The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 1,746 | 19,644 | SH | SOLE | 19,644 | 0 | 0 | ||
ABERDEEN ASIA PACIFIC INCOM | COM | 003009107 | 67 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 241 | 251 | SH | SOLE | 251 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 650 | 668 | SH | SOLE | 668 | 0 | 0 | ||
ALPS ETF TR | SECTR DIV DOGS | 00162Q858 | 432 | 9,800 | SH | SOLE | 9,800 | 0 | 0 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 3,335 | 297,275 | SH | SOLE | 297,275 | 0 | 0 | ||
ALTABA INC | COM | 021346101 | 762 | 11,504 | SH | SOLE | 11,504 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 810 | 12,770 | SH | SOLE | 12,770 | 0 | 0 | ||
AMPHENOL CORP NEW | CL A | 032095101 | 866 | 10,234 | SH | SOLE | 10,234 | 0 | 0 | ||
ANNALY CAP MGMT INC | COM | 035710409 | 1,699 | 139,351 | SH | SOLE | 139,351 | 0 | 0 | ||
ANTHEM INC | UNIT 05/01/20188 | 036752202 | 1,074 | 20,530 | SH | SOLE | 20,530 | 0 | 0 | ||
APOLLO COML REAL EST FIN INC | COM | 03762U105 | 1,428 | 78,835 | SH | SOLE | 78,835 | 0 | 0 | ||
APOLLO GLOBAL MGMT LLC | CL A SHS | 037612306 | 1,411 | 46,879 | SH | SOLE | 46,879 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 624 | 4,050 | SH | SOLE | 4,050 | 0 | 0 | ||
ASSURANT INC | COM | 04621X108 | 507 | 5,312 | SH | SOLE | 5,312 | 0 | 0 | ||
BARD C R INC | COM | 067383109 | 778 | 2,427 | SH | SOLE | 2,427 | 0 | 0 | ||
BAXTER INTL INC | COM | 071813109 | 202 | 3,218 | SH | SOLE | 3,218 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 2,803 | 15,292 | SH | SOLE | 15,292 | 0 | 0 | ||
BLACKROCK ENHANCED EQT DIV T | COM | 09251A104 | 119 | 13,080 | SH | SOLE | 13,080 | 0 | 0 | ||
BUILDERS FIRSTSOURCE INC | COM | 12008R107 | 224 | 12,464 | SH | SOLE | 12,464 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 222 | 6,614 | SH | SOLE | 6,614 | 0 | 0 | ||
CLAYMORE EXCHANGE TRD FD TR | GUG BUL 2019 HY | 18383M373 | 257 | 10,404 | SH | SOLE | 10,404 | 0 | 0 | ||
CLAYMORE EXCHANGE TRD FD TR | GUG BLT2018 HY | 18383M381 | 386 | 15,240 | SH | SOLE | 15,240 | 0 | 0 | ||
CLAYMORE EXCHANGE TRD FD TR | GUG BLT2017 HY | 18383M399 | 520 | 20,240 | SH | SOLE | 20,240 | 0 | 0 | ||
CLAYMORE EXCHANGE TRD FD TR | GUG BULL2019 E | 18383M522 | 353 | 16,608 | SH | SOLE | 16,608 | 0 | 0 | ||
CLAYMORE EXCHANGE TRD FD TR | GUG BULL2018 E | 18383M530 | 217 | 10,264 | SH | SOLE | 10,264 | 0 | 0 | ||
CLAYMORE EXCHANGE TRD FD TR | GUGG CRP BD 2017 | 18383M548 | 415 | 18,362 | SH | SOLE | 18,362 | 0 | 0 | ||
CME GROUP INC | COM CL A | 12572Q105 | 460 | 3,389 | SH | SOLE | 3,389 | 0 | 0 | ||
COHEN & STEERS REIT & PFD IN | COM | 19247X100 | 1,236 | 58,297 | SH | SOLE | 58,297 | 0 | 0 | ||
COHERENT INC | COM | 192479103 | 221 | 940 | SH | SOLE | 940 | 0 | 0 | ||
CORNING INC | COM | 219350105 | 1,997 | 66,737 | SH | SOLE | 66,737 | 0 | 0 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 604 | 3,674 | SH | SOLE | 3,674 | 0 | 0 | ||
CSX CORP | COM | 126408103 | 251 | 4,627 | SH | SOLE | 4,627 | 0 | 0 | ||
CUMMINS INC | COM | 231021106 | 692 | 4,118 | SH | SOLE | 4,118 | 0 | 0 | ||
DIGITAL RLTY TR INC | COM | 253868103 | 2,815 | 23,786 | SH | SOLE | 23,786 | 0 | 0 | ||
DIREXION SHS ETF TR | ALL CP INSIDER | 25459Y769 | 247 | 5,948 | SH | SOLE | 5,948 | 0 | 0 | ||
DNP SELECT INCOME FD | COM | 23325P104 | 167 | 14,519 | SH | SOLE | 14,519 | 0 | 0 | ||
DOWDUPONT INC | COM | 26078J100 | 2,552 | 36,858 | SH | SOLE | 36,858 | 0 | 0 | ||
EATON CORP PLC | SHS | G29183103 | 2,606 | 33,932 | SH | SOLE | 33,932 | 0 | 0 | ||
ENDEAVOUR SILVER CORP | COM | 29258Y103 | 83 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 313 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
EQUINIX INC | COM PAR $0.001 | 29444U700 | 3,279 | 7,347 | SH | SOLE | 7,347 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 486 | 5,933 | SH | SOLE | 5,933 | 0 | 0 | ||
FASTENAL CO | COM | 311900104 | 2,464 | 54,065 | SH | SOLE | 54,065 | 0 | 0 | ||
FEDERAL AGRIC MTG CORP | CL A | 313148108 | 792 | 31,179 | SH | SOLE | 31,179 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | INDLS PROD DUR | 33734X150 | 242 | 6,526 | SH | SOLE | 6,526 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | SENIOR LN FD | 33738D309 | 2,392 | 49,646 | SH | SOLE | 49,646 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | FIRST TR TA HIYL | 33738D408 | 2,150 | 43,820 | SH | SOLE | 43,820 | 0 | 0 | ||
FIRST TR EXCHANGE-TRADED FD | PFD SECS INC ETF | 33739E108 | 3,817 | 190,080 | SH | SOLE | 190,080 | 0 | 0 | ||
GAMING & LEISURE PPTYS INC | COM | 36467J108 | 991 | 26,853 | SH | SOLE | 26,853 | 0 | 0 | ||
GENERAL DYNAMICS CORP | COM | 369550108 | 691 | 3,363 | SH | SOLE | 3,363 | 0 | 0 | ||
GLOBAL X FDS | RBTCS ARTFL INTE | 37954Y715 | 1,251 | 57,505 | SH | SOLE | 57,505 | 0 | 0 | ||
HARRIS CORP DEL | COM | 413875105 | 3,524 | 26,761 | SH | SOLE | 26,761 | 0 | 0 | ||
HONEYWELL INTL INC | COM | 438516106 | 2,442 | 17,229 | SH | SOLE | 17,229 | 0 | 0 | ||
HP INC | COM | 40434L105 | 247 | 12,359 | SH | SOLE | 12,359 | 0 | 0 | ||
HUNTSMAN CORP | COM | 447011107 | 2,736 | 99,792 | SH | SOLE | 99,792 | 0 | 0 | ||
ICHOR HOLDINGS | SHS | G4740B105 | 747 | 27,870 | SH | SOLE | 27,870 | 0 | 0 | ||
ILLINOIS TOOL WKS INC | COM | 452308109 | 496 | 3,352 | SH | SOLE | 3,352 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 210 | 5,523 | SH | SOLE | 5,523 | 0 | 0 | ||
ISHARES INC | JP MRG EM CRP BD | 464286251 | 2,024 | 39,251 | SH | SOLE | 39,251 | 0 | 0 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 1,829 | 33,853 | SH | SOLE | 33,853 | 0 | 0 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 1,402 | 12,346 | SH | SOLE | 12,346 | 0 | 0 | ||
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 784 | 5,467 | SH | SOLE | 5,467 | 0 | 0 | ||
ISHARES TR | RUS MDCP VAL ETF | 464287473 | 732 | 8,613 | SH | SOLE | 8,613 | 0 | 0 | ||
ISHARES TR | U.S. CNSM SV ETF | 464287580 | 1,711 | 10,433 | SH | SOLE | 10,433 | 0 | 0 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 284 | 2,400 | SH | SOLE | 2,400 | 0 | 0 | ||
ISHARES TR | S&P MC 400GR ETF | 464287606 | 231 | 1,144 | SH | SOLE | 1,144 | 0 | 0 | ||
ISHARES TR | RUSSELL 3000 ETF | 464287689 | 603 | 4,038 | SH | SOLE | 4,038 | 0 | 0 | ||
ISHARES TR | U.S. REAL ES ETF | 464287739 | 1,120 | 14,016 | SH | SOLE | 14,016 | 0 | 0 | ||
ISHARES TR | US HLTHCARE ETF | 464287762 | 669 | 3,891 | SH | SOLE | 3,891 | 0 | 0 | ||
ISHARES TR | DOW JONES US ETF | 464287846 | 592 | 4,694 | SH | SOLE | 4,694 | 0 | 0 | ||
ISHARES TR | US AER DEF ETF | 464288760 | 3,071 | 17,248 | SH | SOLE | 17,248 | 0 | 0 | ||
ISHARES TR | U.S. MED DVC ETF | 464288810 | 700 | 4,190 | SH | SOLE | 4,190 | 0 | 0 | ||
ISHARES TR | US HLTHCR PR ETF | 464288828 | 456 | 3,084 | SH | SOLE | 3,084 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 898 | 6,906 | SH | SOLE | 6,906 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 702 | 7,348 | SH | SOLE | 7,348 | 0 | 0 | ||
L3 TECHNOLOGIES INC | COM | 502413107 | 619 | 3,284 | SH | SOLE | 3,284 | 0 | 0 | ||
LADDER CAP CORP | CL A | 505743104 | 1,254 | 90,968 | SH | SOLE | 90,968 | 0 | 0 | ||
LAM RESEARCH CORP | COM | 512807108 | 807 | 4,363 | SH | SOLE | 4,363 | 0 | 0 | ||
LASALLE HOTEL PPTYS | COM SH BEN INT | 517942108 | 2,803 | 96,585 | SH | SOLE | 96,585 | 0 | 0 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 4,311 | 13,893 | SH | SOLE | 13,893 | 0 | 0 | ||
MACQUARIE INFRASTRUCTURE COR | COM | 55608B105 | 918 | 12,719 | SH | SOLE | 12,719 | 0 | 0 | ||
MARSH & MCLENNAN COS INC | COM | 571748102 | 508 | 6,058 | SH | SOLE | 6,058 | 0 | 0 | ||
MASTERCARD INCORPORATED | CL A | 57636Q104 | 763 | 5,404 | SH | SOLE | 5,404 | 0 | 0 | ||
METTLER TOLEDO INTERNATIONAL | COM | 592688105 | 693 | 1,106 | SH | SOLE | 1,106 | 0 | 0 | ||
MICROCHIP TECHNOLOGY INC | COM | 595017104 | 788 | 8,782 | SH | SOLE | 8,782 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 829 | 11,134 | SH | SOLE | 11,134 | 0 | 0 | ||
MONROE CAP CORP | COM | 610335101 | 889 | 62,110 | SH | SOLE | 62,110 | 0 | 0 | ||
MORGAN STANLEY | COM NEW | 617446448 | 639 | 13,256 | SH | SOLE | 13,256 | 0 | 0 | ||
NEW SR INVT GROUP INC | COM | 648691103 | 1,018 | 111,269 | SH | SOLE | 111,269 | 0 | 0 | ||
NORTHROP GRUMMAN CORP | COM | 666807102 | 4,110 | 14,285 | SH | SOLE | 14,285 | 0 | 0 | ||
OLD REP INTL CORP | COM | 680223104 | 942 | 47,843 | SH | SOLE | 47,843 | 0 | 0 | ||
PACCAR INC | COM | 693718108 | 611 | 8,448 | SH | SOLE | 8,448 | 0 | 0 | ||
PACKAGING CORP AMER | COM | 695156109 | 2,546 | 22,200 | SH | SOLE | 22,200 | 0 | 0 | ||
PACWEST BANCORP DEL | COM | 695263103 | 1,833 | 36,297 | SH | SOLE | 36,297 | 0 | 0 | ||
PENNYMAC FINL SVCS INC | CL A | 70932B101 | 915 | 51,422 | SH | SOLE | 51,422 | 0 | 0 | ||
POWERSHARES ETF TR II | PFD PORTFOLIO | 73936T565 | 203 | 13,496 | SH | SOLE | 13,496 | 0 | 0 | ||
POWERSHARES ETF TRUST II | KBW HG YLD FIN | 73936Q793 | 1,149 | 47,740 | SH | SOLE | 47,740 | 0 | 0 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 4,129 | 28,386 | SH | SOLE | 28,386 | 0 | 0 | ||
PRICELINE GRP INC | COM NEW | 741503403 | 293 | 160 | SH | SOLE | 160 | 0 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 555 | 6,098 | SH | SOLE | 6,098 | 0 | 0 | ||
PRUDENTIAL FINL INC | COM | 744320102 | 1,610 | 15,147 | SH | SOLE | 15,147 | 0 | 0 | ||
PUBLIC STORAGE | COM | 74460D109 | 241 | 1,125 | SH | SOLE | 1,125 | 0 | 0 | ||
QUANTA SVCS INC | COM | 74762E102 | 586 | 15,686 | SH | SOLE | 15,686 | 0 | 0 | ||
RAYTHEON CO | COM NEW | 755111507 | 650 | 3,484 | SH | SOLE | 3,484 | 0 | 0 | ||
REALTY INCOME CORP | COM | 756109104 | 1,065 | 18,619 | SH | SOLE | 18,619 | 0 | 0 | ||
REGIONS FINL CORP NEW | COM | 7591EP100 | 550 | 36,098 | SH | SOLE | 36,098 | 0 | 0 | ||
ROCKWELL AUTOMATION INC | COM | 773903109 | 586 | 3,288 | SH | SOLE | 3,288 | 0 | 0 | ||
RYDEX ETF TRUST | GUG S&P500 EQ WT | 78355W106 | 2,972 | 31,103 | SH | SOLE | 31,103 | 0 | 0 | ||
RYDEX ETF TRUST | GUGGENHM S&P 500 | 78355W205 | 574 | 3,226 | SH | SOLE | 3,226 | 0 | 0 | ||
SCHWAB STRATEGIC TR | SCHWB FDT INT LG | 808524755 | 201 | 6,717 | SH | SOLE | 6,717 | 0 | 0 | ||
SCHWAB STRATEGIC TR | SCHWAB FDT US SC | 808524763 | 243 | 6,702 | SH | SOLE | 6,702 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 1,874 | 26,396 | SH | SOLE | 26,396 | 0 | 0 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 3,423 | 57,920 | SH | SOLE | 57,920 | 0 | 0 | ||
SENIOR HSG PPTYS TR | SH BEN INT | 81721M109 | 364 | 18,618 | SH | SOLE | 18,618 | 0 | 0 | ||
SPDR DOW JONES INDL AVRG ETF | UT SER 1 | 78467X109 | 481 | 2,148 | SH | SOLE | 2,148 | 0 | 0 | ||
SPDR SERIES TRUST | CITI INT GVT ETF | 78464A490 | 1,324 | 23,098 | SH | SOLE | 23,098 | 0 | 0 | ||
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 2,392 | 27,626 | SH | SOLE | 27,626 | 0 | 0 | ||
STRYKER CORP | COM | 863667101 | 685 | 4,822 | SH | SOLE | 4,822 | 0 | 0 | ||
SUNTRUST BKS INC | COM | 867914103 | 666 | 11,137 | SH | SOLE | 11,137 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 874039100 | 2,656 | 70,743 | SH | SOLE | 70,743 | 0 | 0 | ||
TORTOISE ENERGY INFRA CORP | COM | 89147L100 | 203 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 2,547 | 21,938 | SH | SOLE | 21,938 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 260 | 1,330 | SH | SOLE | 1,330 | 0 | 0 | ||
VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 921937835 | 294 | 3,584 | SH | SOLE | 3,584 | 0 | 0 | ||
VANGUARD CHARLOTTE FDS | INTL BD IDX ETF | 92203J407 | 286 | 5,230 | SH | SOLE | 5,230 | 0 | 0 | ||
VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | 240 | 1,972 | SH | SOLE | 1,972 | 0 | 0 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 278 | 1,888 | SH | SOLE | 1,888 | 0 | 0 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 609 | 4,590 | SH | SOLE | 4,590 | 0 | 0 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 472 | 3,339 | SH | SOLE | 3,339 | 0 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 388 | 2,992 | SH | SOLE | 2,992 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE PACIFIC ETF | 922042866 | 297 | 4,356 | SH | SOLE | 4,356 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 275 | 3,437 | SH | SOLE | 3,437 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 1,239 | 14,079 | SH | SOLE | 14,079 | 0 | 0 | ||
VENTAS INC | COM | 92276F100 | 249 | 3,822 | SH | SOLE | 3,822 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 332 | 6,704 | SH | SOLE | 6,704 | 0 | 0 | ||
WASTE MGMT INC DEL | COM | 94106L109 | 224 | 2,863 | SH | SOLE | 2,863 | 0 | 0 | ||
WESTERN DIGITAL CORP | COM | 958102105 | 2,967 | 34,336 | SH | SOLE | 34,336 | 0 | 0 |