AVENUE
CITY: ABERDEEN
STATE: MD
ZIP: 21001
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: Harford Bank
CENTRAL INDEX KEY: 0001484737
IRS NUMBER: 520799113
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: 8 WEST BEL AIR AVENUE
CITY: ABERDEEN
STATE: MD
ZIP: 21001
BUSINESS PHONE: 410-272-5000
MAIL ADDRESS:
STREET 1: 8 WEST BEL AIR AVENUE
CITY: ABERDEEN
STATE: MD
ZIP: 21001
SC 13G
1
sc13glive19.txt
SC 13G
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
HARFORD BANK
-----------------------------------------------------
(Name of Issuer)
Common Stock
-----------------------------------------------------
(Title of Class of Securities)
412479 107
-----------------------------------------------------
(CUSIP Number)
December 31, 2018
-----------------------------------------------------
(Date Of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
[ ] Rule 13d-1(b)
[X] Rule 13d-1(c)
[ ] Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section
of the Act but shall be subject to all other provisions of the Act
(however, see the Notes).
Persons who respond to the collection of information contained in this form
are not required to respond unless the form displays a currently valid OMB
control number. SEC 1745 (3-06)
CUSIP No.412479 107 13G Page 2 of 7
Pages
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1. NAME OF REPORTING PERSON: DEBORAH L. ADAMS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: ###-##-####
-------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
(a) [ ]
(b) [X]
-------------------------------------------------------------------------
3. SEC USE ONLY:
-------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION:
ABERDEEN, MARYLAND, UNITED STATES
-------------------------------------------------------------------------
NUMBER OF 5. SOLE VOTING POWER:
SHARES 81,419
BENEFICIALLY -------------------------------------------------------
OWNED BY 6. SHARED VOTING POWER:
EACH 0
REPORTING -------------------------------------------------------
PERSON 7. SOLE DISPOSITIVE POWER:
WITH: 81,419
-------------------------------------------------------
8. SHARED DISPOSITIVE POWER:
0
------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
81,419
-------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES:
[ ]
-------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
5.76%
-------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON: IN
-------------------------------------------------------------------------
CUSIP No.412479 107 13G Page 3 of 7
Pages
-------------------------------------------------------------------------
1. NAME OF REPORTING PERSON: JANE B. VIELE
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: ###-##-####
-------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
(a) [ ]
(b) [X]
-------------------------------------------------------------------------
3. SEC USE ONLY:
-------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION:
HAVRE DE GRACE, MARYLAND, UNITED STATES
-------------------------------------------------------------------------
NUMBER OF 5. SOLE VOTING POWER:
SHARES 117,361
BENEFICIALLY -------------------------------------------------------
OWNED BY 6. SHARED VOTING POWER:
EACH 5,746
REPORTING -------------------------------------------------------
PERSON 7. SOLE DISPOSITIVE POWER:
WITH: 111,615
-------------------------------------------------------
8. SHARED DISPOSITIVE POWER:
5,746
-------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
117,361
-------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES:
[ ]
-------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 8.30%
-------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON: IN
-------------------------------------------------------------------------
CUSIP No. 412479 107 13G Page 4 of 7
Pages
-------------------------------------------------------------------------
Item 1. (a) Name of Issuer:
HARFORD BANK
-------------------------------------------------------
(b) Address of Issuer's Principal Executive Offices:
8 WEST BEL AIR AVENUE
ABERDEEN, MD 21001
-------------------------------------------------------
Item 2. (a) Name of Persons Filing:
(1) DEBORAH L. ADAMS
(2) JANE B. VIELE
-------------------------------------------------------
(b) Address of Principal Business Office, or if None,Residence:
(1) 480 PARADISE ROAD, ABERDEEN, MD 21001
(2) 237 COOLEY MILL ROAD, HAVRE DE GRACE, MD 21078
-------------------------------------------------------
(c) Citizenship:
(1) The state of organization is MARYLAND.
(2) The state of organization is MARYLAND.
-------------------------------------------------------
(d) Title of Class of Securities:
Common Stock
-------------------------------------------------------
(e) CUSIP Number:
412479 107
-------------------------------------------------------
Item 3. If this statement is filed pursuant to Sections 240.13d-1(b) or
240.13d-2(b) or (c), check whether the person filing is a:
(a) [ ] Broker or dealer registered under Section 15 of the Act
(15 U.S.C. 78o).
(b) [ ] Bank as defined in Section 3(a)(6) of the Act
(15 U.S.C. 78c).
(c) [ ] Insurance company as defined in Section 3(a)(19) of
the Act (15 U.S.C. 78c).
(d) [ ] Investment company registered under Section 8 of the
Investment Company Act of 1940 (15 U.S.C. 80a-8).
CUSIP No.412479 107 13-G Page 5 of 7
Pages
-------------------------------------------------------------------------
(e) [ ] An investment adviser in accordance with Section
240.13d-1(b)(1)(ii)(E);
(f) [ ] An employee benefit plan or endowment fund in accordance
with Section 240.13d-1(b)(1)(ii)(F);
(g) [ ] A parent holding company or control person in accordance with
Section 240.13d-1(b)(1)(ii)(G); Morgan Stanley
(h) [ ] A savings association as defined in Section 3(b) of the Federal
Deposit Insurance Act (12 U.S.C. 1813);
(i) [ ] A church plan that is excluded from the definition
of an investment company under Section 3(c)(14) of
the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j) [ ] Group, in accordance with Section 13d-(b)(1)(ii)(J).
Item 4. Ownership as of December 31, 2018.*
(a) Amount beneficially owned:
(b) Percent of Class:
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote:
(ii) Shared power to vote or to direct the vote:
(iii) Sole power to dispose or to direct the disposition of:
(iv) Shared power to dispose or to direct the disposition of:
Item 5. Ownership of Five Percent or Less of a Class.
Not Applicable
Item 6. Ownership of More Than Five Percent on Behalf of Another Person.
Not Applicable
Item 7. Identification and Classification of the Subsidiary which Acquired
the Security Being Reported on By the Parent Holding Company.
See Exhibit 99.2
Item 8. Identification and Classification of Members of the Group.
Not Applicable
CUSIP No.412479 107 13-G Page 6 of 7
Pages
------------------------------------------------------------------------
Item 9. Notice of Dissolution of Group.
Not Applicable
Item 10. Certification.
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were acquired and are held in the ordinary
course of business and were not acquired and are not held for the purpose of
or with the effect of changing or influencing the control of the issuer of
the securities and were not acquired and are not held in connection with or
as a participant in any transaction having that purpose or effect.
* In Accordance with the Securities and Exchange Commission Release
No. 34-39538 (January 12, 1998) (the "Release"), this filing reflects the
securities beneficially owned, or that may be deemed to be beneficially
owned, by certain operating units (collectively, the "MS Reporting Units")
of Morgan Stanley and its subsidiaries and affiliates (collectively, "MS").
This filing does not reflect securities, if any, beneficially owned by any
operating units of MS whose ownership of securities is disaggregated from
that of the MS Reporting Units in accordance with the Release.
Signature.
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete
and correct.
Date: February 14, 2019
Signature: /s/ DEBORAH L. ADAMS
-------------------------------------------------------------
Name/Title: DEBORAH L. ADAMS
-------------------------------------------------------------
Date: February 14, 2019
Signature: /s/ JANE B. VIELE
-------------------------------------------------------------
Name/Title: JANE B. VIELE
-------------------------------------------------------------
CUSIP No.412479 107 13-G Page 7 of 7
Pages
------------------------------------------------------------------------
February 14, 2019
---------------------------------------------------
HARFORD BANK hereby agree that, unless differentiated, this
Schedule 13G is filed on behalf of each of the parties.
HARFORD BANK
BY: /s/ LEANN K. HINES
--------------------------------------------------------------
EXECUTIVE SECRETARY
HARFORD BANK
* Attention. Intentional misstatements or omissions of fact constitute
federal criminal violations (see 18 U.S.C. 1001).