The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALPHABET INC | CAP STK CL A | 02079K305 | 410 | 363 | SH | SOLE | 363 | 0 | 0 | ||
ALPS ETF TR | SECTR DIV DOGS | 00162Q858 | 200 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
ALTABA INC | COM | 021346101 | 525 | 7,166 | SH | SOLE | 7,166 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 363 | 6,393 | SH | SOLE | 6,393 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 262 | 154 | SH | SOLE | 154 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 1,653 | 8,955 | SH | SOLE | 8,955 | 0 | 0 | ||
ANNALY CAP MGMT INC | COM | 035710409 | 822 | 79,886 | SH | SOLE | 79,886 | 0 | 0 | ||
APOLLO COML REAL EST FIN INC | COM | 03762U105 | 882 | 48,276 | SH | SOLE | 48,276 | 0 | 0 | ||
APOLLO GLOBAL MGMT LLC | CL A SHS | 037612306 | 864 | 27,097 | SH | SOLE | 27,097 | 0 | 0 | ||
APOLLO INVT CORP | COM | 03761U106 | 738 | 132,448 | SH | SOLE | 132,448 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 832 | 4,495 | SH | SOLE | 4,495 | 0 | 0 | ||
ARES CAP CORP | COM | 04010L103 | 640 | 38,928 | SH | SOLE | 38,928 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 1,835 | 9,832 | SH | SOLE | 9,832 | 0 | 0 | ||
BEST BUY INC | COM | 086516101 | 471 | 6,318 | SH | SOLE | 6,318 | 0 | 0 | ||
BLACKSTONE GROUP L P | COM UNIT LTD | 09253U108 | 684 | 21,270 | SH | SOLE | 21,270 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 448 | 1,336 | SH | SOLE | 1,336 | 0 | 0 | ||
CBRE GROUP INC | CL A | 12504L109 | 297 | 6,225 | SH | SOLE | 6,225 | 0 | 0 | ||
CINTAS CORP | COM | 172908105 | 493 | 2,662 | SH | SOLE | 2,662 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 218 | 5,058 | SH | SOLE | 5,058 | 0 | 0 | ||
CME GROUP INC | COM CL A | 12572Q105 | 331 | 2,022 | SH | SOLE | 2,022 | 0 | 0 | ||
COHEN & STEERS REIT & PFD IN | COM | 19247X100 | 683 | 35,156 | SH | SOLE | 35,156 | 0 | 0 | ||
DIREXION SHS ETF TR | ALL CP INSIDER | 25459Y769 | 243 | 5,874 | SH | SOLE | 5,874 | 0 | 0 | ||
DOWDUPONT INC | COM | 26078J100 | 1,514 | 22,971 | SH | SOLE | 22,971 | 0 | 0 | ||
E TRADE FINANCIAL CORP | COM NEW | 269246401 | 499 | 8,162 | SH | SOLE | 8,162 | 0 | 0 | ||
ENDEAVOUR SILVER CORP | COM | 29258Y103 | 156 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
EQUINIX INC | COM PAR $0.001 | 29444U700 | 2,056 | 4,783 | SH | SOLE | 4,783 | 0 | 0 | ||
EQUINOR ASA | SPONSORED ADR | 29446M102 | 1,636 | 61,957 | SH | SOLE | 61,957 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 236 | 2,857 | SH | SOLE | 2,857 | 0 | 0 | ||
FEDERAL AGRIC MTG CORP | CL A | 313148108 | 492 | 19,579 | SH | SOLE | 19,579 | 0 | 0 | ||
FIDUS INVT CORP | COM | 316500107 | 702 | 49,376 | SH | SOLE | 49,376 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | MATERIALS ALPH | 33734X168 | 2,312 | 55,284 | SH | SOLE | 55,284 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | SENIOR LN FD | 33738D309 | 2,138 | 44,749 | SH | SOLE | 44,749 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | FIRST TR TA HIYL | 33738D408 | 1,992 | 42,299 | SH | SOLE | 42,299 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | NASDAQ BK ETF | 33738R860 | 321 | 11,256 | SH | SOLE | 11,256 | 0 | 0 | ||
FIRST TR EXCHANGE-TRADED FD | PFD SECS INC ETF | 33739E108 | 3,196 | 167,695 | SH | SOLE | 167,695 | 0 | 0 | ||
GAMING & LEISURE PPTYS INC | COM | 36467J108 | 590 | 16,492 | SH | SOLE | 16,492 | 0 | 0 | ||
GLOBAL X FDS | GLBL X MLP ETF | 37950E473 | 1,762 | 192,339 | SH | SOLE | 192,339 | 0 | 0 | ||
GLOBAL X FDS | RBTCS ARTFL INTE | 37954Y715 | 980 | 44,522 | SH | SOLE | 44,522 | 0 | 0 | ||
GLOBAL X FDS | FINTECH ETF | 37954Y814 | 635 | 24,364 | SH | SOLE | 24,364 | 0 | 0 | ||
HARRIS CORP DEL | COM | 413875105 | 2,437 | 16,858 | SH | SOLE | 16,858 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 587 | 3,009 | SH | SOLE | 3,009 | 0 | 0 | ||
HONEYWELL INTL INC | COM | 438516106 | 1,711 | 11,877 | SH | SOLE | 11,877 | 0 | 0 | ||
HUNTSMAN CORP | COM | 447011107 | 1,894 | 64,870 | SH | SOLE | 64,870 | 0 | 0 | ||
INTUIT | COM | 461202103 | 697 | 3,414 | SH | SOLE | 3,414 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 535 | 3,115 | SH | SOLE | 3,115 | 0 | 0 | ||
ISHARES INC | INTL HIGH YIELD | 464286210 | 921 | 17,761 | SH | SOLE | 17,761 | 0 | 0 | ||
ISHARES INC | MSCI BRIC INDX | 464286657 | 201 | 4,782 | SH | SOLE | 4,782 | 0 | 0 | ||
ISHARES INC | MSCI NETHERL ETF | 464286814 | 211 | 6,908 | SH | SOLE | 6,908 | 0 | 0 | ||
ISHARES INC | MSCI TAIWAN ETF | 46434G772 | 211 | 5,859 | SH | SOLE | 5,859 | 0 | 0 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 1,352 | 11,978 | SH | SOLE | 11,978 | 0 | 0 | ||
ISHARES TR | TRANS AVG ETF | 464287192 | 1,569 | 8,425 | SH | SOLE | 8,425 | 0 | 0 | ||
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 882 | 5,422 | SH | SOLE | 5,422 | 0 | 0 | ||
ISHARES TR | RUS MDCP VAL ETF | 464287473 | 566 | 6,399 | SH | SOLE | 6,399 | 0 | 0 | ||
ISHARES TR | U.S. CNSM SV ETF | 464287580 | 1,332 | 6,877 | SH | SOLE | 6,877 | 0 | 0 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 272 | 2,241 | SH | SOLE | 2,241 | 0 | 0 | ||
ISHARES TR | RUSSELL 3000 ETF | 464287689 | 201 | 1,236 | SH | SOLE | 1,236 | 0 | 0 | ||
ISHARES TR | U.S. ENERGY ETF | 464287796 | 2,506 | 59,758 | SH | SOLE | 59,758 | 0 | 0 | ||
ISHARES TR | DOW JONES US ETF | 464287846 | 535 | 3,922 | SH | SOLE | 3,922 | 0 | 0 | ||
ISHARES TR | S&P SML 600 GWT | 464287887 | 951 | 5,035 | SH | SOLE | 5,035 | 0 | 0 | ||
ISHARES TR | US AER DEF ETF | 464288760 | 3,498 | 18,172 | SH | SOLE | 18,172 | 0 | 0 | ||
ISHARES TR | US HLTHCR PR ETF | 464288828 | 271 | 1,542 | SH | SOLE | 1,542 | 0 | 0 | ||
ISHARES TR | MSCI NORWAY ETF | 46429B499 | 236 | 8,559 | SH | SOLE | 8,559 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 564 | 5,416 | SH | SOLE | 5,416 | 0 | 0 | ||
LADDER CAP CORP | CL A | 505743104 | 871 | 55,752 | SH | SOLE | 55,752 | 0 | 0 | ||
LASALLE HOTEL PPTYS | COM SH BEN INT | 517942108 | 2,207 | 64,490 | SH | SOLE | 64,490 | 0 | 0 | ||
MACQUARIE INFRASTRUCTURE COR | COM | 55608B105 | 377 | 8,939 | SH | SOLE | 8,939 | 0 | 0 | ||
MASTERCARD INCORPORATED | CL A | 57636Q104 | 746 | 3,794 | SH | SOLE | 3,794 | 0 | 0 | ||
MERCK & CO INC | COM | 58933Y105 | 1,743 | 28,709 | SH | SOLE | 28,709 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 774 | 7,848 | SH | SOLE | 7,848 | 0 | 0 | ||
MONROE CAP CORP | COM | 610335101 | 540 | 40,080 | SH | SOLE | 40,080 | 0 | 0 | ||
MSCI INC | COM | 55354G100 | 471 | 2,850 | SH | SOLE | 2,850 | 0 | 0 | ||
NETAPP INC | COM | 64110D104 | 603 | 7,675 | SH | SOLE | 7,675 | 0 | 0 | ||
NEW SR INVT GROUP INC | COM | 648691103 | 494 | 65,215 | SH | SOLE | 65,215 | 0 | 0 | ||
NORTHROP GRUMMAN CORP | COM | 666807102 | 2,163 | 7,028 | SH | SOLE | 7,028 | 0 | 0 | ||
OLD REP INTL CORP | COM | 680223104 | 588 | 29,548 | SH | SOLE | 29,548 | 0 | 0 | ||
PACKAGING CORP AMER | COM | 695156109 | 1,637 | 14,648 | SH | SOLE | 14,648 | 0 | 0 | ||
PENNANTPARK FLOATING RATE CA | COM | 70806A106 | 663 | 48,562 | SH | SOLE | 48,562 | 0 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 242 | 3,099 | SH | SOLE | 3,099 | 0 | 0 | ||
PROGRESSIVE CORP OHIO | COM | 743315103 | 451 | 7,626 | SH | SOLE | 7,626 | 0 | 0 | ||
PUBLIC STORAGE | COM | 74460D109 | 255 | 1,125 | SH | SOLE | 1,125 | 0 | 0 | ||
REALTY INCOME CORP | COM | 756109104 | 699 | 12,994 | SH | SOLE | 12,994 | 0 | 0 | ||
REGIONS FINL CORP NEW | COM | 7591EP100 | 387 | 21,771 | SH | SOLE | 21,771 | 0 | 0 | ||
ROYAL DUTCH SHELL PLC | SPON ADR B | 780259107 | 674 | 9,271 | SH | SOLE | 9,271 | 0 | 0 | ||
S&P GLOBAL INC | COM | 78409V104 | 506 | 2,483 | SH | SOLE | 2,483 | 0 | 0 | ||
SCHWAB STRATEGIC TR | SCHWAB FDT US SC | 808524763 | 261 | 6,551 | SH | SOLE | 6,551 | 0 | 0 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 650 | 8,563 | SH | SOLE | 8,563 | 0 | 0 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 298 | 4,294 | SH | SOLE | 4,294 | 0 | 0 | ||
SPDR SERIES TRUST | BLMBRG BRC CNVRT | 78464A359 | 1,937 | 36,528 | SH | SOLE | 36,528 | 0 | 0 | ||
SPDR SERIES TRUST | FTSE INT GVT ETF | 78464A490 | 1,271 | 23,442 | SH | SOLE | 23,442 | 0 | 0 | ||
SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 2,369 | 38,834 | SH | SOLE | 38,834 | 0 | 0 | ||
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 3,197 | 33,585 | SH | SOLE | 33,585 | 0 | 0 | ||
SUNTRUST BKS INC | COM | 867914103 | 457 | 6,920 | SH | SOLE | 6,920 | 0 | 0 | ||
TEXAS INSTRS INC | COM | 882508104 | 1,674 | 15,182 | SH | SOLE | 15,182 | 0 | 0 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 1,773 | 14,179 | SH | SOLE | 14,179 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 224 | 915 | SH | SOLE | 915 | 0 | 0 | ||
VALERO ENERGY CORP NEW | COM | 91913Y100 | 1,874 | 16,910 | SH | SOLE | 16,910 | 0 | 0 | ||
VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 | 281 | 1,597 | SH | SOLE | 1,597 | 0 | 0 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 794 | 5,038 | SH | SOLE | 5,038 | 0 | 0 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 438 | 2,922 | SH | SOLE | 2,922 | 0 | 0 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 515 | 3,309 | SH | SOLE | 3,309 | 0 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 652 | 4,645 | SH | SOLE | 4,645 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE PACIFIC ETF | 922042866 | 506 | 7,224 | SH | SOLE | 7,224 | 0 | 0 | ||
WYNDHAM DESTINATIONS INC | COM | 98310W108 | 608 | 13,745 | SH | SOLE | 13,745 | 0 | 0 | ||
WYNDHAM HOTELS & RESORTS INC | COM | 98311A105 | 811 | 13,781 | SH | SOLE | 13,781 | 0 | 0 |